Stock Transactions — PIMCO DYNAMIC INCOME OPRNTS

Total Bought
2,511,897
59 transactions
Total Sold
2,489,587
51 transactions
Net
+22,310
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ROYAL BANK OF CANADA1,431,0122,194,483+763,4710.000.01+0.00buy
MORGAN STANLEY4,698,6685,397,465+698,7970.000.00+0.00buy
UBS Group AG3,357,2973,521,827+164,5300.010.01+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC160,833272,738+111,9050.000.26+0.26buy
RAYMOND JAMES FINANCIAL INC624,578706,009+81,4310.000.00+0.00buy
LEAVELL INVESTMENT MANAGEMENT, INC.319,358385,552+66,1940.190.22+0.03buy
COMERICA BANK13,80072,112+58,3120.000.00+0.00buy
OSAIC HOLDINGS, INC.173,138223,932+50,7940.000.00+0.00buy
NewEdge Advisors, LLC134,144183,484+49,3400.010.01+0.00buy
BANK OF AMERICA CORP /DE/751,087799,983+48,8960.000.00+0.00buy
Private Advisor Group, LLC237,181284,440+47,2590.020.02+0.00buy
JANE STREET GROUP, LLC65,828101,330+35,5020.000.00+0.00buy
LPL Financial LLC275,740306,502+30,7620.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.318,125345,432+27,3071.541.62+0.08buy
Rockefeller Capital Management L.P.7,88934,021+26,1320.000.00+0.00buy
Jaffetilchin Investment Partners, LLC021,206+21,2060.000.02+0.02buy
MERCER GLOBAL ADVISORS INC /ADV020,740+20,7400.000.00+0.00buy
Private Wealth Asset Management, LLC019,932+19,9320.000.03+0.03buy
SOL Capital Management CO1,679,8031,698,816+19,0132.132.11-0.01buy
World Investment Advisors017,406+17,4060.000.00+0.00buy
AlphaCore Capital LLC34,43548,624+14,1890.020.02-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO33,40446,657+13,2530.000.00+0.00buy
Clearstead Advisors, LLC011,768+11,7680.000.00+0.00buy
BlackRock, Inc.010,762+10,7620.000.00+0.00buy
BURNEY CO/010,600+10,6000.000.00+0.00buy
Beacon Financial Advisory LLC010,593+10,5930.000.03+0.03buy
Kestra Advisory Services, LLC36,42744,820+8,3930.000.00+0.00buy
Camelot Portfolios, LLC08,000+8,0000.000.07+0.07buy
RFG Advisory, LLC45,77853,273+7,4950.010.01+0.00buy
MCDONALD PARTNERS LLC39,00046,000+7,0000.160.20+0.04buy
HighTower Advisors, LLC580,447586,052+5,6050.010.01-0.00buy
TWO SIGMA SECURITIES, LLC11,73717,281+5,5440.020.03+0.01buy
Creative Planning15,38620,884+5,4980.000.00+0.00buy
Buska Wealth Management, LLC16,78121,838+5,0570.070.11+0.04buy
Activest Wealth Management154,945+4,9300.000.01+0.01buy
Concurrent Investment Advisors, LLC88,67592,725+4,0500.020.01-0.01buy
VestGen Advisors, LLC16,00019,236+3,2360.010.01+0.00buy
Crumly & Associates Inc.12,50015,000+2,5000.040.04+0.00buy
Stratos Wealth Partners, LTD.28,76431,234+2,4700.000.00+0.00buy
CWM, LLC10,99413,178+2,1840.000.00+0.00buy
PFG Investments, LLC28,81230,363+1,5510.020.02-0.00buy
KINGSWOOD WEALTH ADVISORS, LLC10,63012,130+1,5000.010.01-0.00buy
HBK Sorce Advisory LLC20,00021,000+1,0000.010.01-0.00buy
SOA Wealth Advisors, LLC.0870+8700.000.00+0.00buy
AE Wealth Management LLC14,22115,030+8090.000.00-0.00buy
STIFEL FINANCIAL CORP43,59644,362+7660.000.00-0.00buy
FLAGSHIP HARBOR ADVISORS, LLC0725+7250.000.00+0.00buy
SCOTIA CAPITAL INC.16,35817,077+7190.000.00-0.00buy
