Stock Transactions — NUVEEN DYNAMIC MUN OPPORTUNI

Total Bought
854,435
33 transactions
Total Sold
969,733
25 transactions
Net
-115,298
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
STEPHENS INC /AR/10,000375,160+365,1600.000.05+0.05buy
Independent Advisor Alliance0121,315+121,3150.000.01+0.01buy
LPL Financial LLC212,563298,501+85,9380.000.00+0.00buy
VAN ECK ASSOCIATES CORP314,553385,054+70,5010.000.00+0.00buy
WELLS FARGO & COMPANY/MN1,246,4631,316,001+69,5380.000.00+0.00buy
ROYAL BANK OF CANADA277,284300,148+22,8640.000.00+0.00buy
Patriot Financial Group Insurance Agency, LLC18,89738,052+19,1550.020.02-0.00buy
BANK OF AMERICA CORP /DE/470,724489,655+18,9310.000.00+0.00buy
AMERIPRISE FINANCIAL INC66,88382,904+16,0210.000.00+0.00buy
FIFTH THIRD BANCORP015,723+15,7230.000.00+0.00buy
Congress Park Capital LLC20,00030,000+10,0000.060.09+0.03buy
HighTower Advisors, LLC262,837272,170+9,3330.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP34,47239,446+4,9740.000.00+0.00buy
MORGAN STANLEY1,981,3911,986,072+4,6810.000.00+0.00buy
NBC SECURITIES, INC.53,73658,216+4,4800.040.04+0.00buy
US BANCORP \DE\2,0006,273+4,2730.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC88,24591,336+3,0910.000.00+0.00buy
Farther Finance Advisors, LLC02,000+2,0000.000.00+0.00buy
WEDBUSH SECURITIES INC69,29370,862+1,5690.020.02+0.00buy
Advisory Services Network, LLC01,111+1,1110.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC116,428117,214+7860.000.00+0.00buy
FNY Investment Advisers, LLC0600+6000.000.00+0.00buy
Apollon Wealth Management, LLC28,55029,050+5000.000.00-0.00buy
Activest Wealth Management0450+4500.000.00+0.00buy
LM Advisors LLC0447+4470.000.69+0.69buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.24,52224,811+2890.090.11+0.02buy
Tyche Wealth Partners LLC293,248293,493+2450.470.47-0.00buy
Allworth Financial LP17,08417,286+2020.000.00+0.00buy
MRA Advisory Group12,62112,746+1250.050.05+0.00buy
PFG Investments, LLC39,50039,565+650.020.02+0.00buy
Cambridge Investment Research Advisors, Inc.42,46842,530+620.000.00-0.00buy
NewEdge Advisors, LLC13,04513,050+50.000.00+0.00buy
PRIMORIS WEALTH ADVISORS, LLC54,54054,541+10.330.39+0.06buy
COHEN & STEERS, INC.40,00040,00000.000.00-0.00hold
Focus Partners Wealth15,55215,55200.000.00-0.00hold
Wealthcare Advisory Partners LLC10,00010,00000.000.00+0.00hold
EverSource Wealth Advisors, LLC7,5007,50000.000.00-0.00hold
MGO ONE SEVEN LLC25,16525,16500.010.01+0.00hold
Rockefeller Capital Management L.P.60,66360,66300.000.00+0.00hold
Aurora Private Wealth, Inc.30,03730,03700.200.22+0.02hold
Blue Trust, Inc.2,0002,00000.000.00+0.00hold
Spire Wealth Management3,9003,90000.000.00+0.00hold
REGATTA CAPITAL GROUP, LLC101,713101,71300.150.16+0.00hold
MELFA WEALTH MANAGEMENT, INC.14,52814,52800.080.09+0.00hold
River Street Advisors LLC48,14648,14600.180.17-0.01hold
SYKON CAPITAL LLC11,25011,25000.040.04+0.00hold
Concurrent Investment Advisors, LLC13,38913,38900.000.00-0.00hold
Savvy Advisors, Inc.19,96219,96200.010.01-0.00hold
HIGHLINE WEALTH PARTNERS LLC1,0001,00000.000.00-0.00hold
Invesco Ltd.44,24544,116-1290.000.00+0.00sell
Mariner, LLC30,55630,375-1810.000.00-0.00sell
MPWM ADVISORY SOLUTIONS, LLC15,56715,182-3850.090.08-0.00sell
CoreCap Advisors, LLC1,9710-1,9710.000.00-0.00sell
Camelot Portfolios, LLC2,0000-2,0000.010.00-0.01sell
Janney Montgomery Scott LLC15,40013,150-2,2500.000.00-0.00sell
Cetera Investment Advisers90,91088,649-2,2610.000.00-0.00sell
STIFEL FINANCIAL CORP94,36088,726-5,6340.000.00-0.00sell
&PARTNERS118,817112,701-6,1160.010.01-0.00sell
Arax Advisory Partners8,4850-8,4850.000.00-0.00sell
Beacon Bridge Wealth Partners, LLC10,3320-10,3320.030.00-0.03sell
READYSTATE ASSET MANAGEMENT LP12,3180-12,3180.010.00-0.01sell
OPPENHEIMER & CO INC12,7670-12,7670.000.00-0.00sell
SMITH, MOORE & CO.13,9160-13,9160.010.00-0.01sell
XTX Topco Ltd14,9780-14,9780.000.00-0.00sell
Virtu Financial LLC20,4380-20,4380.010.00-0.01sell
ENVESTNET ASSET MANAGEMENT INC21,3670-21,3670.000.00-0.00sell
GUGGENHEIM CAPITAL LLC1,474,3411,447,355-26,9860.110.12+0.01sell
UBS Group AG887,779841,531-46,2480.000.00-0.00sell
OSAIC HOLDINGS, INC.128,84557,824-71,0210.000.00-0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC90,2180-90,2180.040.00-0.04sell
BALYASNY ASSET MANAGEMENT L.P.101,8370-101,8370.000.00-0.00sell
StoneX Group Inc.138,5770-138,5770.060.00-0.06sell
NCP Inc.156,7770-156,7771.270.00-1.27sell
JANE STREET GROUP, LLC202,5410-202,5410.000.00-0.00sell
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