| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Assenagon Asset Management S.A. | 0 | 1,915,056 | +1,915,056 | 0.00 | 0.07 | +0.07 | buy |
| Soleus Capital Management, L.P. | 0 | 1,205,000 | +1,205,000 | 0.00 | 1.20 | +1.20 | buy |
| Ghisallo Capital Management LLC | 0 | 1,000,000 | +1,000,000 | 0.00 | 0.57 | +0.57 | buy |
| EcoR1 Capital, LLC | 0 | 800,000 | +800,000 | 0.00 | 1.15 | +1.15 | buy |
| Capital International Investors | 647,850 | 1,420,654 | +772,804 | 0.00 | 0.01 | +0.01 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 0 | 600,000 | +600,000 | 0.00 | 0.02 | +0.02 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 521,800 | 1,000,200 | +478,400 | 0.01 | 0.04 | +0.03 | buy |
| Woodline Partners LP | 205,870 | 663,086 | +457,216 | 0.01 | 0.06 | +0.05 | buy |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 7,687,638 | 8,137,638 | +450,000 | 1.64 | 2.45 | +0.81 | buy |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 406,901 | 759,994 | +353,093 | 0.00 | 0.01 | +0.01 | buy |
| Alyeska Investment Group, L.P. | 10,506 | 307,474 | +296,968 | 0.00 | 0.02 | +0.02 | buy |
| Squarepoint Ops LLC | 479,480 | 769,252 | +289,772 | 0.02 | 0.04 | +0.02 | buy |
| Resolute Capital Asset Partners LLC | 0 | 260,871 | +260,871 | 0.00 | 3.22 | +3.22 | buy |
| CenterBook Partners LP | 204,603 | 452,907 | +248,304 | 0.20 | 0.64 | +0.44 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 210,996 | +210,996 | 0.00 | 0.01 | +0.01 | buy |
| UBS Group AG | 305,214 | 502,466 | +197,252 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 0 | 104,994 | +104,994 | 0.00 | 0.00 | +0.00 | buy |
| Monashee Investment Management LLC | 0 | 85,385 | +85,385 | 0.00 | 4.14 | +4.14 | buy |
| E Fund Management Co., Ltd. | 29,922 | 109,327 | +79,405 | 0.02 | 0.07 | +0.05 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 88,564 | 159,419 | +70,855 | 0.00 | 0.01 | +0.00 | buy |
| Tidal Investments LLC | 179,453 | 240,476 | +61,023 | 0.01 | 0.02 | +0.01 | buy |
| Rockefeller Capital Management L.P. | 83,178 | 134,864 | +51,686 | 0.00 | 0.01 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 15,195 | 62,746 | +47,551 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 25,865 | 70,017 | +44,152 | 0.00 | 0.00 | +0.00 | buy |
| Quantinno Capital Management LP | 37,787 | 81,596 | +43,809 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 41,384 | +41,384 | 0.00 | 0.00 | +0.00 | buy |
| Privium Fund Management B.V. | 0 | 35,400 | +35,400 | 0.00 | 0.19 | +0.19 | buy |
| Candriam S.C.A. | 470,292 | 504,924 | +34,632 | 0.04 | 0.07 | +0.02 | buy |
| COOKSON PEIRCE & CO INC | 0 | 30,000 | +30,000 | 0.00 | 0.03 | +0.03 | buy |
| KLP KAPITALFORVALTNING AS | 18,400 | 45,400 | +27,000 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 55,017 | 79,946 | +24,929 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 24,000 | +24,000 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 24,000 | +24,000 | 0.00 | 0.00 | +0.00 | buy |
| TEXAS PERMANENT SCHOOL FUND CORP | 0 | 23,229 | +23,229 | 0.00 | 0.03 | +0.03 | buy |
| Allianz Asset Management GmbH | 0 | 19,000 | +19,000 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 96,786 | 115,112 | +18,326 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 234,533 | 251,449 | +16,916 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 16,234 | +16,234 | 0.00 | 0.00 | +0.00 | buy |
| Avidity Partners Management LP | 0 | 15,000 | +15,000 | 0.00 | 0.07 | +0.07 | buy |
| Yorktown Management & Research Co Inc | 0 | 14,250 | +14,250 | 0.00 | 0.25 | +0.25 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 550,051 | 563,489 | +13,438 | 0.00 | 0.00 | +0.00 | buy |
| Vontobel Holding Ltd. | 0 | 12,611 | +12,611 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 0 | 10,000 | +10,000 | 0.00 | 0.03 | +0.03 | buy |
| DnB Asset Management AS | 0 | 9,587 | +9,587 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 9,200 | +9,200 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 8,831 | +8,831 | 0.00 | 0.01 | +0.01 | buy |
| Granite Investment Partners, LLC | 0 | 8,636 | +8,636 | 0.00 | 0.01 | +0.01 | buy |
| Avior Wealth Management, LLC | 0 | 8,133 | +8,133 | 0.00 | 0.01 | +0.01 | buy |
