Stock TransactionsPIMCO DYNAMIC INCOME OPRNTS

Total Bought
1,461,586
46 transactions
Total Sold
817,106
33 transactions
Net
+644,480
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
J.W. COLE ADVISORS, INC.0357,226+357,2260.000.08+0.08buy
Cetera Investment Advisers195,582457,620+262,0380.000.01+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC33,589179,552+145,9630.000.00+0.00buy
ROYAL BANK OF CANADA2,347,1942,453,583+106,3890.010.01-0.00buy
UBS Group AG3,565,4573,641,299+75,8420.010.01-0.00buy
OSAIC HOLDINGS, INC.220,773278,158+57,3850.000.00+0.00buy
Belpointe Asset Management LLC107,372163,917+56,5450.050.07+0.02buy
Kestra Advisory Services, LLC43,15894,942+51,7840.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC47,14686,308+39,1620.000.00+0.00buy
TWO SIGMA SECURITIES, LLC031,957+31,9570.000.04+0.04buy
MorganRosel Wealth Management, LLC027,442+27,4420.000.12+0.12buy
Accredited Investors Inc.025,000+25,0000.000.01+0.01buy
COHEN & STEERS, INC.1,267,8241,287,083+19,2590.030.03-0.00buy
Traynor Capital Management, Inc.018,197+18,1970.000.01+0.01buy
HRT FINANCIAL LP014,806+14,8060.000.00+0.00buy
NOMURA HOLDINGS INC014,000+14,0000.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC012,942+12,9420.000.00+0.00buy
Mariner, LLC011,405+11,4050.000.00+0.00buy
WEDBUSH SECURITIES INC99,325110,368+11,0430.040.04+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP63,53574,341+10,8060.000.00-0.00buy
Sigma Planning Corp010,680+10,6800.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS010,439+10,4390.000.00+0.00buy
Connecticut Wealth Management, LLC010,176+10,1760.000.00+0.00buy
Ballew Advisors, Inc010,090+10,0900.000.07+0.07buy
McAlister, Sweet & Associates, Inc.010,031+10,0310.000.07+0.07buy
XTX Topco Ltd60,26869,240+8,9720.010.01-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO68,99877,789+8,7910.000.00+0.00buy
HighTower Advisors, LLC566,992575,315+8,3230.010.01-0.00buy
LPL Financial LLC365,731373,292+7,5610.000.00-0.00buy
Triumph Capital Management89,63496,752+7,1180.240.23-0.01buy
AE Wealth Management LLC15,50221,148+5,6460.000.00+0.00buy
Palogic Value Management, L.P.90,18493,184+3,0000.510.44-0.07buy
Integrated Wealth Concepts LLC02,460+2,4600.000.00+0.00buy
Crumly & Associates Inc.25,00027,000+2,0000.070.07+0.00buy
Spire Wealth Management3,7335,733+2,0000.000.00+0.00buy
AlphaCore Capital LLC49,83350,839+1,0060.020.01-0.00buy
Arax Advisory Partners5001,401+9010.000.00-0.00buy
IFG Advisory, LLC0778+7780.000.00+0.00buy
RFG Advisory, LLC52,07352,833+7600.010.01-0.00buy
Bramshill Investments, LLC52,11652,693+5770.060.05-0.00buy
Perigon Wealth Management, LLC13,67714,004+3270.000.00-0.00buy
D.A. DAVIDSON & CO.22,77322,987+2140.000.00-0.00buy
Equitable Holdings, Inc.10,63110,831+2000.000.00-0.00buy
WOLFF WIESE MAGANA LLC80260+1800.000.00+0.00buy
Beacon Financial Advisory LLC10,63910,746+1070.030.03-0.00buy
Financial Management Professionals, Inc.1,9802,038+580.000.00-0.00buy
COURIER CAPITAL LLC16,26916,26900.010.01-0.00hold
