| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 13,623,622 | 16,333,600 | +2,709,978 | 5.01 | 5.97 | +0.96 | buy |
| Invesco Ltd. | 75,371 | 1,448,476 | +1,373,105 | 0.00 | 0.01 | +0.00 | buy |
| Keebeck Wealth Management | 0 | 366,449 | +366,449 | 0.00 | 0.90 | +0.90 | buy |
| SIT INVESTMENT ASSOCIATES INC | 319,323 | 675,085 | +355,762 | 0.12 | 0.26 | +0.14 | buy |
| Pathstone Holdings, LLC | 2,152,232 | 2,285,990 | +133,758 | 0.17 | 0.18 | +0.00 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 104,769 | +104,769 | 0.00 | 0.24 | +0.24 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,700 | 88,160 | +86,460 | 0.01 | 0.52 | +0.51 | buy |
| PFG Investments, LLC | 0 | 79,479 | +79,479 | 0.00 | 0.08 | +0.08 | buy |
| STIFEL FINANCIAL CORP | 488,792 | 564,446 | +75,654 | 0.01 | 0.01 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 28,065 | 100,663 | +72,598 | 0.10 | 0.36 | +0.26 | buy |
| Avior Wealth Management, LLC | 0 | 67,631 | +67,631 | 0.00 | 0.05 | +0.05 | buy |
| BANK OF AMERICA CORP /DE/ | 925,937 | 990,981 | +65,044 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 62,546 | +62,546 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 0 | 48,470 | +48,470 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 18,298 | 60,289 | +41,991 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 34,461 | +34,461 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 22,456 | +22,456 | 0.00 | 0.00 | +0.00 | buy |
| EAGLE ROCK INVESTMENT COMPANY, LLC | 0 | 17,902 | +17,902 | 0.00 | 0.06 | +0.06 | buy |
| Alpine Global Management, LLC | 135,000 | 151,000 | +16,000 | 0.55 | 0.49 | -0.06 | buy |
| Advisors Asset Management, Inc. | 173,528 | 189,291 | +15,763 | 0.05 | 0.06 | +0.01 | buy |
| DRW Securities, LLC | 0 | 14,300 | +14,300 | 0.00 | 0.01 | +0.01 | buy |
| ROYAL BANK OF CANADA | 98,985 | 113,038 | +14,053 | 0.00 | 0.00 | +0.00 | buy |
| Virtue Capital Management, LLC | 0 | 12,500 | +12,500 | 0.00 | 0.04 | +0.04 | buy |
| FIRST TRUST ADVISORS LP | 79,314 | 89,920 | +10,606 | 0.00 | 0.00 | +0.00 | buy |
| JOURNEY STRATEGIC WEALTH LLC | 10,000 | 20,250 | +10,250 | 0.01 | 0.01 | +0.01 | buy |
| HUB Investment Partners, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| CAPTRUST FINANCIAL ADVISORS | 19,700 | 26,700 | +7,000 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 34,500 | 40,989 | +6,489 | 0.26 | 0.28 | +0.02 | buy |
| TRANSCEND CAPITAL ADVISORS, LLC | 55,372 | 60,772 | +5,400 | 0.07 | 0.08 | +0.01 | buy |
| OPPENHEIMER & CO INC | 24,594 | 29,180 | +4,586 | 0.01 | 0.01 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 25,527 | 29,133 | +3,606 | 0.17 | 0.17 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 225,689 | 227,639 | +1,950 | 0.01 | 0.01 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 91,920 | 92,901 | +981 | 0.00 | 0.00 | +0.00 | buy |
| Fountainhead AM, LLC | 46,649 | 47,570 | +921 | 0.19 | 0.20 | +0.00 | buy |
| GABLES CAPITAL MANAGEMENT INC. | 0 | 876 | +876 | 0.00 | 0.01 | +0.01 | buy |
| Amplius Wealth Advisors, LLC | 35,824 | 36,352 | +528 | 0.06 | 0.07 | +0.00 | buy |
| Prospera Financial Services Inc | 21,572 | 22,064 | +492 | 0.01 | 0.01 | +0.00 | buy |
| ASSETMARK, INC | 0 | 286 | +286 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 7,563 | 7,583 | +20 | 0.00 | 0.00 | -0.00 | buy |
| COHEN & STEERS, INC. | 797,567 | 797,567 | 0 | 0.02 | 0.03 | +0.00 | hold |
| BROWN BROTHERS HARRIMAN & CO | 23,650 | 23,650 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cerity Partners LLC | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Marathon Trading Investment Management LLC | 30,000 | 30,000 | 0 | 0.09 | 0.20 | +0.11 | hold |
| Baird Financial Group, Inc. | 38,467 | 38,467 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Patriot Financial Group Insurance Agency, LLC | 16,650 | 16,650 | 0 | 0.05 | 0.04 | -0.00 | hold |
