Stock Transactions — DOUBLELINE YIELD OPPORTUNITI

Total Bought
1,726,352
39 transactions
Total Sold
1,125,217
40 transactions
Net
+601,135
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Penserra Capital Management LLC0550,342+550,3420.000.09+0.09buy
ROYAL BANK OF CANADA523,242709,243+186,0010.000.00+0.00buy
1607 Capital Partners, LLC161,111321,532+160,4210.160.32+0.16buy
Pathstone Holdings, LLC0154,770+154,7700.000.01+0.01buy
BANK OF AMERICA CORP /DE/140,333288,949+148,6160.000.00+0.00buy
LPL Financial LLC202,329294,469+92,1400.000.00+0.00buy
WELLS FARGO & COMPANY/MN2,366,7112,447,219+80,5080.010.01+0.00buy
GUGGENHEIM CAPITAL LLC75,543136,881+61,3380.010.02+0.01buy
RAYMOND JAMES FINANCIAL INC401,460458,354+56,8940.000.00+0.00buy
FIFTH THIRD BANCORP049,880+49,8800.000.00+0.00buy
Rareview Capital LLC123,911168,388+44,4771.251.54+0.29buy
MORGAN STANLEY2,415,5622,435,577+20,0150.000.00-0.00buy
HighTower Advisors, LLC478,385496,151+17,7660.010.01-0.00buy
UBS Group AG998,8671,015,180+16,3130.000.00-0.00buy
Independent Advisor Alliance016,020+16,0200.000.00+0.00buy
Maridea Wealth Management LLC123,013135,157+12,1440.270.27+0.00buy
Aviance Capital Partners, LLC33,02643,525+10,4990.060.07+0.02buy
Pettinga Financial Advisors LLC173,318183,203+9,8850.480.48+0.00buy
Shaker Financial Services, LLC185,781194,632+8,8510.860.94+0.09buy
Adalta Capital Management LLC13,00019,684+6,6840.080.13+0.05buy
Sovran Advisors, LLC10,39714,762+4,3650.010.02+0.00buy
Advisory Services Network, LLC03,360+3,3600.000.00+0.00buy
FIRST TRUST ADVISORS LP32,97135,543+2,5720.000.00+0.00buy
SPIREPOINT PRIVATE CLIENT, LLC11,25013,250+2,0000.020.02+0.00buy
Journey Advisory Group, LLC196,926198,768+1,8420.240.24-0.00buy
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC72,59274,377+1,7850.220.21-0.00buy
Invesco Ltd.43,69845,358+1,6600.000.00+0.00buy
NewEdge Advisors, LLC54,25055,158+9080.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV14,76715,667+9000.000.00-0.00buy
CAPTRUST FINANCIAL ADVISORS37,32838,128+8000.000.00-0.00buy
BESSEMER GROUP INC0735+7350.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC21,98522,627+6420.000.00-0.00buy
Fourth Dimension Wealth, LLC3,3003,800+5000.020.02+0.00buy
HARBOUR INVESTMENTS, INC.0325+3250.000.00+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors11,55811,806+2480.020.02-0.00buy
MPWM ADVISORY SOLUTIONS, LLC7,1027,196+940.060.05-0.00buy
Financial Management Professionals, Inc.1,4631,499+360.000.00+0.00buy
Sunbelt Securities, Inc.2,2742,289+150.000.00-0.00buy
Larson Financial Group LLC2,1712,172+10.000.00-0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD19,95719,95700.020.02-0.00hold
COHEN & STEERS, INC.175,007175,00700.000.00-0.00hold
Janney Montgomery Scott LLC22,50022,50000.000.00+0.00hold
Westend Capital Management, LLC95395300.000.00+0.00hold
Cambridge Investment Research Advisors, Inc.12,70312,70300.000.00-0.00hold
Avidian Wealth Enterprises, LLC14,00014,00000.010.01-0.00hold
Asset Dedication, LLC1,9441,94400.000.00+0.00hold
Allworth Financial LP38538500.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC42,03242,03200.260.27+0.01hold
