Stock Transactions — PIMCO DYNAMIC INCOME OPRNTS

Total Bought
2,019,464
75 transactions
Total Sold
749,687
36 transactions
Net
+1,269,777
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ENVESTNET ASSET MANAGEMENT INC58,065381,500+323,4350.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.0318,125+318,1250.001.54+1.54buy
&PARTNERS0220,000+220,0000.000.02+0.02buy
RAYMOND JAMES FINANCIAL INC502,546624,578+122,0320.000.00+0.00buy
Gridiron Partners, LLC29,970127,724+97,7540.250.24-0.01buy
ROYAL BANK OF CANADA1,359,8601,431,012+71,1520.000.00+0.00buy
BANK OF AMERICA CORP /DE/689,558751,087+61,5290.000.00+0.00buy
LPL Financial LLC214,737275,740+61,0030.000.00+0.00buy
HighTower Advisors, LLC531,490580,447+48,9570.010.01+0.00buy
J.W. COLE ADVISORS, INC.341,423383,806+42,3830.100.10+0.01buy
CHOREO, LLC042,008+42,0080.000.01+0.01buy
GUGGENHEIM CAPITAL LLC773,376814,939+41,5630.080.09+0.00buy
Private Advisor Group, LLC200,068237,181+37,1130.010.02+0.00buy
Invesco Ltd.932,102964,934+32,8320.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5,60033,404+27,8040.000.00+0.00buy
Brookwood Investment Group LLC026,221+26,2210.000.05+0.05buy
LOWE BROCKENBROUGH & CO INC024,400+24,4000.000.02+0.02buy
Cetera Investment Advisers151,118174,301+23,1830.000.00-0.00buy
Triumph Capital Management58,49081,005+22,5150.240.15-0.09buy
Triumph Capital Management58,49081,005+22,5150.240.15-0.09buy
Belpointe Asset Management LLC106,389127,065+20,6760.060.07+0.01buy
LEAVELL INVESTMENT MANAGEMENT, INC.298,853319,358+20,5050.180.19+0.01buy
HBK Sorce Advisory LLC020,000+20,0000.000.01+0.01buy
StoneX Group Inc.019,687+19,6870.000.01+0.01buy
Buska Wealth Management, LLC016,781+16,7810.000.07+0.07buy
VestGen Advisors, LLC016,000+16,0000.000.01+0.01buy
Tennessee Valley Asset Management Partners015,778+15,7780.000.03+0.03buy
Creative Planning015,386+15,3860.000.00+0.00buy
Consolidated Portfolio Review Corp224,617238,702+14,0850.420.42+0.00buy
LEIGH BALDWIN & CO., LLC012,280+12,2800.000.08+0.08buy
TWO SIGMA SECURITIES, LLC011,737+11,7370.000.02+0.02buy
Mariner, LLC011,422+11,4220.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC149,773160,833+11,0600.160.00-0.16buy
MORGAN STANLEY4,687,6724,698,668+10,9960.000.00-0.00buy
KINGSWOOD WEALTH ADVISORS, LLC010,630+10,6300.000.01+0.01buy
CWM, LLC2,03210,994+8,9620.000.00+0.00buy
Rockefeller Capital Management L.P.07,889+7,8890.000.00+0.00buy
Concurrent Investment Advisors, LLC80,89288,675+7,7830.020.02+0.00buy
NewEdge Advisors, LLC126,385134,144+7,7590.010.01-0.00buy
JANE STREET GROUP, LLC58,28565,828+7,5430.000.00-0.00buy
Sunbelt Securities, Inc.35,50743,023+7,5160.040.04-0.00buy
SOL Capital Management CO1,672,6291,679,803+7,1742.192.13-0.06buy
Anfield Capital Management, LLC07,147+7,1470.000.03+0.03buy
Advisory Services Network, LLC07,127+7,1270.000.00+0.00buy
WEDBUSH SECURITIES INC97,168103,891+6,7230.050.05+0.00buy
OSAIC HOLDINGS, INC.166,776173,138+6,3620.000.00-0.00buy
COMERICA BANK8,08313,800+5,7170.000.00+0.00buy
SCOTIA CAPITAL INC.10,95016,358+5,4080.000.00+0.00buy
