Stock Transactions — PALMER SQUARE CAPITAL BDC IN

Total Bought
1,163,978
17 transactions
Total Sold
888,264
20 transactions
Net
+275,714
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Mariner, LLC2,654,0143,080,105+426,0910.040.04-0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC580,542834,603+254,0610.330.41+0.07buy
NewGen Asset Management Ltd073,684+73,6840.000.44+0.44buy
TWO SIGMA INVESTMENTS, LP242,407310,952+68,5450.000.00-0.00buy
Curi Capital, LLC060,000+60,0000.000.01+0.01buy
BANK OF AMERICA CORP /DE/520,384576,931+56,5470.000.00-0.00buy
Arlington Partners LLC461,609510,344+48,73540.029.95-30.07buy
Opal Wealth Advisors, LLC76,334122,809+46,4750.240.27+0.03buy
Waterfront Wealth Inc.042,313+42,3130.000.08+0.08buy
NOTTINGHAM ADVISORS, INC.031,220+31,2200.000.04+0.04buy
TrueMark Investments, LLC019,228+19,2280.000.04+0.04buy
Trexquant Investment LP50,11864,974+14,8560.010.00-0.00buy
Clear Harbor Asset Management, LLC25,04736,692+11,6450.020.02+0.00buy
Advisor OS, LLC56,16163,370+7,2090.060.04-0.01buy
Catalyst Capital Advisors LLC03,363+3,3630.000.00+0.00buy
Waverly Advisors, LLC12,68312,688+50.000.00-0.00buy
CITIGROUP INC01+10.000.00+0.00buy
Dorsey & Whitney Trust CO LLC10,45210,45200.010.01-0.00hold
First Trust Capital Management L.P.1,288,3371,288,33700.950.66-0.29hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC40040000.000.00-0.00hold
Mid-American Wealth Advisory Group, Inc.54,52854,52800.280.280.00hold
Arlington Trust Co LLC5,1985,19800.010.00-0.00hold
OV Management LLC3,730,0653,730,065039.3874.34+34.96hold
1248 Management, LLC2,954,7132,954,713019.9513.89-6.06hold
Pandi, LLC911,854911,85401.771.46-0.30hold
HARBOUR INVESTMENTS, INC.7,0007,00000.000.00-0.00hold
Creative Planning20,31920,287-320.000.00-0.00sell
ROYAL BANK OF CANADA12,41311,709-7040.000.00-0.00sell
CONFLUENCE INVESTMENT MANAGEMENT LLC23,40120,681-2,7200.000.00-0.00sell
XTX Topco Ltd28,79224,686-4,1060.010.00-0.01sell
Hennion & Walsh Asset Management, Inc.220,334213,940-6,3940.090.07-0.02sell
TWO SIGMA SECURITIES, LLC10,1390-10,1390.020.00-0.02sell
Point72 Asset Management, L.P.14,0350-14,0350.000.00-0.00sell
Prime Capital Investment Advisors, LLC26,0000-26,0000.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS28,6342,524-26,1100.000.00-0.00sell
RENAISSANCE TECHNOLOGIES LLC183,000155,700-27,3000.000.00-0.00sell
MARSHALL WACE, LLP31,5900-31,5900.000.00-0.00sell
Bienville Capital Management, LLC558,394525,222-33,1721.121.01-0.11sell
JANE STREET GROUP, LLC39,5310-39,5310.000.00-0.00sell
Vivaldi Capital Management LP215,336167,776-47,5600.360.23-0.13sell
BlackRock, Inc.105,35455,343-50,0110.000.00-0.00sell
FMR LLC74,0670-74,0670.000.00-0.00sell
UMB Bank, n.a.81,5220-81,5220.010.00-0.01sell
MILLENNIUM MANAGEMENT LLC112,83813,171-99,6670.000.00-0.00sell
CITADEL ADVISORS LLC120,0040-120,0040.000.00-0.00sell
TWO SIGMA ADVISERS, LP193,6000-193,6000.000.00-0.00sell
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