Stock Transactions — BLACKROCK CAPITAL ALLOCATION

Total Bought
1,584,452
57 transactions
Total Sold
3,348,300
45 transactions
Net
-1,763,848
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
WELLS FARGO & COMPANY/MN2,047,4522,517,785+470,3330.010.01+0.00buy
ROYAL BANK OF CANADA379,431570,035+190,6040.000.00+0.00buy
Penserra Capital Management LLC1,436,1031,551,737+115,6340.240.26+0.02buy
MORGAN STANLEY4,244,8024,359,752+114,9500.000.00+0.00buy
CITADEL ADVISORS LLC17,44990,136+72,6870.000.00+0.00buy
LPL Financial LLC401,175471,996+70,8210.000.00+0.00buy
Formidable Asset Management, LLC065,921+65,9210.000.14+0.14buy
CWM, LLC70,296127,774+57,4780.000.00+0.00buy
Bramshill Investments, LLC050,677+50,6770.000.06+0.06buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC048,844+48,8440.000.00+0.00buy
STIFEL FINANCIAL CORP469,272501,404+32,1320.010.01+0.00buy
Perennial Investment Advisors, LLC67,22494,644+27,4200.080.11+0.03buy
PFG Investments, LLC75,75797,585+21,8280.050.06+0.01buy
NorthRock Partners, LLC021,281+21,2810.000.00+0.00buy
Aviance Capital Partners, LLC020,765+20,7650.000.03+0.03buy
MILLENNIUM MANAGEMENT LLC019,174+19,1740.000.00+0.00buy
UBS Group AG960,501978,775+18,2740.000.00-0.00buy
Patriot Financial Group Insurance Agency, LLC16,65033,300+16,6500.030.03-0.00buy
Cambridge Investment Research Advisors, Inc.214,349229,609+15,2600.010.01+0.00buy
COHEN & STEERS, INC.1,632,6571,647,657+15,0000.040.04-0.00buy
Sovran Advisors, LLC013,285+13,2850.000.02+0.02buy
ENVESTNET ASSET MANAGEMENT INC010,843+10,8430.000.00+0.00buy
FIFTH THIRD BANCORP09,706+9,7060.000.00+0.00buy
Baird Financial Group, Inc.79,89288,675+8,7830.000.00+0.00buy
CoreCap Advisors, LLC18,10326,664+8,5610.010.01+0.00buy
Prosperity Consulting Group, LLC16,90624,141+7,2350.010.02+0.00buy
KINGSWOOD WEALTH ADVISORS, LLC17,91024,999+7,0890.010.02+0.00buy
Advisors Asset Management, Inc.354,791361,265+6,4740.080.08+0.00buy
Integrated Wealth Concepts LLC91,65297,402+5,7500.020.01-0.00buy
Lido Advisors, LLC180,590186,316+5,7260.010.01+0.00buy
Cetera Investment Advisers66,81472,540+5,7260.000.00+0.00buy
WINEBRENNER CAPITAL MANAGEMENT LLC36,00041,000+5,0000.340.37+0.03buy
RAYMOND JAMES FINANCIAL INC334,442338,530+4,0880.000.00+0.00buy
Tower Research Capital LLC (TRC)02,076+2,0760.000.00+0.00buy
McIlrath & Eck, LLC1,1613,130+1,9690.000.00+0.00buy
TD Capital Management LLC33,81235,663+1,8510.040.05+0.00buy
&PARTNERS46,15247,914+1,7620.000.00-0.00buy
Amplius Wealth Advisors, LLC33,87735,621+1,7440.040.04+0.00buy
Walkner Condon Financial Advisors LLC16,21317,613+1,4000.030.03+0.00buy
Quantinno Capital Management LP39,90841,232+1,3240.000.00-0.00buy
WEDBUSH SECURITIES INC16,52817,828+1,3000.010.01+0.00buy
NewEdge Advisors, LLC16,85917,638+7790.000.00+0.00buy
Root Financial Partners, LLC0771+7710.000.00+0.00buy
Wilmington Savings Fund Society, FSB0700+7000.000.00+0.00buy
INSIGNEO ADVISORY SERVICES, LLC13,72514,415+6900.010.01+0.00buy
NBC SECURITIES, INC.1,1851,849+6640.000.00+0.00buy
HighTower Advisors, LLC16,30016,919+6190.000.00+0.00buy
Bison Wealth, LLC32,03832,574+5360.050.05-0.00buy
