Stock Transactions — PIMCO DYNAMIC INCOME OPRNTS

Total Bought
3,317,522
64 transactions
Total Sold
3,343,852
48 transactions
Net
-26,330
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Cerity Partners LLC01,745,837+1,745,8370.000.03+0.03buy
ROYAL BANK OF CANADA2,194,4832,347,194+152,7110.010.01+0.00buy
Shaker Financial Services, LLC0128,530+128,5300.000.58+0.58buy
RIVERNORTH CAPITAL MANAGEMENT, LLC095,649+95,6490.000.06+0.06buy
Navis Wealth Advisors, LLC090,524+90,5240.000.60+0.60buy
JANE STREET GROUP, LLC101,330175,425+74,0950.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP063,535+63,5350.000.00+0.00buy
GUGGENHEIM CAPITAL LLC804,732865,387+60,6550.080.09+0.01buy
SIT INVESTMENT ASSOCIATES INC060,514+60,5140.000.02+0.02buy
XTX Topco Ltd060,268+60,2680.000.01+0.01buy
Venture Visionary Partners LLC127,532187,532+60,0000.060.08+0.02buy
LPL Financial LLC306,502365,731+59,2290.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC272,738327,028+54,2900.260.30+0.04buy
Invesco Ltd.929,247983,369+54,1220.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.140,995187,823+46,8280.010.01+0.00buy
Logan Stone Capital, LLC044,056+44,0560.000.16+0.16buy
UBS Group AG3,521,8273,565,457+43,6300.010.01-0.00buy
BANK OF AMERICA CORP /DE/799,983840,793+40,8100.000.00-0.00buy
COHEN & STEERS, INC.1,230,5701,267,824+37,2540.030.03-0.00buy
CENTRAL TRUST Co031,500+31,5000.000.01+0.01buy
HBK Sorce Advisory LLC21,00050,000+29,0000.010.01+0.01buy
Shay Capital LLC027,720+27,7200.000.05+0.05buy
Cetera Investment Advisers169,446195,582+26,1360.000.00+0.00buy
WEST MICHIGAN ADVISORS, LLC025,000+25,0000.000.07+0.07buy
FIFTH THIRD BANCORP023,796+23,7960.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO46,65768,998+22,3410.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC11,32833,589+22,2610.000.00+0.00buy
IHT Wealth Management, LLC015,982+15,9820.000.00+0.00buy
Sovran Advisors, LLC013,785+13,7850.000.01+0.01buy
Gateway Wealth Partners, LLC011,222+11,2220.000.01+0.01buy
Equitable Holdings, Inc.010,631+10,6310.000.00+0.00buy
HUB Investment Partners, LLC010,205+10,2050.000.00+0.00buy
CWM, LLC13,17823,236+10,0580.000.00+0.00buy
Crumly & Associates Inc.15,00025,000+10,0000.040.07+0.02buy
Triumph Capital Management81,19589,634+8,4390.240.24-0.00buy
LEAVELL INVESTMENT MANAGEMENT, INC.385,552392,835+7,2830.220.21-0.01buy
COMMONWEALTH EQUITY SERVICES, LLC650,442656,529+6,0870.010.01-0.00buy
StoneX Group Inc.15,30121,155+5,8540.010.01+0.01buy
Concurrent Investment Advisors, LLC92,72597,775+5,0500.010.01-0.00buy
Advisory Services Network, LLC03,377+3,3770.000.00+0.00buy
Steward Partners Investment Advisory, LLC1,4003,750+2,3500.000.00+0.00buy
MML INVESTORS SERVICES, LLC15,93718,251+2,3140.000.00+0.00buy
Maridea Wealth Management LLC35,38937,428+2,0390.070.07-0.00buy
Private Advisor Group, LLC284,440286,227+1,7870.020.02-0.00buy
Rockefeller Capital Management L.P.34,02135,742+1,7210.000.00-0.00buy
Creative Planning20,88422,518+1,6340.000.00-0.00buy
AlphaCore Capital LLC48,62449,833+1,2090.020.02+0.00buy