Moisand Fitzgerald Tamayo, LLC50050000.000.00-0.00hold
Belpointe Asset Management LLC13,17513,17500.010.01-0.00hold
Geneos Wealth Management Inc.45045000.000.00-0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC40,14240,14200.180.16-0.02hold
Activest Wealth Management2,5002,50000.010.01-0.00hold
Allie Family Office LLC10,00010,00000.070.06-0.01hold
Corient Private Wealth LLC18,84118,84100.000.00-0.00hold
Farther Finance Advisors, LLC4,0644,06400.000.00-0.00hold
Catalina Capital Group, LLC13,59713,59700.120.12-0.01hold
HIGHLINE WEALTH PARTNERS LLC30030000.000.00-0.00hold
Blueprint Financial Advisors LLC18,00018,00000.040.04-0.00hold
ST GERMAIN D J CO INC68068000.000.00-0.00hold
Creekmur Asset Management LLC160-160.000.00-0.00sell
Pathway Financial Advisers, LLC32,66332,638-250.140.13-0.01sell
WPG Advisers, LLC24269-1730.000.00-0.00sell
Pinnacle Wealth Planning Services, Inc.586158-4280.000.00-0.00sell
EASTERN BANK6000-6000.000.00-0.00sell
Rockefeller Capital Management L.P.32,80232,052-7500.000.00-0.00sell
Camelot Portfolios, LLC1,0000-1,0000.010.00-0.01sell
Redwood Park Advisors LLC10,7649,715-1,0490.110.10-0.01sell
Private Advisor Group, LLC20,28819,195-1,0930.000.00-0.00sell
Kestra Advisory Services, LLC18,44817,346-1,1020.000.00-0.00sell
EVOKE WEALTH, LLC23,00020,900-2,1000.010.01-0.00sell
Blackhawk Capital Partners LLC.12,48510,350-2,1350.070.05-0.02sell
OPPENHEIMER & CO INC51,75549,555-2,2000.010.01-0.00sell
SageView Advisory Group, LLC2,6030-2,6030.000.00-0.00sell
Creekside Partners69,96467,168-2,7960.430.38-0.04sell
Cetera Investment Advisers40,20137,268-2,9330.000.00-0.00sell
Gridiron Partners, LLC32,61828,396-4,2220.270.24-0.03sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP31,43926,154-5,2850.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC16,82110,957-5,8640.000.00-0.00sell
Arax Advisory Partners7,553511-7,0420.000.00-0.00sell
Cerity Partners LLC10,0000-10,0000.000.00-0.00sell
DKM Wealth Management, Inc.10,5560-10,5560.110.00-0.11sell
XTX Topco Ltd25,39710,271-15,1260.010.00-0.01sell
BALYASNY ASSET MANAGEMENT L.P.17,2350-17,2350.000.00-0.00sell
Kingsview Wealth Management, LLC17,5000-17,5000.000.00-0.00sell
STIFEL FINANCIAL CORP83,54464,212-19,3320.000.00-0.00sell
Logan Stone Capital, LLC342,383321,148-21,2351.231.24+0.01sell
NOMURA HOLDINGS INC22,5000-22,5000.000.00-0.00sell
IFC Advisors LLC24,1170-24,1170.050.00-0.05sell
WEDBUSH SECURITIES INC112,06887,173-24,8950.050.04-0.01sell
MGO ONE SEVEN LLC54,56328,104-26,4590.020.01-0.01sell
JANE STREET GROUP, LLC53,21424,273-28,9410.000.00-0.00sell
Calamos Advisors LLC32,5710-32,5710.000.00-0.00sell
OSAIC HOLDINGS, INC.63,69730,417-33,2800.000.00-0.00sell
&PARTNERS77,65742,463-35,1940.010.00-0.00sell
JOURNEY STRATEGIC WEALTH LLC133,06189,111-43,9500.050.03-0.02sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.51,2890-51,2890.050.00-0.05sell
SIT INVESTMENT ASSOCIATES INC1,083,1651,024,038-59,1270.310.29-0.02sell
READYSTATE ASSET MANAGEMENT LP195,65916,943-178,7160.130.01-0.11sell
RIVERNORTH CAPITAL MANAGEMENT, LLC555,917146,139-409,7780.380.10-0.28sell
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