| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC | 12,241 | 1,759,583 | +1,747,342 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 634,609 | 1,120,324 | +485,715 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 406,573 | +406,573 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 135,444 | 490,257 | +354,813 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 2,091,959 | 2,377,614 | +285,655 | 0.00 | 0.01 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 284,039 | +284,039 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 188,500 | +188,500 | 0.00 | 0.01 | +0.01 | buy |
| Qube Research & Technologies Ltd | 0 | 132,756 | +132,756 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asia (Singapore) Pte. Ltd. | 0 | 120,088 | +120,088 | 0.00 | 0.03 | +0.03 | buy |
| Paloma Partners Management Co | 0 | 107,307 | +107,307 | 0.00 | 0.01 | +0.01 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 81,634 | +81,634 | 0.00 | 0.01 | +0.01 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0 | 61,992 | +61,992 | 0.00 | 0.00 | +0.00 | buy |
| PERRITT CAPITAL MANAGEMENT INC | 367,517 | 426,850 | +59,333 | 0.19 | 0.29 | +0.10 | buy |
| MARSHALL WACE, LLP | 0 | 56,500 | +56,500 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 41,956 | +41,956 | 0.00 | 0.00 | +0.00 | buy |
| Point72 (DIFC) Ltd | 0 | 31,929 | +31,929 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 380,417 | 409,937 | +29,520 | 0.01 | 0.01 | +0.00 | buy |
| Empowered Funds, LLC | 380,417 | 409,937 | +29,520 | 0.01 | 0.01 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 29,500 | +29,500 | 0.00 | 0.00 | +0.00 | buy |
| Palumbo Wealth Management LLC | 143,628 | 170,098 | +26,470 | 0.06 | 0.09 | +0.03 | buy |
| Catalyst Funds Management Pty Ltd | 0 | 23,300 | +23,300 | 0.00 | 0.01 | +0.01 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 20,041 | +20,041 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 0 | 18,219 | +18,219 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 18,213 | +18,213 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 17,659 | +17,659 | 0.00 | 0.00 | +0.00 | buy |
| Neuberger Berman Group LLC | 0 | 16,654 | +16,654 | 0.00 | 0.00 | +0.00 | buy |
| SummerHaven Investment Management, LLC | 145,392 | 161,171 | +15,779 | 0.09 | 0.13 | +0.04 | buy |
| FMR LLC | 14,582 | 29,471 | +14,889 | 0.00 | 0.00 | +0.00 | buy |
| Abel Hall, LLC | 0 | 14,104 | +14,104 | 0.00 | 0.01 | +0.01 | buy |
| Verition Fund Management LLC | 0 | 12,071 | +12,071 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 9,216 | 20,828 | +11,612 | 0.00 | 0.00 | +0.00 | buy |
| CM Management, LLC | 345,000 | 350,000 | +5,000 | 0.28 | 0.40 | +0.12 | buy |
| MACQUARIE GROUP LTD | 0 | 4,702 | +4,702 | 0.00 | 0.00 | +0.00 | buy |
| TSP Capital Management Group, LLC | 214,500 | 218,325 | +3,825 | 0.07 | 0.08 | +0.02 | buy |
| Headlands Technologies LLC | 0 | 3,345 | +3,345 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 2,439 | 5,675 | +3,236 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 28,909 | 30,634 | +1,725 | 0.00 | 0.00 | +0.00 | buy |
| Activest Wealth Management | 0 | 750 | +750 | 0.00 | 0.00 | +0.00 | buy |
| Capital Advisors, Ltd. LLC | 31 | 466 | +435 | 0.00 | 0.00 | +0.00 | buy |
| Triad Wealth Partners, LLC | 0 | 124 | +124 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 144 | 266 | +122 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 162 | 274 | +112 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 105 | +105 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 0 | 47 | +47 | 0.00 | 0.00 | +0.00 | buy |
| Savant Capital, LLC | 15,705 | 15,712 | +7 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 0 | 0 | 0.12 | 0.12 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 534 | 534 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 0 | 0 | 0 | 0.64 | 0.56 | -0.08 | hold |
| North Star Investment Management Corp. | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 0 | 0 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Nantahala Capital Management, LLC | 9,270,836 | 9,270,836 | 0 | 0.87 | 1.15 | +0.28 | hold |
| ALETHEA CAPITAL MANAGEMENT, LLC | 128,448 | 128,448 | 0 | 0.10 | 0.12 | +0.02 | hold |
| Allworth Financial LP | 35 | 35 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Dynamic Advisor Solutions LLC | 12,500 | 12,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallel Advisors, LLC | 2,496 | 2,496 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Caption Management, LLC | 2,600 | 2,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Larson Financial Group LLC | 9 | 9 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DeepCurrents Investment Group LLC | 0 | 0 | 0 | 0.36 | 0.34 | -0.02 | hold |
| Walleye Capital LLC | 0 | 0 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Key FInancial Inc | 445 | 445 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SOA Wealth Advisors, LLC. | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Newbridge Financial Services Group, Inc. | 125 | 125 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Main Street Group, LTD | 125 | 125 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Williams & Novak, LLC | 12,500 | 12,500 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 196 | 196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 69,384 | 69,384 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HSBC HOLDINGS PLC | 16,386 | 16,386 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROYCE & ASSOCIATES LP | 75,809 | 75,809 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 1,081 | 1,081 | 0 | 0.00 | 0.00 | +0.00 | hold |
| UMB Bank, n.a. | 35 | 35 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Avior Wealth Management, LLC | 14 | 0 | -14 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 38,978 | 38,551 | -427 | 0.00 | 0.00 | +0.00 | sell |
| Truvestments Capital LLC | 572 | 0 | -572 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 644 | 0 | -644 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 1,048 | 153 | -895 | 0.00 | 0.00 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 268,266 | 267,269 | -997 | 0.00 | 0.00 | +0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 65,997 | 64,304 | -1,693 | 0.00 | 0.00 | +0.00 | sell |
| AMALGAMATED BANK | 1,861 | 0 | -1,861 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 25,167 | 23,167 | -2,000 | 0.00 | 0.00 | +0.00 | sell |
| NewEdge Advisors, LLC | 55,675 | 53,475 | -2,200 | 0.00 | 0.00 | +0.00 | sell |
| ProShare Advisors LLC | 16,360 | 12,196 | -4,164 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 29,024 | 24,470 | -4,554 | 0.00 | 0.00 | -0.00 | sell |
| Strategic Investment Solutions, Inc. /IL | 5,250 | 0 | -5,250 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Investment Partners, Inc. | 8,159 | 0 | -8,159 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 9,153 | 0 | -9,153 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 10,196 | 0 | -10,196 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL FINANCIAL GROUP INC | 10,396 | 0 | -10,396 | 0.00 | 0.00 | -0.00 | sell |
| STRS OHIO | 12,200 | 0 | -12,200 | 0.00 | 0.00 | -0.00 | sell |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | 12,575 | 0 | -12,575 | 0.00 | 0.00 | -0.00 | sell |
| MISSION WEALTH MANAGEMENT, LP | 12,783 | 0 | -12,783 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 13,873 | 0 | -13,873 | 0.00 | 0.00 | -0.00 | sell |
| Gotham Asset Management, LLC | 15,358 | 0 | -15,358 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 16,090 | 0 | -16,090 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 60,585 | 43,934 | -16,651 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 17,079 | 125 | -16,954 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 17,423 | 0 | -17,423 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 22,401 | 731 | -21,670 | 0.00 | 0.00 | -0.00 | sell |