| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 0 | 2,675,000 | +2,675,000 | 0.00 | 0.14 | +0.14 | buy |
| FMR LLC | 324,348 | 1,817,368 | +1,493,020 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 29,295,245 | 30,303,091 | +1,007,846 | 5.64 | 6.09 | +0.45 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 5,432,450 | 6,422,376 | +989,926 | 0.30 | 0.33 | +0.03 | buy |
| Neuberger Berman Group LLC | 1,284,397 | 2,263,966 | +979,569 | 0.03 | 0.06 | +0.03 | buy |
| Invesco Ltd. | 5,978,776 | 6,619,868 | +641,092 | 0.03 | 0.03 | -0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 364,132 | 972,229 | +608,097 | 0.03 | 0.06 | +0.04 | buy |
| TUDOR INVESTMENT CORP ET AL | 440,625 | 912,515 | +471,890 | 0.10 | 0.17 | +0.07 | buy |
| Point72 Asset Management, L.P. | 666,554 | 1,124,059 | +457,505 | 0.05 | 0.06 | +0.01 | buy |
| Bank of New York Mellon Corp | 1,849,062 | 2,239,995 | +390,933 | 0.01 | 0.01 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 10,893 | 368,376 | +357,483 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 322,315 | 660,863 | +338,548 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 8,750,382 | 9,081,184 | +330,802 | 0.04 | 0.04 | +0.00 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 5,717 | 298,909 | +293,192 | 0.00 | 0.02 | +0.02 | buy |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 1,362,975 | 1,645,618 | +282,643 | 1.04 | 1.29 | +0.25 | buy |
| Epoch Investment Partners, Inc. | 2,231,382 | 2,500,598 | +269,216 | 0.42 | 0.49 | +0.07 | buy |
| TD ASSET MANAGEMENT INC | 2,388,748 | 2,626,438 | +237,690 | 0.07 | 0.07 | +0.01 | buy |
| NEXPOINT ASSET MANAGEMENT, L.P. | 0 | 221,900 | +221,900 | 0.00 | 0.53 | +0.53 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 345,764 | 525,158 | +179,394 | 2.83 | 4.09 | +1.25 | buy |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 0 | 170,129 | +170,129 | 0.00 | 0.02 | +0.02 | buy |
| Jump Financial, LLC | 995 | 167,013 | +166,018 | 0.00 | 0.07 | +0.07 | buy |
| Americana Partners, LLC | 19,020 | 178,028 | +159,008 | 0.02 | 0.17 | +0.15 | buy |
| CANADA PENSION PLAN INVESTMENT BOARD | 0 | 158,700 | +158,700 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 156,729 | +156,729 | 0.00 | 0.06 | +0.06 | buy |
| STIFEL FINANCIAL CORP | 32,299 | 172,602 | +140,303 | 0.00 | 0.01 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 139,550 | +139,550 | 0.00 | 0.03 | +0.03 | buy |
| BARCLAYS PLC | 736,060 | 829,125 | +93,065 | 0.01 | 0.01 | +0.00 | buy |
| ALPINE WOODS CAPITAL INVESTORS, LLC | 0 | 89,315 | +89,315 | 0.00 | 0.73 | +0.73 | buy |
| Inspire Investing, LLC | 0 | 78,446 | +78,446 | 0.00 | 0.24 | +0.24 | buy |
| Aquatic Capital Management LLC | 0 | 73,902 | +73,902 | 0.00 | 0.07 | +0.07 | buy |
| Quantbot Technologies LP | 0 | 72,785 | +72,785 | 0.00 | 0.08 | +0.08 | buy |