BlackRock, Inc.9,0489,561+5130.000.00+0.00buy
CALTON & ASSOCIATES, INC.10,68611,069+3830.020.02+0.00buy
BANK OF AMERICA CORP /DE/1,476,5151,476,778+2630.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0250+2500.000.00+0.00buy
Creative Planning14,58314,801+2180.000.00-0.00buy
HARBOUR INVESTMENTS, INC.0200+2000.000.00+0.00buy
WPG Advisers, LLC1,3271,503+1760.010.02+0.00buy
Private Advisor Group, LLC10,53610,706+1700.000.00+0.00buy
WHITTIER TRUST CO OF NEVADA INC095+950.000.00+0.00buy
PRIVATE TRUST CO NA3,5003,50000.000.00+0.00hold
ASSETMARK, INC5,3665,36600.000.00-0.00hold
BROWN BROTHERS HARRIMAN & CO5,5005,50000.000.00-0.00hold
CAPTRUST FINANCIAL ADVISORS24,50524,50500.000.00-0.00hold
Camelot Portfolios, LLC19,50019,50000.170.21+0.04hold
Anfield Capital Management, LLC3,6743,67400.020.01-0.00hold
Founders Capital Management90090000.010.01-0.00hold
GABLES CAPITAL MANAGEMENT INC.87687600.010.01+0.00hold
JOURNEY STRATEGIC WEALTH LLC10,00010,00000.000.00-0.00hold
EAGLE ROCK INVESTMENT COMPANY, LLC17,90217,90200.040.04+0.00hold
Corient Private Wealth LLC28,05928,05900.000.00-0.00hold
Reyes Financial Architecture, Inc.33733700.000.00+0.00hold
THRIVENT FINANCIAL FOR LUTHERANS86,64986,64900.000.00+0.00hold
CULLEN/FROST BANKERS, INC.1,2501,25000.000.00+0.00hold
Steward Partners Investment Advisory, LLC6,7946,771-230.000.00-0.00sell
Allworth Financial LP260-260.000.00-0.00sell
CHOREO, LLC11,87511,810-650.000.00-0.00sell
Vestmark Advisory Solutions, Inc.38,35038,150-2000.010.01-0.00sell
ELEVATION POINT WEALTH PARTNERS, LLC38,35038,150-2000.030.01-0.01sell
HIGHLINE WEALTH PARTNERS LLC500250-2500.000.00-0.00sell
AMERIPRISE FINANCIAL INC120,789120,460-3290.000.00+0.00sell
Pinnacle Wealth Planning Services, Inc.3,7953,332-4630.010.00-0.00sell
AdvisorNet Financial, Inc3,1742,605-5690.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC7950-7950.000.00-0.00sell
Clearstead Advisors, LLC84,42383,423-1,0000.020.01-0.00sell
N.E.W. Advisory Services LLC2,4001,324-1,0760.000.00-0.00sell
SeaCrest Wealth Management, LLC17,09715,486-1,6110.020.02-0.00sell
Advisory Services Network, LLC11,6389,012-2,6260.000.00-0.00sell
HRT FINANCIAL LP20,97118,166-2,8050.000.00-0.00sell
Joseph P. Lucia & Associates, LLC37,27433,277-3,9970.190.17-0.02sell
OSAIC HOLDINGS, INC.99,16891,585-7,5830.000.00-0.00sell
Keebeck Wealth Management359,994351,976-8,0180.590.56-0.03sell
HUB Investment Partners, LLC10,0000-10,0000.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC10,2450-10,2450.010.00-0.01sell
Rockefeller Capital Management L.P.429,375418,019-11,3560.010.01-0.00sell
B. Riley Wealth Advisors, Inc.12,1220-12,1220.010.00-0.01sell
FIRST TRUST ADVISORS LP118,423104,390-14,0330.000.00-0.00sell
Boreal Capital Management LLC14,4140-14,4140.150.00-0.15sell
Mathes Company, Inc.86,50068,250-18,2500.440.35-0.08sell
Shaker Financial Services, LLC20,3350-20,3350.090.00-0.09sell
TRUIST FINANCIAL CORP20,8750-20,8750.000.00-0.00sell
OneAscent Family Office, LLC25,0000-25,0000.240.00-0.24sell
XTX Topco Ltd25,9540-25,9540.010.00-0.01sell
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