Stock Transactions — TMC THE METALS COMPANY INC

Total Bought
11,952,438
100 transactions
Total Sold
9,562,602
74 transactions
Net
+2,389,836
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Sourcerock Group LLC02,532,895+2,532,8950.001.10+1.10buy
DRIEHAUS CAPITAL MANAGEMENT LLC02,001,254+2,001,2540.000.09+0.09buy
MORGAN STANLEY387,8501,686,195+1,298,3450.000.00+0.00buy
Old West Investment Management, LLC1,335,0381,997,238+662,2002.912.92+0.01buy
GROUP ONE TRADING LLC0525,086+525,0860.000.10+0.10buy
JANE STREET GROUP, LLC30,090476,948+446,8580.000.00+0.00buy
ARISTEIA CAPITAL, L.L.C.149,962558,077+408,1150.010.02+0.01buy
Mirador Capital Partners LP110,816449,990+339,1740.120.41+0.29buy
Baird Financial Group, Inc.2,363,6632,700,332+336,6690.030.03+0.00buy
Verition Fund Management LLC100,469371,379+270,9100.000.01+0.01buy
STATE STREET CORP695,389963,065+267,6760.000.00+0.00buy
ROYAL BANK OF CANADA0260,940+260,9400.000.00+0.00buy
Mutual Advisors, LLC0218,201+218,2010.000.03+0.03buy
Quantbot Technologies LP7,216195,971+188,7550.000.03+0.03buy
GOLDMAN SACHS GROUP INC65,840203,076+137,2360.000.00+0.00buy
BANK OF MONTREAL /CAN/0131,542+131,5420.000.00+0.00buy
SIMPLEX TRADING, LLC318,392448,616+130,2240.060.06+0.01buy
BlackRock, Inc.906,7381,004,984+98,2460.000.00-0.00buy
BOOTHBAY FUND MANAGEMENT, LLC093,031+93,0310.000.01+0.01buy
Concentric Capital Strategies, LP091,842+91,8420.000.03+0.03buy
Caption Management, LLC091,261+91,2610.000.01+0.01buy
NORTHERN TRUST CORP78,222167,859+89,6370.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS474,731562,168+87,4370.000.00+0.00buy
VIRGINIA RETIREMENT SYSTEMS ET Al064,400+64,4000.000.00+0.00buy
Ensign Peak Advisors, Inc058,100+58,1000.000.00+0.00buy
Perbak Capital Partners LLP056,656+56,6560.000.06+0.06buy
FWG Holdings, LLC055,000+55,0000.000.16+0.16buy
Tidal Investments LLC10,49364,592+54,0990.000.00+0.00buy
METEORA CAPITAL, LLC052,378+52,3780.000.01+0.01buy
BLAIR WILLIAM & CO/IL051,550+51,5500.000.00+0.00buy
CANTOR FITZGERALD, L. P.050,000+50,0000.000.01+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP3,876,4323,925,990+49,5580.040.04-0.00buy
Cetera Investment Advisers25,52772,511+46,9840.000.00+0.00buy
LMR Partners LLP041,974+41,9740.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC330,823369,576+38,7530.000.00-0.00buy
Freestone Grove Partners LP036,451+36,4510.000.00+0.00buy
Walleye Capital LLC4,74541,081+36,3360.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC036,286+36,2860.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.89,765119,029+29,2640.000.00+0.00buy
Graham Capital Management, L.P.026,536+26,5360.000.01+0.01buy
Rockefeller Capital Management L.P.150,834177,037+26,2030.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC47,16372,415+25,2520.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC023,918+23,9180.000.00+0.00buy
FNY Investment Advisers, LLC021,666+21,6660.000.04+0.04buy
Lombard Odier Asset Management (USA) Corp021,354+21,3540.000.03+0.03buy
My Personal CFO, LLC020,000+20,0000.000.05+0.05buy
Brooklyn Investment Group019,729+19,7290.000.01+0.01buy
