| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ALPS ADVISORS INC | 30,303,091 | 30,880,193 | +577,102 | 6.09 | 5.65 | -0.44 | buy |
| GOLDMAN SACHS GROUP INC | 9,081,184 | 7,949,898 | -1,131,286 | 0.04 | 0.04 | -0.00 | sell |
| Blackstone Inc. | 3,647,075 | 7,769,525 | +4,122,450 | 0.55 | 1.24 | +0.69 | buy |
| Invesco Ltd. | 6,619,868 | 7,183,005 | +563,137 | 0.03 | 0.04 | +0.01 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 6,422,376 | 7,066,430 | +644,054 | 0.33 | 0.37 | +0.04 | buy |
| TORTOISE CAPITAL ADVISORS, L.L.C. | 4,421,856 | 4,466,939 | +45,083 | 1.94 | 1.81 | -0.13 | buy |
| Bank of New York Mellon Corp | 2,239,995 | 3,752,002 | +1,512,007 | 0.01 | 0.03 | +0.01 | buy |
| TD ASSET MANAGEMENT INC | 2,626,438 | 2,201,117 | -425,321 | 0.07 | 0.07 | -0.00 | sell |
| Epoch Investment Partners, Inc. | 2,500,598 | 2,081,821 | -418,777 | 0.49 | 0.49 | -0.00 | sell |
| Neuberger Berman Group LLC | 2,263,966 | 1,975,914 | -288,052 | 0.06 | 0.06 | +0.00 | sell |
| UBS Group AG | 2,038,226 | 1,963,999 | -74,227 | 0.01 | 0.01 | -0.00 | sell |
| JPMORGAN CHASE & CO | 1,738,689 | 1,841,105 | +102,416 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 1,817,368 | 1,728,235 | -89,133 | 0.00 | 0.00 | +0.00 | sell |
| MORGAN STANLEY | 1,778,659 | 1,720,891 | -57,768 | 0.00 | 0.00 | +0.00 | sell |
| Clearbridge Investments, LLC | 1,644,985 | 1,707,385 | +62,400 | 0.05 | 0.06 | +0.01 | buy |
| CI INVESTMENTS INC. | 1,572,170 | 1,551,776 | -20,394 | 0.24 | 0.29 | +0.05 | sell |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 1,645,618 | 1,511,093 | -134,525 | 1.29 | 1.13 | -0.16 | sell |
| MILLER HOWARD INVESTMENTS INC /NY | 1,446,315 | 1,491,899 | +45,584 | 1.51 | 1.59 | +0.08 | buy |
| WESTWOOD HOLDINGS GROUP INC | 1,789,190 | 1,311,435 | -477,755 | 0.50 | 0.37 | -0.13 | sell |
| Fractal Investments LLC | 1,185,220 | 1,185,220 | 0 | 5.71 | 5.45 | -0.26 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 2,675,000 | 1,075,000 | -1,600,000 | 0.14 | 0.06 | -0.08 | sell |
| LAZARD ASSET MANAGEMENT LLC | 88,315 | 1,069,244 | +980,929 | 0.01 | 0.07 | +0.06 | buy |
| FIRST TRUST ADVISORS LP | 711,348 | 959,321 | +247,973 | 0.02 | 0.03 | +0.01 | buy |
| Nearwater Capital Markets, Ltd | 0 | 900,000 | +900,000 | 0.00 | 0.83 | +0.83 | buy |
| BlackRock, Inc. | 873,069 | 891,965 | +18,896 | 0.00 | 0.00 | +0.00 | buy |
| EAGLE GLOBAL ADVISORS LLC | 1,672,776 | 857,561 | -815,215 | 2.13 | 1.20 | -0.93 | sell |
| AMERICAN CENTURY COMPANIES INC | 753,475 | 806,495 | +53,020 | 0.01 | 0.02 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 912,515 | 763,131 | -149,384 | 0.17 | 0.16 | -0.01 | sell |
| BROOKFIELD Corp /ON/ | 973,289 | 720,858 | -252,431 | 0.04 | 0.04 | -0.00 | sell |
| BARCLAYS PLC | 829,125 | 712,024 | -117,101 | 0.01 | 0.01 | -0.00 | sell |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC | 1,381,016 | 668,739 | -712,277 | 5.25 | 2.44 | -2.81 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 525,158 | 570,158 | +45,000 | 4.09 | 4.62 | +0.53 | buy |
