Stock Transactions

TMC THE METALS COMPANY INC

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
Mirador Capital Partners LP513,575566,329+52,7540.430.37-0.06buy
Ionic Capital Management LLC112,693160,187+47,4940.140.04-0.10buy
ARISTEIA CAPITAL, L.L.C.332,718374,522+41,8040.010.00-0.01buy
Hubbell Strickland Wealth Management, LLC38,43349,568+11,1350.100.09-0.00buy
GREAT VALLEY ADVISOR GROUP, INC.14,96521,011+6,0460.000.00+0.00buy
Advisory Alpha, LLC20,05023,632+3,5820.000.00-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC11,34613,305+1,9590.000.00-0.00buy
Waldron Private Wealth LLC17,18719,138+1,9510.000.00-0.00buy
N.E.W. Advisory Services LLC1,0321,077+450.000.00-0.00buy
EVOKE WEALTH, LLC128,719125,075-3,6440.020.01-0.00sell
BECKER CAPITAL MANAGEMENT INC79,86267,862-12,0000.010.01-0.00sell
FOX RUN MANAGEMENT, L.L.C.35,20911,858-23,3510.030.01-0.03sell
SLT Holdings LLC198,200156,700-41,5000.820.52-0.30sell
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