FIRST FOUNDATION ADVISORS24,92824,92800.010.01-0.00hold
MCDONALD PARTNERS LLC46,00046,00000.140.15+0.01hold
HBK Sorce Advisory LLC50,00050,00000.010.01-0.00hold
Thomas J. Herzfeld Advisors, Inc.66,75166,75100.290.27-0.02hold
IFP Advisors, Inc5,5005,50000.000.00-0.00hold
EverSource Wealth Advisors, LLC7,0007,00000.000.00+0.00hold
Larson Financial Group LLC1,9321,93200.000.00-0.00hold
FNY Investment Advisers, LLC1,6001,60000.010.01-0.00hold
Geneos Wealth Management Inc.1,4401,44000.000.00-0.00hold
Williams Jones Wealth Management, LLC.19,27519,27500.000.00-0.00hold
Venture Visionary Partners LLC187,532187,53200.080.07-0.01hold
Americana Partners, LLC79,31779,31700.030.02-0.00hold
Onyx Bridge Wealth Group LLC13,16713,16700.020.02-0.00hold
HUB Investment Partners, LLC10,20510,20500.000.00-0.00hold
Bank of New Hampshire3,7253,72500.010.01-0.00hold
Activest Wealth Management4,9454,94500.010.01+0.00hold
Steward Partners Investment Advisory, LLC3,7503,745-50.000.00+0.00sell
SOA Wealth Advisors, LLC.870821-490.000.00-0.00sell
CreativeOne Wealth, LLC35,63135,501-1300.010.01-0.00sell
Stratos Wealth Partners, LTD.31,55531,420-1350.000.00-0.00sell
Rockefeller Capital Management L.P.35,74235,541-2010.000.00-0.00sell
SCOTIA CAPITAL INC.17,01216,762-2500.000.00-0.00sell
Sound Income Strategies, LLC3000-3000.000.00-0.00sell
Element Wealth, LLC224,499224,130-3691.201.11-0.09sell
World Investment Advisors18,05917,487-5720.000.00-0.00sell
Allworth Financial LP1,0290-1,0290.000.00-0.00sell
Creative Planning22,51819,597-2,9210.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.187,823184,763-3,0600.010.01-0.00sell
Advisory Services Network, LLC3,3770-3,3770.000.00-0.00sell
Private Advisor Group, LLC286,227281,827-4,4000.020.02-0.00sell
Capital Investment Advisors, LLC196,990190,567-6,4230.040.03-0.00sell
Cerity Partners LLC1,745,8371,734,470-11,3670.030.03-0.00sell
Carnegie Investment Counsel15,0000-15,0000.000.00-0.00sell
Tennessee Valley Asset Management Partners15,7780-15,7780.030.00-0.03sell
IHT Wealth Management, LLC15,9820-15,9820.000.00-0.00sell
Samalin Investment Counsel, LLC65,56049,512-16,0480.300.21-0.09sell
Private Wealth Asset Management, LLC20,4840-20,4840.030.00-0.03sell
GUGGENHEIM CAPITAL LLC865,387842,290-23,0970.090.07-0.02sell
Cornerstone Advisory, LLC306,042278,910-27,1320.370.31-0.07sell
Shay Capital LLC27,7200-27,7200.050.00-0.05sell
Shaker Financial Services, LLC128,53085,176-43,3540.580.36-0.22sell
Logan Stone Capital, LLC44,0560-44,0560.160.00-0.16sell
FIRST TRUST ADVISORS LP45,2240-45,2240.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC327,028279,246-47,7820.300.22-0.08sell
&PARTNERS132,77273,472-59,3000.010.00-0.00sell
NewEdge Advisors, LLC175,87397,171-78,7020.010.00-0.00sell
Navis Wealth Advisors, LLC90,5240-90,5240.600.00-0.60sell
RIVERNORTH CAPITAL MANAGEMENT, LLC95,6490-95,6490.060.00-0.06sell
JANE STREET GROUP, LLC175,42558,739-116,6860.000.00-0.00sell
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