| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITADEL ADVISORS LLC | 0 | 325,507 | +325,507 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 60,000 | 381,584 | +321,584 | 0.00 | 0.03 | +0.03 | buy |
| TSP Capital Management Group, LLC | 0 | 316,875 | +316,875 | 0.06 | 0.07 | +0.01 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 2,822,137 | 2,942,276 | +120,139 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 80,499 | +80,499 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 4,384,211 | 4,425,543 | +41,332 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 29,430 | +29,430 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 11,188 | 32,440 | +21,252 | 0.00 | 0.00 | +0.00 | buy |
| SUMMIT WEALTH GROUP LLC / CO | 0 | 11,667 | +11,667 | 0.00 | 0.00 | +0.00 | buy |
| MINDSET WEALTH MANAGEMENT, LLC | 27,557 | 36,557 | +9,000 | 0.01 | 0.01 | +0.00 | buy |
| Financial Management Professionals, Inc. | 0 | 1,069 | +1,069 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 223,401 | 224,321 | +920 | 0.00 | 0.00 | +0.00 | buy |
| Empowered Funds, LLC | 223,401 | 224,321 | +920 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,021,383 | 1,022,266 | +883 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 650 | 978 | +328 | 0.00 | 0.00 | -0.00 | buy |
| Advisory Services Network, LLC | 0 | 155 | +155 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 19,250 | 19,295 | +45 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 2,715 | 2,729 | +14 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 445 | 445 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MONETA GROUP INVESTMENT ADVISORS LLC | 11,706 | 11,706 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 1,075 | 1,075 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CIBC Private Wealth Group LLC | 534 | 534 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 0 | 0 | 0 | 0.72 | 0.69 | -0.03 | hold |
| Cambridge Investment Research Advisors, Inc. | 19,034 | 19,034 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Nantahala Capital Management, LLC | 8,810,073 | 8,810,073 | 0 | 0.40 | 0.48 | +0.08 | hold |
| CAPTRUST FINANCIAL ADVISORS | 57,490 | 57,490 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 280 | 280 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Regal Investment Advisors LLC | 0 | 0 | 0 | 0.02 | 0.01 | -0.00 | hold |
| NewEdge Advisors, LLC | 48,575 | 48,575 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Darwin Wealth Management, LLC | 697 | 697 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CreativeOne Wealth, LLC | 18,000 | 18,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DeepCurrents Investment Group LLC | 0 | 0 | 0 | 0.17 | 0.08 | -0.09 | hold |
| Key FInancial Inc | 445 | 445 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CM Management, LLC | 724,382 | 724,382 | 0 | 0.42 | 0.53 | +0.11 | hold |
| SOA Wealth Advisors, LLC. | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Newbridge Financial Services Group, Inc. | 125 | 125 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Activest Wealth Management | 750 | 750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sonora Investment Management Group, LLC | 44,735 | 44,735 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Strategic Investment Solutions, Inc. /IL | 5,250 | 5,250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Main Street Group, LTD | 125 | 125 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Williams & Novak, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 196 | 196 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BARCLAYS PLC | 4 | 4 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DIMENSIONAL FUND ADVISORS LP | 63,833 | 63,833 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STIFEL FINANCIAL CORP | 31,500 | 31,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| UMB Bank, n.a. | 35 | 35 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ameritas Advisory Services, LLC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| CBIZ Investment Advisory Services, LLC | 17 | 0 | -17 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 661 | 629 | -32 | 0.00 | 0.00 | +0.00 | sell |
| TD Waterhouse Canada Inc. | 88 | 41 | -47 | 0.00 | 0.00 | -0.00 | sell |
| STATE STREET CORP | 366,924 | 366,813 | -111 | 0.00 | 0.00 | +0.00 | sell |
| Tower Research Capital LLC (TRC) | 6,000 | 4,429 | -1,571 | 0.00 | 0.00 | +0.00 | sell |
| TOTAL INVESTMENT MANAGEMENT INC | 3,200 | 0 | -3,200 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 432,534 | 427,534 | -5,000 | 0.00 | 0.00 | +0.00 | sell |
| BlackRock, Inc. | 1,374,661 | 1,364,701 | -9,960 | 0.00 | 0.00 | +0.00 | sell |
| PERRITT CAPITAL MANAGEMENT INC | 360,316 | 350,316 | -10,000 | 0.12 | 0.15 | +0.03 | sell |
| XTX Topco Ltd | 10,581 | 0 | -10,581 | 0.00 | 0.00 | -0.00 | sell |
| Ground Swell Capital, LLC | 12,685 | 0 | -12,685 | 0.01 | 0.00 | -0.01 | sell |
| GOLDMAN SACHS GROUP INC | 46,515 | 0 | -46,515 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 227,217 | 178,860 | -48,357 | 0.00 | 0.00 | +0.00 | sell |
| Belpointe Asset Management LLC | 84,929 | 33,195 | -51,734 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 58,657 | 0 | -58,657 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 435,370 | 371,429 | -63,941 | 0.00 | 0.00 | -0.00 | sell |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 67,500 | 0 | -67,500 | 0.01 | 0.00 | -0.01 | sell |
| AQR CAPITAL MANAGEMENT LLC | 450,902 | 369,891 | -81,011 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 694,525 | 605,983 | -88,542 | 0.00 | 0.00 | +0.00 | sell |
| Invesco Ltd. | 270,729 | 133,609 | -137,120 | 0.00 | 0.00 | -0.00 | sell |