Stock TransactionsBLACKROCK CAP ALLOCATION TER

Total Bought
808,329
43 transactions
Total Sold
413,995
22 transactions
Net
+394,334
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
ROYAL BANK OF CANADA570,035680,442+110,4070.000.00+0.00buy
Janney Montgomery Scott LLC080,205+80,2050.000.00+0.00buy
UBS Group AG978,7751,051,479+72,7040.000.00+0.00buy
Aviance Capital Partners, LLC20,76588,409+67,6440.030.15+0.11buy
Penserra Capital Management LLC1,551,7371,613,297+61,5600.260.20-0.06buy
Triumph Capital Management043,443+43,4430.000.13+0.13buy
JANE STREET GROUP, LLC81,139124,513+43,3740.000.00+0.00buy
Summit Financial, LLC042,396+42,3960.000.01+0.01buy
Integrated Wealth Concepts LLC97,402124,489+27,0870.010.01-0.00buy
Rockefeller Capital Management L.P.418,019442,872+24,8530.010.01+0.00buy
Advisors Asset Management, Inc.361,265384,286+23,0210.080.09+0.01buy
CoreCap Advisors, LLC26,66448,146+21,4820.010.02+0.01buy
Perennial Investment Advisors, LLC94,644114,613+19,9690.110.12+0.02buy
ENVESTNET ASSET MANAGEMENT INC10,84326,329+15,4860.000.00+0.00buy
TWO SIGMA SECURITIES, LLC015,194+15,1940.000.02+0.02buy
Formidable Asset Management, LLC65,92180,117+14,1960.140.18+0.04buy
Confluence Wealth Services, Inc.013,371+13,3710.000.01+0.01buy
FIRETHORN WEALTH PARTNERS, LLC012,558+12,5580.000.06+0.06buy
OSAIC HOLDINGS, INC.91,585104,070+12,4850.000.00+0.00buy
HighTower Advisors, LLC16,91929,218+12,2990.000.00+0.00buy
XTX Topco Ltd012,009+12,0090.000.00+0.00buy
Mariner, LLC010,464+10,4640.000.00+0.00buy
Virtu Financial LLC010,328+10,3280.000.01+0.01buy
Cetera Investment Advisers72,54081,181+8,6410.000.00+0.00buy
Corient Private Wealth LLC28,05934,651+6,5920.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.229,609234,106+4,4970.010.01+0.00buy
Lido Advisors, LLC186,316189,561+3,2450.010.01+0.00buy
SeaCrest Wealth Management, LLC15,48618,099+2,6130.020.03+0.01buy
Steward Partners Investment Advisory, LLC6,7719,081+2,3100.000.00+0.00buy
NewEdge Advisors, LLC17,63819,830+2,1920.000.00+0.00buy
Baird Financial Group, Inc.88,67590,490+1,8150.000.00+0.00buy
TD Capital Management LLC35,66337,467+1,8040.050.05+0.00buy
Private Advisor Group, LLC10,70612,206+1,5000.000.00+0.00buy
&PARTNERS47,91449,364+1,4500.000.00-0.00buy
IFP Advisors, Inc01,300+1,3000.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2501,296+1,0460.000.00+0.00buy
Bramshill Investments, LLC50,67751,268+5910.060.06+0.00buy
Bison Wealth, LLC32,57433,077+5030.050.05-0.00buy
North Star Investment Management Corp.0500+5000.000.00+0.00buy
Institute for Wealth Management, LLC.0450+4500.000.00+0.00buy
Joseph P. Lucia & Associates, LLC33,27733,547+2700.170.16-0.01buy
WEDBUSH SECURITIES INC17,82818,075+2470.010.01+0.00buy
BESSEMER GROUP INC0228+2280.000.00+0.00buy
WHITTIER TRUST CO OF NEVADA INC959500.000.00+0.00hold
PRIVATE TRUST CO NA3,5003,50000.000.00+0.00hold
ASSETMARK, INC5,3665,36600.000.00-0.00hold
AdvisorNet Financial, Inc2,6052,60500.000.00-0.00hold
BROWN BROTHERS HARRIMAN & CO5,5005,50000.000.00-0.00hold
CAPTRUST FINANCIAL ADVISORS24,50524,50500.000.00-0.00hold
Founders Capital Management90090000.010.01-0.00hold
GABLES CAPITAL MANAGEMENT INC.87687600.010.01-0.00hold
N.E.W. Advisory Services LLC1,3241,32400.000.00+0.00hold
Keebeck Wealth Management351,976351,97600.560.55-0.01hold
Prosperity Consulting Group, LLC24,14124,14100.020.01-0.00hold
EAGLE ROCK INVESTMENT COMPANY, LLC17,90217,90200.040.04-0.00hold
Amplius Wealth Advisors, LLC35,62135,290-3310.040.04-0.00sell
Pinnacle Wealth Planning Services, Inc.3,3322,307-1,0250.000.00-0.00sell
NorthRock Partners, LLC21,28120,236-1,0450.000.00-0.00sell
Global Retirement Partners, LLC8,6877,236-1,4510.000.00-0.00sell
Tower Research Capital LLC (TRC)2,0760-2,0760.000.00-0.00sell
Vestmark Advisory Solutions, Inc.38,15035,850-2,3000.010.01-0.00sell
ELEVATION POINT WEALTH PARTNERS, LLC38,15035,850-2,3000.010.01-0.00sell
Creative Planning14,80111,692-3,1090.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC19,17412,241-6,9330.000.00-0.00sell
LPL Financial LLC471,996464,975-7,0210.000.00-0.00sell
Advisory Services Network, LLC9,0120-9,0120.000.00-0.00sell
CHOREO, LLC11,8100-11,8100.000.00-0.00sell
Quantinno Capital Management LP41,23227,000-14,2320.000.00-0.00sell
Patriot Financial Group Insurance Agency, LLC33,30016,650-16,6500.030.03+0.00sell
Walkner Condon Financial Advisors LLC17,6130-17,6130.030.00-0.03sell
HRT FINANCIAL LP18,1660-18,1660.000.00-0.00sell
Camelot Portfolios, LLC19,5000-19,5000.210.00-0.21sell
Mathes Company, Inc.68,25046,000-22,2500.350.23-0.12sell
FIRST TRUST ADVISORS LP104,39061,199-43,1910.000.00-0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC48,8440-48,8440.000.00-0.00sell
COHEN & STEERS, INC.1,647,6571,572,657-75,0000.040.04-0.00sell
CITADEL ADVISORS LLC90,1360-90,1360.000.00-0.00sell
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