Stock Transactions — RIVERNORTH FLEXIBLE MUN INCO

Total Bought
165,427
9 transactions
Total Sold
126,804
6 transactions
Net
+38,623
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
GUGGENHEIM CAPITAL LLC0104,755+104,7550.000.01+0.01buy
RIVERNORTH CAPITAL MANAGEMENT, LLC11,38747,654+36,2670.010.03+0.03buy
ROYAL BANK OF CANADA49,74667,484+17,7380.000.00+0.00buy
UBS Group AG65,94768,738+2,7910.000.00-0.00buy
NewEdge Advisors, LLC32,12434,271+2,1470.000.00+0.00buy
Advisory Services Network, LLC0833+8330.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC21,93722,631+6940.000.00+0.00buy
WEDBUSH SECURITIES INC20,59020,694+1040.010.01+0.00buy
WELLS FARGO & COMPANY/MN144,457144,555+980.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC50050000.000.00-0.00hold
Carnegie Investment Counsel15,00015,00000.000.00+0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC154,999154,99900.911.00+0.09hold
Apollon Wealth Management, LLC13,50013,50000.000.00-0.00hold
River Street Advisors LLC18,86418,86400.100.09-0.01hold
HIGHLINE WEALTH PARTNERS LLC1,0001,00000.000.00-0.00hold
STIFEL FINANCIAL CORP15,52515,52500.000.00+0.00hold
Capital Investment Advisors, LLC15,25014,250-1,0000.000.00-0.00sell
OSAIC HOLDINGS, INC.15,99313,621-2,3720.000.00-0.00sell
&PARTNERS15,31112,229-3,0820.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC5,1680-5,1680.000.00-0.00sell
Logan Stone Capital, LLC99,00563,871-35,1340.340.25-0.09sell
MORGAN STANLEY196,392116,344-80,0480.000.00-0.00sell
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