Palogic Value Management, L.P.86,02690,184+4,1580.490.54+0.05buy
Williams Jones Wealth Management, LLC.19,27522,807+3,5320.000.00+0.00buy
Samalin Investment Counsel, LLC73,10876,228+3,1200.380.37-0.01buy
Aspect Partners, LLC02,987+2,9870.000.02+0.02buy
B. Riley Wealth Advisors, Inc.15,36518,267+2,9020.010.01+0.00buy
Allworth Financial LP1,0203,233+2,2130.000.00+0.00buy
Goldstone Financial Group, LLC64,46266,489+2,0270.110.11-0.00buy
ASSETMARK, INC01,881+1,8810.000.00+0.00buy
EverSource Wealth Advisors, LLC5,5007,000+1,5000.000.00+0.00buy
DAVENPORT & Co LLC29,85031,350+1,5000.000.00+0.00buy
Wilmington Savings Fund Society, FSB42,81044,074+1,2640.010.01+0.00buy
PFG Investments, LLC27,81828,812+9940.020.02-0.00buy
AE Wealth Management LLC13,34714,221+8740.000.00-0.00buy
NWF Advisory Services Inc.23,43524,253+8180.040.04-0.00buy
PRINCIPAL SECURITIES, INC.2,8043,435+6310.000.00+0.00buy
Steward Partners Investment Advisory, LLC2,4903,090+6000.000.00-0.00buy
Arax Advisory Partners0500+5000.000.00+0.00buy
Kestra Advisory Services, LLC35,99736,427+4300.000.00-0.00buy
Russell Investments Group, Ltd.0250+2500.000.00+0.00buy
Spire Wealth Management5,5335,733+2000.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0200+2000.000.00+0.00buy
Wealthspire Advisors, LLC070+700.000.00+0.00buy
Financial Management Professionals, Inc.1,8231,875+520.000.00-0.00buy
MML INVESTORS SERVICES, LLC15,75315,801+480.000.00-0.00buy
Blue Trust, Inc.025+250.000.00+0.00buy
Strategic Investment Solutions, Inc. /IL564580+160.000.00-0.00buy
Activest Wealth Management015+150.000.00+0.00buy
COURIER CAPITAL LLC16,26916,26900.010.01-0.00hold
OPTIMUM INVESTMENT ADVISORS16,00016,00000.090.09-0.00hold
FIRST FOUNDATION ADVISORS24,92824,92800.010.01+0.00hold
PIN OAK INVESTMENT ADVISORS INC48448400.010.00-0.00hold
WHITTIER TRUST CO14214200.000.00-0.00hold
CIBC Private Wealth Group LLC2,3002,30000.000.00+0.00hold
MCDONALD PARTNERS LLC39,00039,00000.130.16+0.04hold
Carnegie Investment Counsel15,00015,00000.000.00-0.00hold
RFG Advisory, LLC45,77845,77800.010.01-0.00hold
AllSquare Wealth Management LLC1,2001,20000.010.01-0.00hold
IFP Advisors, Inc5,1005,10000.000.00-0.00hold
Vivaldi Capital Management LP10,10010,10000.020.02-0.00hold
FNY Investment Advisers, LLC1,6001,60000.010.01-0.00hold
Crumly & Associates Inc.12,50012,50000.040.04-0.00hold
Geneos Wealth Management Inc.1,4401,44000.000.00+0.00hold
Venture Visionary Partners LLC127,532127,53200.060.06-0.00hold
Americana Partners, LLC79,31779,31700.040.03-0.00hold
Onyx Bridge Wealth Group LLC13,16713,16700.020.02-0.00hold
Bank of New Hampshire3,7253,72500.010.01-0.00hold
Newbridge Financial Services Group, Inc.1,0001,00000.000.00-0.00hold
Cercano Management LLC1,666,6511,666,65100.640.90+0.26hold
Ethos Financial Group, LLC10,00010,00000.010.01-0.00hold
Tanglewood Legacy Advisors, LLC3,6553,65500.020.02-0.00hold
Boreal Capital Management LLC0000.330.29-0.05hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
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