Stock Transactions — TMC THE METALS COMPANY INC

Total Bought
16,378,542
24 transactions
Total Sold
1,414,118
36 transactions
Net
+14,964,424
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
FIRST MANHATTAN CO. LLC.8,701,80018,726,800+10,025,0000.030.06+0.03buy
UBS Group AG01,714,268+1,714,2680.000.00+0.00buy
JANE STREET GROUP, LLC01,345,812+1,345,8120.000.00+0.00buy
Old West Investment Management, LLC796,6152,135,038+1,338,4230.330.97+0.64buy
Shay Capital LLC87,500932,404+844,9040.030.26+0.23buy
Caption Management, LLC88,570508,614+420,0440.010.02+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP739,178857,559+118,3810.000.00+0.00buy
SIMPLEX TRADING, LLC93,052211,013+117,9610.000.01+0.00buy
WELLS FARGO & COMPANY/MN091,126+91,1260.000.00+0.00buy
GROUP ONE TRADING LLC205,610288,308+82,6980.010.01+0.00buy
XTX Topco Ltd057,929+57,9290.000.01+0.01buy
Tidal Investments LLC485,332542,938+57,6060.010.00-0.00buy
PRUDENTIAL FINANCIAL INC041,600+41,6000.000.00+0.00buy
Independent Advisor Alliance037,665+37,6650.000.00+0.00buy
Quadrature Capital Ltd025,245+25,2450.000.00+0.00buy
OPPENHEIMER & CO INC025,220+25,2200.000.00+0.00buy
Squarepoint Ops LLC20,81432,718+11,9040.000.00+0.00buy
Scientech Research LLC011,037+11,0370.000.00+0.00buy
STATE STREET CORP214,153218,260+4,1070.000.00+0.00buy
WOLFF WIESE MAGANA LLC04,000+4,0000.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC15,11917,506+2,3870.000.00+0.00buy
Arete Wealth Advisors, LLC10,13510,850+7150.000.00-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC11,05111,551+5000.000.00+0.00buy
Optivise Advisory Services LLC49,08049,090+100.030.03+0.00buy
INGALLS & SNYDER LLC20,00020,00000.000.00+0.00hold
RHUMBLINE ADVISERS717100.000.00+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO10,00010,00000.000.00+0.00hold
EQUITEC PROPRIETARY MARKETS, LLC4,0004,00000.040.03-0.01hold
NOMURA HOLDINGS INC36,41536,41500.000.00-0.00hold
GEODE CAPITAL MANAGEMENT, LLC184,173184,17300.000.00+0.00hold
Oasis Management Co Ltd.37,70037,70000.010.01-0.00hold
Private Wealth Partners, LLC98,70098,70000.010.01+0.00hold
TENOR CAPITAL MANAGEMENT Co., L.P.67,50067,50000.000.00+0.00hold
Baker Ellis Asset Management LLC10,00010,00000.000.00+0.00hold
Plante Moran Financial Advisors, LLC5,2005,20000.000.00+0.00hold
HighTower Advisors, LLC51,20351,20300.000.00+0.00hold
BROWN, LISLE/CUMMINGS, INC.50,00050,00000.020.02+0.00hold
Thomas J. Herzfeld Advisors, Inc.8,9598,95900.000.00+0.00hold
Allworth Financial LP10,00010,00000.000.00+0.00hold
Arax Advisory Partners5,0005,00000.000.00-0.00hold
Capstone Financial Advisors, Inc.10,00010,00000.000.00+0.00hold
ISTHMUS PARTNERS, LLC22,69622,69600.000.00+0.00hold
Trinity Legacy Partners, LLC15,00015,00000.000.00+0.00hold
Coastal Bridge Advisors, LLC10,00010,00000.000.00+0.00hold
OneDigital Investment Advisors LLC16,47916,47900.000.00+0.00hold
Summit Trail Advisors, LLC34,00034,00000.000.00+0.00hold
AUA CAPITAL MANAGEMENT, LLC192,139192,13900.120.14+0.02hold
LexAurum Advisors, LLC15,62215,62200.000.00-0.00hold
