Stock TransactionsTMC THE METALS COMPANY INC

Total Bought
84,561
6 transactions
Total Sold
1,053,777
15 transactions
Net
-969,216
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Mirador Capital Partners LP449,990513,575+63,5850.410.43+0.03buy
Independent Advisor Alliance130,265149,798+19,5330.020.02+0.00buy
Strategic Investment Solutions, Inc. /IL2,8154,015+1,2000.000.01+0.00buy
Stone House Investment Management, LLC530730+2000.000.00+0.00buy
N.E.W. Advisory Services LLC1,0001,032+320.000.00-0.00buy
Caitlin John, LLC1,6201,631+110.010.01+0.00buy
EVOKE WEALTH, LLC129,035128,719-3160.020.02-0.00sell
EQUITEC PROPRIETARY MARKETS, LLC4,0002,000-2,0000.010.01+0.00sell
FOUNDERS FINANCIAL SECURITIES LLC17,00015,000-2,0000.010.01-0.00sell
FWG Holdings, LLC55,00052,500-2,5000.160.13-0.03sell
PharVision Advisers, LLC16,02813,362-2,6660.060.04-0.02sell
SPROTT INC.15,20011,035-4,1650.000.00-0.00sell
GREAT VALLEY ADVISOR GROUP, INC.21,61514,965-6,6500.000.00-0.00sell
BECKER CAPITAL MANAGEMENT INC88,06279,862-8,2000.020.01-0.00sell
Optivise Advisory Services LLC49,30040,700-8,6000.190.14-0.04sell
FNY Investment Advisers, LLC21,66612,000-9,6660.040.02-0.02sell
New Hampshire Trust229,827184,010-45,8170.280.22-0.06sell
Ionic Capital Management LLC194,116112,693-81,4230.020.02-0.00sell
Old West Investment Management, LLC1,997,2381,862,348-134,8902.922.05-0.87sell
ARISTEIA CAPITAL, L.L.C.558,077332,718-225,3590.010.01-0.00sell
FIRST MANHATTAN CO. LLC.15,835,44915,315,924-519,5250.270.25-0.02sell
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