| ROYAL BANK OF CANADA | 24,261 | 32,184 | +7,923 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 7,860 | +7,860 | 0.00 | 0.00 | +0.00 | buy |
| Ballentine Partners, LLC | 0 | 7,235 | +7,235 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 97,613 | 104,765 | +7,152 | 0.00 | 0.00 | +0.00 | buy |
| Sumitomo Mitsui Trust Group, Inc. | 166,590 | 173,561 | +6,971 | 0.00 | 0.00 | +0.00 | buy |
| Korea Investment CORP | 0 | 3,600 | +3,600 | 0.00 | 0.00 | +0.00 | buy |
| BNP Paribas Asset Management Holding S.A. | 22,145 | 25,098 | +2,953 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 2,907 | +2,907 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 12 | 1,587 | +1,575 | 0.00 | 0.00 | +0.00 | buy |
| Aberdeen Group plc | 29,655 | 30,608 | +953 | 0.00 | 0.00 | +0.00 | buy |
| KBC Group NV | 7,612 | 8,390 | +778 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 2,154 | 2,678 | +524 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 343 | 781 | +438 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 210 | 626 | +416 | 0.00 | 0.00 | +0.00 | buy |
| Mitsubishi UFJ Asset Management Co., Ltd. | 96,781 | 97,113 | +332 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 116 | 382 | +266 | 0.00 | 0.00 | +0.00 | buy |
| Blue Trust, Inc. | 0 | 83 | +83 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 18,715 | 18,790 | +75 | 0.00 | 0.01 | +0.00 | buy |
| FINANCIAL CONSULATE, INC | 96 | 171 | +75 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 0 | 64 | +64 | 0.00 | 0.00 | +0.00 | buy |
| Versant Capital Management, Inc | 0 | 20 | +20 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 9 | 13 | +4 | 0.00 | 0.00 | +0.00 | buy |
| Transamerica Financial Advisors, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA ASSET MANAGEMENT CO LTD | 11,100 | 11,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Asset Management One Co., Ltd. | 10,575 | 10,575 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 28,600 | 28,600 | 0 | 0.00 | 0.01 | +0.00 | hold |
| NATIXIS | 1,157 | 1,157 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 25,789 | 25,789 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DekaBank Deutsche Girozentrale | 9,862 | 9,862 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mitsubishi UFJ Trust & Banking Corp | 14,050 | 14,050 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Trust Co | 11 | 11 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Harvest Fund Management Co., Ltd | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HHLR ADVISORS, LTD. | 5,984,550 | 5,984,550 | 0 | 6.47 | 20.77 | +14.30 | hold |
| IAG Wealth Partners, LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Physician Wealth Advisors, Inc. | 55 | 17 | -38 | 0.00 | 0.00 | -0.00 | sell |
| Krane Funds Advisors LLC | 31,538 | 31,488 | -50 | 0.02 | 0.03 | +0.01 | sell |
| SBI Securities Co., Ltd. | 136 | 10 | -126 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 11,838 | 11,684 | -154 | 0.00 | 0.00 | +0.00 | sell |
| Western Wealth Management, LLC | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 229 | 0 | -229 | 0.00 | 0.00 | -0.00 | sell |
| J.Safra Asset Management Corp | 863 | 617 | -246 | 0.00 | 0.00 | -0.00 | sell |
| Pinnacle Wealth Planning Services, Inc. | 410 | 95 | -315 | 0.00 | 0.00 | -0.00 | sell |
| Handelsbanken Fonder AB | 42,000 | 41,500 | -500 | 0.00 | 0.00 | +0.00 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 3,800 | 3,200 | -600 | 0.00 | 0.00 | +0.00 | sell |
| AVIVA PLC | 54,113 | 53,486 | -627 | 0.00 | 0.00 | +0.00 | sell |
| Ensign Peak Advisors, Inc | 3,950 | 3,300 | -650 | 0.00 | 0.00 | +0.00 | sell |
| E Fund Management (Hong Kong) Co., Ltd. | 29,922 | 28,209 | -1,713 | 0.25 | 0.27 | +0.02 | sell |
| Parallel Advisors, LLC | 2,084 | 325 | -1,759 | 0.00 | 0.00 | -0.00 | sell |
| MACQUARIE GROUP LTD | 6,096 | 4,155 | -1,941 | 0.00 | 0.00 | -0.00 | sell |
| QUADRANT CAPITAL GROUP LLC | 1,959 | 0 | -1,959 | 0.00 | 0.00 | -0.00 | sell |
| HANTZ FINANCIAL SERVICES, INC. | 13,793 | 11,009 | -2,784 | 0.00 | 0.00 | +0.00 | sell |
| Bellevue Group AG | 35,886 | 33,054 | -2,832 | 0.02 | 0.02 | +0.00 | sell |