HARBOUR INVESTMENTS, INC.5,6106,134+5240.000.00-0.00buy
Bramshill Investments, LLC52,11152,448+3370.050.04-0.01buy
Goldstone Financial Group, LLC66,48966,735+2460.110.10-0.01buy
Triumph Capital Management81,00581,195+1900.150.24+0.09buy
Perigon Wealth Management, LLC16,05516,228+1730.000.00-0.00buy
MML INVESTORS SERVICES, LLC15,80115,937+1360.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC650,339650,442+1030.010.01+0.00buy
Maridea Wealth Management LLC35,29235,389+970.070.07-0.00buy
Financial Management Professionals, Inc.1,8751,926+510.000.00-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC11,29911,328+290.000.00-0.00buy
ASSETMARK, INC1,8811,896+150.000.00-0.00buy
COURIER CAPITAL LLC16,26916,26900.010.01-0.00hold
FIRST FOUNDATION ADVISORS24,92824,92800.010.01-0.00hold
CIBC Private Wealth Group LLC2,3002,30000.000.00-0.00hold
Carnegie Investment Counsel15,00015,00000.000.00-0.00hold
Palogic Value Management, L.P.90,18490,18400.540.54-0.00hold
Arax Advisory Partners50050000.000.00+0.00hold
Anfield Capital Management, LLC7,1477,14700.030.03+0.00hold
IFP Advisors, Inc5,1005,10000.000.00-0.00hold
EverSource Wealth Advisors, LLC7,0007,00000.000.00-0.00hold
Larson Financial Group LLC1,9321,93200.000.00-0.00hold
FNY Investment Advisers, LLC1,6001,60000.010.01-0.00hold
Geneos Wealth Management Inc.1,4401,44000.000.00-0.00hold
Williams Jones Wealth Management, LLC.22,80722,80700.000.00-0.00hold
Venture Visionary Partners LLC127,532127,53200.060.06-0.00hold
Americana Partners, LLC79,31779,31700.030.03-0.00hold
Onyx Bridge Wealth Group LLC13,16713,16700.020.02-0.00hold
Tennessee Valley Asset Management Partners15,77815,77800.030.03-0.00hold
WOLFF WIESE MAGANA LLC808000.000.00-0.00hold
Bank of New Hampshire3,7253,72500.010.01-0.00hold
Ethos Financial Group, LLC10,00010,00000.010.01-0.00hold
TD Waterhouse Canada Inc.7,8007,80000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC20020000.000.00+0.00hold
Boreal Capital Management LLC0000.290.76+0.47hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
VALLEY NATIONAL ADVISERS INC757500.000.00-0.00hold
PARK NATIONAL CORP /OH/10,97410,97400.000.00-0.00hold
TOTH FINANCIAL ADVISORY CORP40040000.000.00-0.00hold
DAVENPORT & Co LLC31,35031,35000.000.00-0.00hold
Anchor Capital Management Group Inc134,500134,50000.960.960.00hold
Blue Trust, Inc.250-250.000.00-0.00sell
Wealthspire Advisors, LLC700-700.000.00-0.00sell
WHITTIER TRUST CO1420-1420.000.00-0.00sell
CoreCap Advisors, LLC7,1526,974-1780.000.00-0.00sell
Russell Investments Group, Ltd.2501-2490.000.00-0.00sell
PIN OAK INVESTMENT ADVISORS INC4840-4840.000.00-0.00sell
Strategic Investment Solutions, Inc. /IL5800-5800.000.00-0.00sell
Newbridge Financial Services Group, Inc.1,0000-1,0000.000.00-0.00sell
TECTONIC ADVISORS LLC24,05722,557-1,5000.020.02-0.00sell
Brookwood Investment Group LLC26,22124,540-1,6810.050.04-0.01sell
Steward Partners Investment Advisory, LLC3,0901,400-1,6900.000.00-0.00sell
Aspect Partners, LLC2,9871,233-1,7540.020.01-0.01sell
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