Stock Transactions — ASSERTIO HOLDINGS INC

Total Bought
6,727,574
35 transactions
Total Sold
10,698,500
58 transactions
Net
-3,970,926
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Russell Investments Group, Ltd.10,5742,347,024+2,336,4500.000.00+0.00buy
Nantahala Capital Management, LLC7,619,4409,270,836+1,651,3960.820.87+0.06buy
AQR CAPITAL MANAGEMENT LLC1,997,3883,230,605+1,233,2170.000.01+0.00buy
Invesco Ltd.105,856756,206+650,3500.000.00+0.00buy
Palumbo Wealth Management LLC0143,628+143,6280.000.06+0.06buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP0135,444+135,4440.000.00+0.00buy
State of Wyoming37,712168,208+130,4960.010.03+0.02buy
DENALI ADVISORS LLC42,700165,200+122,5000.010.05+0.03buy
ROYCE & ASSOCIATES LP11,53075,809+64,2790.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC2,002,3942,046,336+43,9420.000.00-0.00buy
VANGUARD GROUP INC4,878,5434,919,614+41,0710.000.00-0.00buy
TSP Capital Management Group, LLC180,950214,500+33,5500.070.07-0.00buy
Empowered Funds, LLC351,608380,417+28,8090.010.01-0.00buy
Cambridge Investment Research Advisors, Inc.19,93838,978+19,0400.000.00+0.00buy
HSBC HOLDINGS PLC016,386+16,3860.000.00+0.00buy
Savant Capital, LLC015,705+15,7050.000.00+0.00buy
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC012,575+12,5750.000.00+0.00buy
SummerHaven Investment Management, LLC135,358145,392+10,0340.090.09-0.01buy
STATE STREET CORP1,525,6491,533,867+8,2180.000.00-0.00buy
FIRST TRUST ADVISORS LP260,153268,266+8,1130.000.00-0.00buy
FMR LLC6,98614,582+7,5960.000.00+0.00buy
Virtu Financial LLC23,22629,024+5,7980.000.00+0.00buy
FEDERATED HERMES, INC.4602,439+1,9790.000.00+0.00buy
ProShare Advisors LLC14,68716,360+1,6730.000.00-0.00buy
NATIONAL BANK OF CANADA /FI/01,081+1,0810.000.00+0.00buy
CWM, LLC21,048+1,0460.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/20,98922,028+1,0390.000.00-0.00buy
AMERICAN INTERNATIONAL GROUP, INC.44,11044,873+7630.000.00-0.00buy
CIBC Private Wealth Group LLC0534+5340.000.00+0.00buy
Tower Research Capital LLC (TRC)8,7639,216+4530.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC0162+1620.000.00+0.00buy
SIMPLEX TRADING, LLC13,76313,873+1100.000.00-0.00buy
Farther Finance Advisors, LLC52144+920.000.00+0.00buy
Capital Advisors, Ltd. LLC031+310.000.000.00buy
Avior Wealth Management, LLC014+140.000.00+0.00buy
Ameritas Investment Partners, Inc.8,1598,15900.000.00-0.00hold
ALLIANCEBERNSTEIN L.P.45,31045,31000.000.00-0.00hold
BNP PARIBAS FINANCIAL MARKETS0000.000.00+0.00hold
WOLVERINE ASSET MANAGEMENT LLC0000.000.12+0.12hold
Context Capital Management, LLC0000.000.64+0.64hold
North Star Investment Management Corp.10010000.000.00-0.00hold
Verition Fund Management LLC0000.000.03+0.03hold
Dynamic Advisor Solutions LLC12,50012,50000.000.00-0.00hold
NewEdge Advisors, LLC55,67555,67500.000.00-0.00hold
MISSION WEALTH MANAGEMENT, LP12,78312,78300.000.00-0.00hold
Parallel Advisors, LLC2,4962,49600.000.00-0.00hold
Truvestments Capital LLC57257200.000.00-0.00hold
DeepCurrents Investment Group LLC0000.000.36+0.36hold