ELEVATUS WELATH MANAGEMENT019,729+19,7290.000.04+0.04buy
Independent Advisor Alliance112,665130,265+17,6000.020.02+0.00buy
Sender Co & Partners, Inc.017,270+17,2700.000.04+0.04buy
RAYMOND JAMES FINANCIAL INC50,16966,631+16,4620.000.00+0.00buy
Perigon Wealth Management, LLC016,380+16,3800.000.00+0.00buy
Allworth Financial LP31,25547,521+16,2660.000.00+0.00buy
PharVision Advisers, LLC016,028+16,0280.000.06+0.06buy
WELLS FARGO & COMPANY/MN13,44329,408+15,9650.000.00+0.00buy
COMMERCE BANK015,811+15,8110.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV015,088+15,0880.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC47,42960,832+13,4030.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP6,70018,990+12,2900.000.00+0.00buy
Focus Partners Advisor Solutions, LLC30,50041,984+11,4840.000.00+0.00buy
Laird Norton Wetherby Wealth Management, LLC011,000+11,0000.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.010,300+10,3000.000.00+0.00buy
Main Street Research LLC010,000+10,0000.000.00+0.00buy
Mariner, LLC45,21053,596+8,3860.000.00+0.00buy
NBC SECURITIES, INC.06,240+6,2400.000.00+0.00buy
WEBSTER BANK, N. A.2,4297,929+5,5000.000.00+0.00buy
Sunbelt Securities, Inc.05,337+5,3370.000.00+0.00buy
Pictet Asset Management Holding SA27,28032,203+4,9230.000.00+0.00buy
GREAT VALLEY ADVISOR GROUP, INC.17,20521,615+4,4100.000.00+0.00buy
HOWE & RUSLING INC11,32514,855+3,5300.010.01+0.00buy
Quarry LP02,654+2,6540.000.00+0.00buy
BNP Paribas Asset Management Holding S.A.02,285+2,2850.000.00+0.00buy
Strategic Investment Solutions, Inc. /IL6002,815+2,2150.000.00+0.00buy
Corient Private Wealth LLC26,01528,019+2,0040.000.00+0.00buy
HighTower Advisors, LLC41,03043,006+1,9760.000.00-0.00buy
Blue Trust, Inc.01,935+1,9350.000.00+0.00buy
DEUTSCHE BANK AG\01,917+1,9170.000.00+0.00buy
Caitlin John, LLC01,620+1,6200.000.01+0.01buy
Marex Group plc10,00011,522+1,5220.000.00-0.00buy
CWM, LLC01,247+1,2470.000.00+0.00buy
HARBOUR INVESTMENTS, INC.01,064+1,0640.000.00+0.00buy
J.Safra Asset Management Corp01,000+1,0000.000.00+0.00buy
AMERIFLEX GROUP, INC.8001,600+8000.000.00+0.00buy
Hubbell Strickland Wealth Management, LLC37,65638,433+7770.110.10-0.01buy
DRW Securities, LLC21,90422,659+7550.010.01-0.00buy
Creative Planning11,47612,106+6300.000.00-0.00buy
Federation des caisses Desjardins du Quebec1,5502,150+6000.000.00+0.00buy
Farther Finance Advisors, LLC5001,005+5050.000.00+0.00buy
GPS Wealth Strategies Group, LLC0500+5000.000.00+0.00buy
TOTH FINANCIAL ADVISORY CORP0500+5000.000.00+0.00buy
Wealthspire Advisors, LLC0487+4870.000.00+0.00buy
Bogart Wealth, LLC0440+4400.000.00+0.00buy
Arax Advisory Partners3,5003,886+3860.000.00-0.00buy
Stone House Investment Management, LLC230530+3000.000.00+0.00buy
Tower Research Capital LLC (TRC)294548+2540.000.00+0.00buy
Arete Wealth Advisors, LLC10,69010,940+2500.010.00-0.00buy
TD Waterhouse Canada Inc.5,0005,210+2100.000.00+0.00buy
Sound Income Strategies, LLC0200+2000.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT012+120.000.00+0.00buy
Clearstead Advisors, LLC1020+100.000.00+0.00buy
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