D.A. DAVIDSON & CO.21,63322,773+1,1400.000.00-0.00buy
World Investment Advisors17,40618,059+6530.000.00-0.00buy
VestGen Advisors, LLC19,23619,790+5540.010.01-0.00buy
Private Wealth Asset Management, LLC19,93220,484+5520.030.03-0.00buy
Beaird Harris Wealth Management, LLC0547+5470.000.00+0.00buy
WEDBUSH SECURITIES INC98,84599,325+4800.040.04-0.00buy
AE Wealth Management LLC15,03015,502+4720.000.00-0.00buy
IFP Advisors, Inc5,1005,500+4000.000.00-0.00buy
CALDWELL SUTTER CAPITAL, INC.0330+3300.000.00+0.00buy
Stratos Wealth Partners, LTD.31,23431,555+3210.000.00-0.00buy
Sound Income Strategies, LLC0300+3000.000.00+0.00buy
CreativeOne Wealth, LLC35,50035,631+1310.010.01-0.00buy
NWF Advisory Services Inc.16,00816,115+1070.020.02-0.00buy
Element Wealth, LLC224,418224,499+811.281.20-0.08buy
Financial Management Professionals, Inc.1,9261,980+540.000.00+0.00buy
Beacon Financial Advisory LLC10,59310,639+460.030.03-0.00buy
Aspect Partners, LLC1,2331,269+360.010.01-0.00buy
COURIER CAPITAL LLC16,26916,26900.010.01-0.00hold
FIRST FOUNDATION ADVISORS24,92824,92800.010.01-0.00hold
MCDONALD PARTNERS LLC46,00046,00000.200.14-0.06hold
Carnegie Investment Counsel15,00015,00000.000.00-0.00hold
Palogic Value Management, L.P.90,18490,18400.540.51-0.03hold
Allworth Financial LP1,0291,02900.000.00-0.00hold
Arax Advisory Partners50050000.000.00-0.00hold
Anfield Capital Management, LLC7,1477,14700.030.03-0.01hold
EverSource Wealth Advisors, LLC7,0007,00000.000.00-0.00hold
Larson Financial Group LLC1,9321,93200.000.00-0.00hold
FNY Investment Advisers, LLC1,6001,60000.010.01+0.00hold
Geneos Wealth Management Inc.1,4401,44000.000.00-0.00hold
Americana Partners, LLC79,31779,31700.030.03-0.00hold
Onyx Bridge Wealth Group LLC13,16713,16700.020.02-0.00hold
Tennessee Valley Asset Management Partners15,77815,77800.030.03-0.00hold
WOLFF WIESE MAGANA LLC808000.000.00-0.00hold
SOA Wealth Advisors, LLC.87087000.000.00+0.00hold
Spire Wealth Management3,7333,73300.000.00-0.00hold
Bank of New Hampshire3,7253,72500.010.01-0.00hold
Activest Wealth Management4,9454,94500.010.01-0.00hold
Ethos Financial Group, LLC10,00010,00000.010.01-0.00hold
TD Waterhouse Canada Inc.7,8007,80000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC20020000.000.00-0.00hold
Boreal Capital Management LLC0000.760.53-0.23hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
TOTH FINANCIAL ADVISORY CORP40040000.000.00-0.00hold
Anchor Capital Management Group Inc134,500134,50000.961.21+0.25hold
NATIONAL BANK OF CANADA /FI/8,0308,03000.000.00-0.00hold
BURNEY CO/10,60010,60000.000.00-0.00hold
Russell Investments Group, Ltd.10-10.000.00-0.00sell
BlackRock, Inc.10,76210,721-410.000.00-0.00sell
SCOTIA CAPITAL INC.17,07717,012-650.000.00-0.00sell
VALLEY NATIONAL ADVISERS INC750-750.000.00-0.00sell
PFG Investments, LLC30,36330,136-2270.020.02-0.00sell
Bramshill Investments, LLC52,44852,116-3320.040.06+0.02sell
STIFEL FINANCIAL CORP44,36243,814-5480.000.00-0.00sell
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