Stock TransactionsDOUBLELINE YIELD OPPORTUNITI

Total Bought
648,824
39 transactions
Total Sold
1,079,431
38 transactions
Net
-430,607
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
UBS Group AG1,015,1801,128,211+113,0310.000.00+0.00buy
HighTower Advisors, LLC496,151564,166+68,0150.010.01+0.00buy
OSAIC HOLDINGS, INC.30,41793,230+62,8130.000.00+0.00buy
Rareview Capital LLC168,388227,782+59,3941.541.99+0.45buy
Maridea Wealth Management LLC135,157171,667+36,5100.270.26-0.01buy
Creekside Partners67,168101,576+34,4080.380.52+0.13buy
1607 Capital Partners, LLC321,532354,813+33,2810.320.43+0.11buy
Atlas Wealth LLC031,526+31,5260.000.06+0.06buy
IFC Advisors LLC024,280+24,2800.000.04+0.04buy
Penserra Capital Management LLC550,342572,153+21,8110.090.06-0.03buy
Lido Advisors, LLC021,367+21,3670.000.00+0.00buy
MAI Capital Management020,900+20,9000.000.00+0.00buy
IMC-Chicago, LLC016,709+16,7090.000.00+0.00buy
BANK OF AMERICA CORP /DE/288,949303,203+14,2540.000.00-0.00buy
JANE STREET GROUP, LLC24,27338,071+13,7980.000.00-0.00buy
CHOREO, LLC010,557+10,5570.000.00+0.00buy
XTX Topco Ltd10,27120,804+10,5330.000.00+0.00buy
Arax Advisory Partners5119,174+8,6630.000.00+0.00buy
GUGGENHEIM CAPITAL LLC136,881145,191+8,3100.020.01-0.00buy
MORGAN STANLEY2,435,5772,443,074+7,4970.000.00-0.00buy
Integrated Wealth Concepts LLC06,495+6,4950.000.00+0.00buy
OPPENHEIMER & CO INC49,55554,405+4,8500.010.01-0.00buy
Gridiron Partners, LLC28,39632,714+4,3180.240.24+0.00buy
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC74,37777,737+3,3600.210.21-0.01buy
FIRST TRUST ADVISORS LP35,54338,860+3,3170.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC22,62725,134+2,5070.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO01,109+1,1090.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT01,000+1,0000.000.00+0.00buy
Cetera Investment Advisers37,26838,208+9400.000.00-0.00buy
Aviance Capital Partners, LLC43,52544,367+8420.070.06-0.01buy
Sovran Advisors, LLC14,76215,552+7900.020.02-0.00buy
Private Advisor Group, LLC19,19519,620+4250.000.00+0.00buy
Invesco Ltd.45,35845,724+3660.000.00-0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors11,80612,066+2600.020.02-0.00buy
Pathway Financial Advisers, LLC32,63832,888+2500.130.12-0.01buy
Fourth Dimension Wealth, LLC3,8004,050+2500.020.02-0.00buy
Redwood Park Advisors LLC9,7159,765+500.100.10-0.00buy
Financial Management Professionals, Inc.1,4991,536+370.000.00-0.00buy
Larson Financial Group LLC2,1722,173+10.000.00-0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD19,95719,95700.020.02-0.00hold
COHEN & STEERS, INC.175,007175,00700.000.00-0.00hold
Westend Capital Management, LLC95395300.000.00-0.00hold
Avidian Wealth Enterprises, LLC14,00014,00000.010.01-0.00hold
Asset Dedication, LLC1,9441,94400.000.00-0.00hold
CAPTRUST FINANCIAL ADVISORS38,12838,12800.000.00-0.00hold
Allworth Financial LP38538500.000.00+0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC42,03242,03200.270.26-0.01hold
Moisand Fitzgerald Tamayo, LLC50050000.000.00-0.00hold
Adalta Capital Management LLC19,68419,68400.130.12-0.01hold
Belpointe Asset Management LLC13,17513,17500.010.01-0.00hold
Geneos Wealth Management Inc.45045000.000.00-0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC40,14240,14200.160.14-0.02hold
Farther Finance Advisors, LLC4,0644,06400.000.00-0.00hold
SPIREPOINT PRIVATE CLIENT, LLC13,25013,25000.020.02-0.00hold
HIGHLINE WEALTH PARTNERS LLC30030000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.32532500.000.00-0.00hold
ST GERMAIN D J CO INC68068000.000.00-0.00hold
Blackhawk Capital Partners LLC.10,35010,340-100.050.05-0.01sell
WPG Advisers, LLC690-690.000.00-0.00sell
Pinnacle Wealth Planning Services, Inc.1580-1580.000.00-0.00sell
MERCER GLOBAL ADVISORS INC /ADV15,66715,267-4000.000.00-0.00sell
MPWM ADVISORY SOLUTIONS, LLC7,1966,494-7020.050.04-0.01sell
BESSEMER GROUP INC7350-7350.000.00-0.00sell
Kestra Advisory Services, LLC17,34616,557-7890.000.00-0.00sell
&PARTNERS42,46341,514-9490.000.00-0.00sell
MGO ONE SEVEN LLC28,10427,143-9610.010.01-0.00sell
Cambridge Investment Research Advisors, Inc.12,70311,603-1,1000.000.00-0.00sell
Journey Advisory Group, LLC198,768197,661-1,1070.240.21-0.02sell
NewEdge Advisors, LLC55,15853,858-1,3000.000.00-0.00sell
Janney Montgomery Scott LLC22,50021,000-1,5000.000.00-0.00sell
Global Retirement Partners, LLC1,5190-1,5190.000.00-0.00sell
Activest Wealth Management2,5000-2,5000.010.00-0.01sell
FIFTH THIRD BANCORP49,88047,307-2,5730.000.00-0.00sell
Rockefeller Capital Management L.P.32,05228,950-3,1020.000.00-0.00sell
Advisory Services Network, LLC3,3600-3,3600.000.00-0.00sell
STIFEL FINANCIAL CORP64,21260,627-3,5850.000.00-0.00sell
Corient Private Wealth LLC18,84114,151-4,6900.000.00+0.00sell
WEDBUSH SECURITIES INC87,17381,525-5,6480.040.03-0.01sell
Pettinga Financial Advisors LLC183,203177,434-5,7690.480.40-0.08sell
Allie Family Office LLC10,0000-10,0000.060.00-0.06sell
COMMONWEALTH EQUITY SERVICES, LLC10,9570-10,9570.000.00-0.00sell
Independent Advisor Alliance16,0200-16,0200.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP16,9430-16,9430.010.00-0.01sell
Blueprint Financial Advisors LLC18,0000-18,0000.040.00-0.04sell
EVOKE WEALTH, LLC20,9000-20,9000.010.00-0.01sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP26,1540-26,1540.000.00-0.00sell
LPL Financial LLC294,469261,423-33,0460.000.00-0.00sell
ROYAL BANK OF CANADA709,243673,695-35,5480.000.00-0.00sell
Shaker Financial Services, LLC194,632157,923-36,7090.940.70-0.25sell
WELLS FARGO & COMPANY/MN2,447,2192,405,028-42,1910.010.01-0.00sell
Pathstone Holdings, LLC154,77060,745-94,0250.010.00-0.01sell
RAYMOND JAMES FINANCIAL INC458,354341,068-117,2860.000.00-0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC146,1390-146,1390.100.00-0.10sell
SIT INVESTMENT ASSOCIATES INC1,024,038841,576-182,4620.290.22-0.07sell
Logan Stone Capital, LLC321,14890,623-230,5251.240.27-0.97sell
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