| RAYMOND JAMES FINANCIAL INC | 417,176 | 447,260 | +30,084 | 0.00 | 0.01 | +0.00 | buy |
| Allianz Asset Management GmbH | 414,987 | 415,942 | +955 | 0.02 | 0.02 | +0.00 | buy |
| JENNISON ASSOCIATES LLC | 351,650 | 367,745 | +16,095 | 0.01 | 0.01 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 683,800 | 355,300 | -328,500 | 0.04 | 0.02 | -0.01 | sell |
| BANK OF AMERICA CORP /DE/ | 660,863 | 321,530 | -339,333 | 0.00 | 0.00 | -0.00 | sell |
| Burkehill Global Management, LP | 300,000 | 300,000 | 0 | 0.68 | 0.58 | -0.10 | hold |
| Zimmer Partners, LP | 351,700 | 299,800 | -51,900 | 0.32 | 0.29 | -0.03 | sell |
| Qube Research & Technologies Ltd | 415,855 | 286,012 | -129,843 | 0.02 | 0.02 | -0.00 | sell |
| CITADEL ADVISORS LLC | 82,092 | 275,291 | +193,199 | 0.00 | 0.01 | +0.01 | buy |
| STATE STREET CORP | 263,433 | 264,966 | +1,533 | 0.00 | 0.00 | +0.00 | buy |
| Swiss National Bank | 245,600 | 243,300 | -2,300 | 0.01 | 0.01 | +0.00 | sell |
| ROYAL BANK OF CANADA | 190,760 | 238,724 | +47,964 | 0.00 | 0.00 | +0.00 | buy |
| NORDEA INVESTMENT MANAGEMENT AB | 242,583 | 232,752 | -9,831 | 0.01 | 0.01 | +0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 246,192 | 228,883 | -17,309 | 0.02 | 0.02 | +0.00 | sell |
| NEOS Investment Management LLC | 18,564 | 228,554 | +209,990 | 0.00 | 0.04 | +0.04 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 228,396 | 228,027 | -369 | 0.00 | 0.00 | +0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 0 | 204,906 | +204,906 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 198,506 | 204,564 | +6,058 | 0.00 | 0.00 | +0.00 | buy |
| EXCHANGE TRADED CONCEPTS, LLC | 176,980 | 195,019 | +18,039 | 0.05 | 0.06 | +0.01 | buy |
| Americana Partners, LLC | 178,028 | 178,028 | 0 | 0.17 | 0.18 | +0.01 | hold |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0 | 173,802 | +173,802 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 228,546 | 171,576 | -56,970 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 172,602 | 169,177 | -3,425 | 0.01 | 0.01 | +0.00 | sell |
| NOMURA HOLDINGS INC | 0 | 166,081 | +166,081 | 0.00 | 0.05 | +0.05 | buy |
| Advisors Asset Management, Inc. | 147,554 | 155,840 | +8,286 | 0.09 | 0.10 | +0.02 | buy |
| MILLENNIUM MANAGEMENT LLC | 184,354 | 147,977 | -36,377 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 69,898 | 146,575 | +76,677 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 72,785 | 146,479 | +73,694 | 0.08 | 0.23 | +0.15 | buy |
| Financial Sense Advisors, Inc. | 80,303 | 145,267 | +64,964 | 0.52 | 1.15 | +0.63 | buy |
| Catalyst Capital Advisors LLC | 163,561 | 143,531 | -20,030 | 0.12 | 0.10 | -0.01 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 112,680 | 135,137 | +22,457 | 0.00 | 0.01 | +0.00 | buy |
| GoodHaven Capital Management, LLC | 134,235 | 134,235 | 0 | 1.50 | 1.82 | +0.32 | hold |
| EVERGREEN CAPITAL MANAGEMENT LLC | 131,603 | 133,093 | +1,490 | 0.10 | 0.11 | +0.01 | buy |
| SIR Capital Management, L.P. | 0 | 127,300 | +127,300 | 0.00 | 0.46 | +0.46 | buy |