| McIlrath & Eck, LLC | 280 | 280 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Founders Capital Management | 900 | 900 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Qube Research & Technologies Ltd | 84,178 | 84,178 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Versant Capital Management, Inc | 5,000 | 5,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CAROLINAS WEALTH CONSULTING LLC | 5,885 | 5,885 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CHILDRESS CAPITAL ADVISORS, LLC | 13,100 | 13,100 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Covestor Ltd | 2,651 | 2,651 | 0 | 0.03 | 0.03 | +0.00 | hold |
| INSIGNEO ADVISORY SERVICES, LLC | 16,804 | 16,804 | 0 | 0.04 | 0.04 | -0.00 | hold |
| ROGCO, LP | 748 | 748 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Catalina Capital Group, LLC | 11,772 | 11,772 | 0 | 0.14 | 0.08 | -0.05 | hold |
| FIRST MANHATTAN CO. LLC. | 1,387 | 1,387 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| NBC SECURITIES, INC. | 5,289 | 4,888 | -401 | 0.01 | 0.01 | -0.00 | sell |
| CWM, LLC | 4,155 | 3,500 | -655 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 8,772 | 8,028 | -744 | 0.00 | 0.00 | -0.00 | sell |
| CALTON & ASSOCIATES, INC. | 26,167 | 25,310 | -857 | 0.16 | 0.21 | +0.05 | sell |
| Camelot Portfolios, LLC | 24,500 | 23,500 | -1,000 | 0.22 | 0.38 | +0.17 | sell |
| Cambridge Investment Research Advisors, Inc. | 128,846 | 127,800 | -1,046 | 0.01 | 0.01 | -0.00 | sell |
| Hilltop Holdings Inc. | 12,667 | 11,167 | -1,500 | 0.02 | 0.02 | -0.00 | sell |
| Claro Advisors LLC | 17,736 | 15,802 | -1,934 | 0.06 | 0.05 | -0.01 | sell |
| Advisory Services Network, LLC | 14,233 | 12,203 | -2,030 | 0.01 | 0.00 | -0.00 | sell |
| Mathes Company, Inc. | 95,750 | 93,500 | -2,250 | 0.59 | 0.58 | -0.01 | sell |
| BFSG, LLC | 2,741 | 490 | -2,251 | 0.01 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 20,311 | 18,011 | -2,300 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 495,095 | 491,976 | -3,119 | 0.00 | 0.00 | +0.00 | sell |
| PRIVATE MANAGEMENT GROUP INC | 150,655 | 147,495 | -3,160 | 0.09 | 0.09 | +0.01 | sell |
| AMERIPRISE FINANCIAL INC | 47,223 | 43,785 | -3,438 | 0.00 | 0.00 | -0.00 | sell |
| Consolidated Portfolio Review Corp | 89,622 | 85,868 | -3,754 | 0.31 | 0.38 | +0.07 | sell |
| Elequin Capital, LP | 5,229 | 0 | -5,229 | 0.02 | 0.00 | -0.02 | sell |
| Rockefeller Capital Management L.P. | 510,358 | 499,946 | -10,412 | 0.03 | 0.02 | -0.00 | sell |
| D.A. DAVIDSON & CO. | 11,125 | 0 | -11,125 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 11,851 | 0 | -11,851 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 50,172 | 36,431 | -13,741 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 26,600 | 12,150 | -14,450 | 0.01 | 0.01 | -0.01 | sell |
| UBS Group AG | 1,543,167 | 1,524,241 | -18,926 | 0.01 | 0.01 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 20,550 | 0 | -20,550 | 0.01 | 0.00 | -0.01 | sell |
| Virtu Financial LLC | 21,039 | 0 | -21,039 | 0.02 | 0.00 | -0.02 | sell |
| Advisory Resource Group | 34,734 | 0 | -34,734 | 0.13 | 0.00 | -0.13 | sell |
| LPL Financial LLC | 92,277 | 46,135 | -46,142 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 124,570 | 72,776 | -51,794 | 0.17 | 0.11 | -0.06 | sell |
| Walleye Capital LLC | 62,039 | 0 | -62,039 | 0.01 | 0.00 | -0.01 | sell |
| CLOUGH CAPITAL PARTNERS L P | 64,480 | 0 | -64,480 | 0.11 | 0.00 | -0.11 | sell |
| 1607 Capital Partners, LLC | 187,328 | 83,928 | -103,400 | 0.20 | 0.11 | -0.08 | sell |
| Advisor Resource Council | 104,590 | 0 | -104,590 | 0.18 | 0.00 | -0.18 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 119,919 | 0 | -119,919 | 0.03 | 0.00 | -0.03 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,930,667 | 4,770,075 | -160,592 | 3.53 | 3.84 | +0.31 | sell |
| D. E. Shaw & Co., Inc. | 403,031 | 149,355 | -253,676 | 0.01 | 0.00 | -0.01 | sell |
| MORGAN STANLEY | 7,566,500 | 6,038,075 | -1,528,425 | 0.01 | 0.01 | -0.00 | sell |