Walleye Capital LLC0000.000.04+0.04hold
Sargent Investment Group, LLC44,86444,86400.010.01-0.00hold
Key FInancial Inc44544500.000.00-0.00hold
CM Management, LLC345,000345,00000.300.28-0.02hold
SOA Wealth Advisors, LLC.25025000.000.00-0.00hold
Newbridge Financial Services Group, Inc.12512500.000.00-0.00hold
Main Street Group, LTD12512500.000.00+0.00hold
Williams & Novak, LLC12,50012,50000.020.02+0.00hold
DIMENSIONAL FUND ADVISORS LP65,99765,99700.000.00-0.00hold
US BANCORP \DE\69,38469,38400.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
Legal & General Group Plc10,19610,19600.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND22,40122,40100.000.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC244,818244,81800.000.00-0.00hold
UMB Bank, n.a.353500.000.00-0.00hold
OLIVER LAGORE VANVALIN INVESTMENT GROUP10-10.000.00-0.00sell
TD Waterhouse Canada Inc.470-470.000.00-0.00sell
Federation des caisses Desjardins du Quebec285196-890.000.00-0.00sell
Larson Financial Group LLC1299-1200.000.00-0.00sell
Allworth Financial LP24735-2120.000.00-0.00sell
MeadowBrook Investment Advisors LLC2490-2490.000.00-0.00sell
NewSquare Capital LLC3000-3000.000.00-0.00sell
HUNTINGTON NATIONAL BANK3560-3560.000.00-0.00sell
Steward Partners Investment Advisory, LLC4010-4010.000.00-0.00sell
PRINCIPAL FINANCIAL GROUP INC11,16710,396-7710.000.00-0.00sell
STRS OHIO13,00012,200-8000.000.00-0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE17,18216,090-1,0920.000.00+0.00sell
HighTower Advisors, LLC26,39225,167-1,2250.000.00-0.00sell
Headlands Technologies LLC1,3430-1,3430.000.00-0.00sell
Focused Wealth Management, Inc2,0670-2,0670.000.00-0.00sell
DEUTSCHE BANK AG\3,072644-2,4280.000.00-0.00sell
Janney Montgomery Scott LLC12,59010,000-2,5900.000.00-0.00sell
AMALGAMATED BANK6,4911,861-4,6300.000.00-0.00sell
ALETHEA CAPITAL MANAGEMENT, LLC133,793128,448-5,3450.170.10-0.07sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM14,6079,153-5,4540.000.00-0.00sell
PERRITT CAPITAL MANAGEMENT INC373,184367,517-5,6670.220.19-0.03sell
Point72 Middle East FZE6,1810-6,1810.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC36,87129,925-6,9460.000.00-0.00sell
Gotham Asset Management, LLC26,27615,358-10,9180.000.00-0.00sell
CITIGROUP INC30,11017,079-13,0310.000.00-0.00sell
Focus Financial Network, Inc.13,0370-13,0370.000.00-0.00sell
LPL Financial LLC45,92428,909-17,0150.000.00-0.00sell
TWO SIGMA SECURITIES, LLC17,1480-17,1480.000.00-0.00sell
Squarepoint Ops LLC79,75560,585-19,1700.000.00-0.00sell
WEXFORD CAPITAL LP19,2300-19,2300.000.00-0.00sell
SG Americas Securities, LLC55,76931,631-24,1380.000.00-0.00sell
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM25,3700-25,3700.000.00-0.00sell
RHUMBLINE ADVISERS146,399119,261-27,1380.000.00-0.00sell
Engineers Gate Manager LP49,10217,423-31,6790.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC45,75712,241-33,5160.000.00-0.00sell
Cubist Systematic Strategies, LLC33,6170-33,6170.000.00-0.00sell
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