| Man Group plc | 30,760 | 101,388 | +70,628 | 0.00 | 0.01 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 642,161 | 711,348 | +69,187 | 0.02 | 0.02 | +0.00 | buy |
| UBS Group AG | 1,969,242 | 2,038,226 | +68,984 | 0.01 | 0.01 | +0.00 | buy |
| Walleye Capital LLC | 31,300 | 94,093 | +62,793 | 0.01 | 0.02 | +0.01 | buy |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 0 | 60,000 | +60,000 | 0.00 | 0.01 | +0.01 | buy |
| AMERICAN CENTURY COMPANIES INC | 696,628 | 753,475 | +56,847 | 0.01 | 0.01 | +0.00 | buy |
| BRIDGES INVESTMENT MANAGEMENT INC | 0 | 51,380 | +51,380 | 0.00 | 0.02 | +0.02 | buy |
| EXCHANGE TRADED CONCEPTS, LLC | 131,864 | 176,980 | +45,116 | 0.04 | 0.05 | +0.01 | buy |
| WBI INVESTMENTS, LLC | 0 | 35,800 | +35,800 | 0.00 | 0.32 | +0.32 | buy |
| OMERS ADMINISTRATION Corp | 0 | 24,502 | +24,502 | 0.00 | 0.01 | +0.01 | buy |
| Holocene Advisors, LP | 0 | 20,121 | +20,121 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 5,000 | 24,000 | +19,000 | 0.00 | 0.00 | +0.00 | buy |
| NEOS Investment Management LLC | 0 | 18,564 | +18,564 | 0.00 | 0.00 | +0.00 | buy |
| Clearbridge Investments, LLC | 1,629,385 | 1,644,985 | +15,600 | 0.04 | 0.05 | +0.00 | buy |
| State of New Jersey Common Pension Fund D | 51,478 | 66,673 | +15,195 | 0.01 | 0.01 | +0.00 | buy |
| Advisors Asset Management, Inc. | 133,013 | 147,554 | +14,541 | 0.08 | 0.09 | +0.01 | buy |
| Amundi | 0 | 14,369 | +14,369 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 0 | 14,200 | +14,200 | 0.00 | 0.00 | +0.00 | buy |
| Cynosure Group, LLC | 0 | 13,449 | +13,449 | 0.00 | 0.05 | +0.05 | buy |
| Westover Capital Advisors, LLC | 82,608 | 95,355 | +12,747 | 0.53 | 0.60 | +0.07 | buy |
| Fieldview Capital Management, LLC | 0 | 12,370 | +12,370 | 0.00 | 0.07 | +0.07 | buy |
| Jefferies Financial Group Inc. | 79,560 | 91,575 | +12,015 | 0.03 | 0.03 | +0.00 | buy |
| Adams Asset Advisors, LLC | 0 | 11,872 | +11,872 | 0.00 | 0.05 | +0.05 | buy |
| RAYMOND JAMES FINANCIAL INC | 406,447 | 417,176 | +10,729 | 0.00 | 0.00 | -0.00 | buy |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 10,000 | 20,725 | +10,725 | 0.00 | 0.00 | +0.00 | buy |
| Diversified Trust Co | 0 | 10,216 | +10,216 | 0.00 | 0.01 | +0.01 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 219,414 | 228,396 | +8,982 | 0.00 | 0.00 | +0.00 | buy |
| EVERGREEN CAPITAL MANAGEMENT LLC | 122,765 | 131,603 | +8,838 | 0.10 | 0.10 | +0.00 | buy |
| ANGELES WEALTH MANAGEMENT, LLC | 0 | 8,300 | +8,300 | 0.00 | 0.02 | +0.02 | buy |
| Gilman Hill Asset Management, LLC | 19,860 | 28,100 | +8,240 | 0.11 | 0.15 | +0.05 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 8,200 | +8,200 | 0.00 | 0.01 | +0.01 | buy |
| Vestcor Inc | 7,254 | 15,254 | +8,000 | 0.01 | 0.01 | +0.01 | buy |
| Verity & Verity, LLC | 0 | 7,776 | +7,776 | 0.00 | 0.02 | +0.02 | buy |
