Stock Transactions — NUVEEN DYNAMIC MUN OPPORTUNI

Total Bought
731,024
39 transactions
Total Sold
865,517
25 transactions
Net
-134,493
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GUGGENHEIM CAPITAL LLC859,3451,128,844+269,4990.070.09+0.02buy
JANE STREET GROUP, LLC17,31781,400+64,0830.000.00+0.00buy
NCP Inc.97,963144,003+46,0400.931.11+0.18buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP044,620+44,6200.000.00+0.00buy
Invesco Ltd.042,300+42,3000.000.00+0.00buy
MORGAN STANLEY1,698,1071,736,319+38,2120.000.00-0.00buy
WELLS FARGO & COMPANY/MN1,261,5171,298,351+36,8340.000.00-0.00buy
Virtu Financial LLC14,47641,320+26,8440.010.02+0.02buy
BANK OF AMERICA CORP /DE/441,579456,977+15,3980.000.00-0.00buy
Duncan Williams Asset Management, LLC014,846+14,8460.000.04+0.04buy
Cetera Investment Advisers83,22197,997+14,7760.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC68,21682,019+13,8030.000.00+0.00buy
HRT FINANCIAL LP011,312+11,3120.000.00+0.00buy
VAN ECK ASSOCIATES CORP287,933298,462+10,5290.000.00-0.00buy
CATALYST FINANCIAL PARTNERS LLC010,368+10,3680.000.01+0.01buy
Beacon Bridge Wealth Partners, LLC010,090+10,0900.000.04+0.04buy
StoneX Group Inc.87,87796,550+8,6730.040.04+0.00buy
Arax Advisory Partners08,485+8,4850.000.00+0.00buy
NBC SECURITIES, INC.36,06643,236+7,1700.030.03+0.00buy
Advisory Services Network, LLC06,111+6,1110.000.00+0.00buy
STIFEL FINANCIAL CORP91,35397,450+6,0970.000.00+0.00buy
Janney Montgomery Scott LLC10,84116,091+5,2500.000.00+0.00buy
OSAIC HOLDINGS, INC.35,95040,710+4,7600.000.00-0.00buy
Tyche Wealth Partners LLC292,183295,568+3,3850.590.54-0.05buy
EverSource Wealth Advisors, LLC4,5007,500+3,0000.000.00+0.00buy
WEDBUSH SECURITIES INC64,41966,256+1,8370.020.02-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC136,050137,597+1,5470.000.00+0.00buy
Savvy Advisors, Inc.13,96214,962+1,0000.010.01-0.00buy
HIGHLINE WEALTH PARTNERS LLC01,000+1,0000.000.00+0.00buy
US BANCORP \DE\01,000+1,0000.000.00+0.00buy
Patriot Financial Group Insurance Agency, LLC21,79722,362+5650.030.03+0.00buy
Cambridge Investment Research Advisors, Inc.37,38837,888+5000.000.00-0.00buy
Allworth Financial LP16,37516,684+3090.000.00-0.00buy
MPWM ADVISORY SOLUTIONS, LLC14,94715,217+2700.100.09-0.00buy
MRA Advisory Group13,40313,637+2340.060.06-0.00buy
PFG Investments, LLC49,77249,872+1000.030.03-0.00buy
Concurrent Investment Advisors, LLC13,28913,389+1000.000.00-0.00buy
&PARTNERS13,36213,433+710.000.00-0.00buy
NewEdge Advisors, LLC13,03013,036+60.000.00-0.00buy
Wealthcare Advisory Partners LLC10,00010,00000.000.00-0.00hold
Steward Partners Investment Advisory, LLC28428400.000.00-0.00hold
MGO ONE SEVEN LLC25,16525,16500.010.01-0.00hold
FNY Investment Advisers, LLC60060000.000.00-0.00hold
Apollon Wealth Management, LLC28,55028,55000.010.01-0.00hold
Blue Trust, Inc.2,0002,00000.000.00-0.00hold
Spire Wealth Management3,5003,50000.000.00-0.00hold
Newbridge Financial Services Group, Inc.1,0001,00000.000.00-0.00hold
Activest Wealth Management45045000.000.00-0.00hold
Ameritas Advisory Services, LLC70670600.000.00+0.00hold
CoreCap Advisors, LLC1,9711,97100.000.00-0.00hold
Sonora Investment Management Group, LLC12,57012,57000.010.01-0.00hold
REGATTA CAPITAL GROUP, LLC101,713101,71300.180.17-0.01hold
MELFA WEALTH MANAGEMENT, INC.14,52814,52800.090.09-0.00hold
River Street Advisors LLC48,14648,14600.210.19-0.01hold
SYKON CAPITAL LLC11,25011,25000.040.04-0.00hold
LM Advisors LLC50,72650,72600.070.08+0.01hold
STEPHENS INC /AR/15,55415,55400.000.00-0.00hold
OPPENHEIMER & CO INC14,91714,91700.000.00-0.00hold
COMERICA BANK10,97310,97300.000.00-0.00hold
Mariner, LLC31,29531,073-2220.000.00-0.00sell
SMITH, MOORE & CO.14,30913,916-3930.010.01-0.00sell
AMERIPRISE FINANCIAL INC71,00270,453-5490.000.00-0.00sell
PRIMORIS WEALTH ADVISORS, LLC57,04054,540-2,5000.390.36-0.03sell
PNC FINANCIAL SERVICES GROUP, INC.4,0000-4,0000.000.00-0.00sell
Rockefeller Capital Management L.P.77,23670,891-6,3450.000.00-0.00sell
ORLEANS CAPITAL MANAGEMENT CORP/LA10,0000-10,0000.050.00-0.05sell
CIBC Private Wealth Group LLC10,3790-10,3790.000.00-0.00sell
ROYAL BANK OF CANADA263,976253,093-10,8830.000.00-0.00sell
Hayek Kallen Investment Management11,6660-11,6660.040.00-0.04sell
Hilltop Holdings Inc.12,4000-12,4000.010.00-0.01sell
MML INVESTORS SERVICES, LLC13,2750-13,2750.000.00-0.00sell
HighTower Advisors, LLC271,253257,287-13,9660.000.00-0.00sell
Wealthspire Advisors, LLC14,0000-14,0000.000.00-0.00sell
Heritage Trust Co14,0000-14,0000.020.00-0.02sell
LPL Financial LLC265,444249,796-15,6480.000.00-0.00sell
Elequin Capital, LP16,7030-16,7030.020.00-0.02sell
COHEN & STEERS, INC.59,00040,000-19,0000.000.00-0.00sell
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.23,5080-23,5080.030.00-0.03sell
INTEGRATED CAPITAL MANAGEMENT, INC.35,6370-35,6370.270.00-0.27sell
UBS Group AG919,988878,079-41,9090.000.00-0.00sell
Congress Park Capital LLC120,00050,000-70,0000.400.16-0.23sell
ROBINSON CAPITAL MANAGEMENT, LLC91,6950-91,6950.390.00-0.39sell
ENVESTNET ASSET MANAGEMENT INC190,6950-190,6950.000.00-0.00sell
Allspring Global Investments Holdings, LLC236,1440-236,1440.000.00-0.00sell
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