| Man Group plc | 101,388 | 127,073 | +25,685 | 0.01 | 0.01 | +0.00 | buy |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 126,107 | 124,071 | -2,036 | 0.00 | 0.00 | +0.00 | sell |
| Maryland State Retirement & Pension System | 121,512 | 116,028 | -5,484 | 0.09 | 0.09 | +0.01 | sell |
| Y-Intercept (Hong Kong) Ltd | 0 | 108,258 | +108,258 | 0.00 | 0.08 | +0.08 | buy |
| Legal & General Group Plc | 122,393 | 107,361 | -15,032 | 0.00 | 0.00 | +0.00 | sell |
| NORTHERN TRUST CORP | 100,552 | 100,703 | +151 | 0.00 | 0.00 | +0.00 | buy |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | 113,837 | 99,837 | -14,000 | 0.83 | 0.77 | -0.07 | sell |
| Castellan Group | 89,963 | 98,872 | +8,909 | 0.39 | 0.53 | +0.14 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 96,962 | +96,962 | 0.00 | 0.01 | +0.01 | buy |
| Westover Capital Advisors, LLC | 95,355 | 95,993 | +638 | 0.60 | 0.69 | +0.09 | buy |
| Heronetta Management, L.P. | 93,905 | 92,505 | -1,400 | 1.87 | 3.28 | +1.41 | sell |
| Pinnacle Holdings, LLC | 89,625 | 90,483 | +858 | 1.04 | 1.14 | +0.09 | buy |
| Holocene Advisors, LP | 20,121 | 90,334 | +70,213 | 0.00 | 0.01 | +0.01 | buy |
| Cambridge Investment Research Advisors, Inc. | 87,556 | 87,738 | +182 | 0.01 | 0.01 | +0.00 | buy |
| Susquehanna Portfolio Strategies, LLC | 195,684 | 84,903 | -110,781 | 0.10 | 0.05 | -0.06 | sell |
| ALGERT GLOBAL LLC | 101,978 | 81,578 | -20,400 | 0.05 | 0.05 | -0.01 | sell |
| Abacus FCF Advisors LLC | 0 | 79,795 | +79,795 | 0.00 | 0.70 | +0.70 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 75,405 | +75,405 | 0.00 | 0.17 | +0.17 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 298,909 | 70,591 | -228,318 | 0.02 | 0.00 | -0.01 | sell |
| NAPLES GLOBAL ADVISORS, LLC | 70,840 | 70,366 | -474 | 0.18 | 0.20 | +0.02 | sell |
| Empowered Funds, LLC | 51,877 | 68,989 | +17,112 | 0.01 | 0.02 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 71,873 | 68,362 | -3,511 | 0.00 | 0.00 | +0.00 | sell |
| Beacon Pointe Advisors, LLC | 54,729 | 67,038 | +12,309 | 0.01 | 0.01 | +0.00 | buy |
| Texas Yale Capital Corp. | 62,400 | 66,600 | +4,200 | 0.07 | 0.07 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 66,261 | +66,261 | 0.00 | 0.02 | +0.02 | buy |
| AMERIPRISE FINANCIAL INC | 64,187 | 64,191 | +4 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 167,013 | 63,856 | -103,157 | 0.07 | 0.04 | -0.04 | sell |
| Keeler Thomas Management LLC | 0 | 63,525 | +63,525 | 0.00 | 1.05 | +1.05 | buy |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 60,000 | 60,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| State of New Jersey Common Pension Fund D | 66,673 | 59,939 | -6,734 | 0.01 | 0.01 | +0.00 | sell |
| Elo Mutual Pension Insurance Co | 0 | 58,259 | +58,259 | 0.00 | 0.04 | +0.04 | buy |
| JANUS HENDERSON GROUP PLC | 229,142 | 56,416 | -172,726 | 0.00 | 0.00 | -0.00 | sell |
| LGT Fund Management Co Ltd. | 0 | 56,358 | +56,358 | 0.00 | 0.10 | +0.10 | buy |
| Mariner, LLC | 56,600 | 55,164 | -1,436 | 0.00 | 0.00 | +0.00 | sell |