| Cresset Asset Management, LLC | 0 | 7,708 | +7,708 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 0 | 7,705 | +7,705 | 0.00 | 0.00 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 33,313 | 40,945 | +7,632 | 0.00 | 0.00 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 238,930 | 246,192 | +7,262 | 0.02 | 0.02 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 7,225 | +7,225 | 0.00 | 0.01 | +0.01 | buy |
| Penbrook Management LLC | 23,030 | 30,055 | +7,025 | 0.56 | 0.72 | +0.16 | buy |
| Tidal Investments LLC | 0 | 6,789 | +6,789 | 0.00 | 0.00 | +0.00 | buy |
| LGT Group Foundation | 0 | 6,499 | +6,499 | 0.00 | 0.00 | +0.00 | buy |
| Wealthstar Advisors, LLC | 14,726 | 20,693 | +5,967 | 0.20 | 0.39 | +0.19 | buy |
| CHICKASAW CAPITAL MANAGEMENT LLC | 118,663 | 124,544 | +5,881 | 0.17 | 0.18 | +0.01 | buy |
| NewEdge Advisors, LLC | 80 | 5,953 | +5,873 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 5,871 | +5,871 | 0.00 | 0.01 | +0.01 | buy |
| Qsemble Capital Management, LP | 10,313 | 15,874 | +5,561 | 0.03 | 0.05 | +0.01 | buy |
| Castellan Group | 84,578 | 89,963 | +5,385 | 0.42 | 0.39 | -0.03 | buy |
| Kestra Advisory Services, LLC | 0 | 5,031 | +5,031 | 0.00 | 0.00 | +0.00 | buy |
| PFG Investments, LLC | 16,221 | 21,144 | +4,923 | 0.03 | 0.03 | +0.01 | buy |
| VANGUARD GROUP INC | 722,529 | 726,951 | +4,422 | 0.00 | 0.00 | -0.00 | buy |
| Pictet Asset Management Holding SA | 16,060 | 20,338 | +4,278 | 0.00 | 0.00 | +0.00 | buy |
| Swiss National Bank | 241,400 | 245,600 | +4,200 | 0.00 | 0.01 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 66,125 | 69,898 | +3,773 | 0.00 | 0.00 | +0.00 | buy |
| U.S. Capital Wealth Advisors, LLC | 48,038 | 51,587 | +3,549 | 0.04 | 0.05 | +0.00 | buy |
| ROYAL BANK OF CANADA | 187,740 | 190,760 | +3,020 | 0.00 | 0.00 | +0.00 | buy |
| BNP Paribas Asset Management Holding S.A. | 0 | 2,724 | +2,724 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 7,777 | 10,303 | +2,526 | 0.00 | 0.00 | +0.00 | buy |
| CI INVESTMENTS INC. | 1,569,695 | 1,572,170 | +2,475 | 0.20 | 0.24 | +0.04 | buy |
| Blackstone Inc. | 3,644,723 | 3,647,075 | +2,352 | 0.54 | 0.55 | +0.01 | buy |
| Apollon Wealth Management, LLC | 9,573 | 11,395 | +1,822 | 0.01 | 0.01 | +0.00 | buy |
| apricus wealth, LLC | 19,500 | 21,250 | +1,750 | 0.36 | 0.37 | +0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 23,831 | 25,328 | +1,497 | 0.01 | 0.01 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 2,670 | 4,139 | +1,469 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 10,806 | 12,185 | +1,379 | 0.00 | 0.00 | -0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 1,272 | +1,272 | 0.00 | 0.01 | +0.01 | buy |
| BASSO CAPITAL MANAGEMENT, L.P. | 27,750 | 29,000 | +1,250 | 0.64 | 0.60 | -0.05 | buy |
| Cerity Partners LLC | 10,230 | 11,315 | +1,085 | 0.00 | 0.00 | -0.00 | buy |
| GROUP ONE TRADING LLC | 0 | 960 | +960 | 0.00 | 0.00 | +0.00 | buy |
| Resona Asset Management Co.,Ltd. | 19,215 | 19,993 | +778 | 0.00 | 0.00 | +0.00 | buy |