Global Retirement Partners, LLC23,70023,70000.000.00+0.00hold
EVOKE WEALTH, LLC129,035129,03500.000.00+0.00hold
ARBOR TRUST WEALTH ADVISORS, LLC10,00010,00000.010.01-0.00hold
Hexagon Capital Partners LLC959500.000.00-0.00hold
Continuum Advisory, LLC9,4199,41900.000.00+0.00hold
New Hampshire Trust318,989318,98900.070.08+0.00hold
LAZARI CAPITAL MANAGEMENT, INC.10,00010,00000.000.00-0.00hold
TD Waterhouse Canada Inc.5,0005,00000.000.00+0.00hold
Northwest Financial Advisors10,00010,00000.010.01+0.00hold
Federation des caisses Desjardins du Quebec1,5501,55000.000.00+0.00hold
Federation des caisses Desjardins du Quebec35035000.000.00+0.00hold
BARCLAYS PLC14,49214,49200.000.00+0.00hold
COMMONWEALTH EQUITY SERVICES, LLC58,29158,29100.000.00+0.00hold
SEARLE & CO.10,00010,00000.000.00+0.00hold
BECKER CAPITAL MANAGEMENT INC88,06288,06200.000.00+0.00hold
ROYAL BANK OF CANADA137,630137,615-150.000.00+0.00sell
Frazier Financial Advisors, LLC250-250.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP1,2001,000-2000.000.00-0.00sell
HOEY INVESTMENTS, INC6000-6000.000.00-0.00sell
Planned Solutions, Inc.2,0000-2,0000.000.00-0.00sell
Larson Financial Group LLC2,5000-2,5000.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC11,1968,246-2,9500.000.00-0.00sell
Hubbell Strickland Wealth Management, LLC39,55936,433-3,1260.020.02-0.00sell
Spire Wealth Management15,50012,250-3,2500.000.00-0.00sell
FOUNDERS FINANCIAL SECURITIES LLC36,00032,500-3,5000.000.00-0.00sell
Advisory Services Network, LLC45,90040,000-5,9000.000.00-0.00sell
BlackRock, Inc.6,8250-6,8250.000.00-0.00sell
B. Riley Wealth Advisors, Inc.10,0000-10,0000.000.00-0.00sell
Brookstone Capital Management10,3180-10,3180.000.00-0.00sell
Walleye Trading LLC10,8000-10,8000.000.00-0.00sell
OSAIC HOLDINGS, INC.51,32237,642-13,6800.000.00-0.00sell
TWO SIGMA SECURITIES, LLC16,4180-16,4180.000.00-0.00sell
Walleye Trading LLC17,4190-17,4190.000.00-0.00sell
Walleye Capital LLC19,2000-19,2000.000.00-0.00sell
HRT FINANCIAL LP22,7450-22,7450.000.00-0.00sell
RENAISSANCE TECHNOLOGIES LLC25,3000-25,3000.000.00-0.00sell
Corient Private Wealth LLC52,10026,050-26,0500.000.00-0.00sell
Sunpointe, LLC27,1000-27,1000.020.00-0.02sell
LPL Financial LLC27,4500-27,4500.000.00-0.00sell
WOLVERINE TRADING, LLC44,65815,599-29,0590.000.00-0.00sell
Walleye Capital LLC31,0810-31,0810.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC33,7550-33,7550.000.00-0.00sell
Virtu Financial LLC41,1570-41,1570.000.00-0.00sell
Mariner, LLC162,259116,181-46,0780.000.00-0.00sell
Ancora Advisors LLC50,0000-50,0000.000.00-0.00sell
Capital Markets Trading UK LLP50,0000-50,0000.050.00-0.05sell
JOHNSON INVESTMENT COUNSEL INC61,7300-61,7300.000.00-0.00sell
CITADEL ADVISORS LLC80,4760-80,4760.000.00-0.00sell
Baird Financial Group, Inc.2,282,2002,179,860-102,3400.000.00-0.00sell
CANTOR FITZGERALD, L. P.170,0000-170,0000.020.00-0.02sell
BANK OF MONTREAL /CAN/505,30944,238-461,0710.000.00-0.00sell
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