Stock Transactions — BLACKROCK CAPITAL ALLOCATION

Total Bought
2,287,740
55 transactions
Total Sold
7,978,802
30 transactions
Net
-5,691,062
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY3,811,9344,484,715+672,7810.000.00+0.00buy
WELLS FARGO & COMPANY/MN1,494,9342,117,208+622,2740.000.01+0.00buy
Penserra Capital Management LLC1,171,1081,303,212+132,1040.250.23-0.02buy
COHEN & STEERS, INC.1,510,7511,622,657+111,9060.040.04+0.00buy
LPL Financial LLC268,418370,371+101,9530.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC373,788467,447+93,6590.000.00+0.00buy
Janney Montgomery Scott LLC10,15072,230+62,0800.000.00+0.00buy
Invesco Ltd.1,269,9891,324,286+54,2970.000.00-0.00buy
Fountainhead AM, LLC88,356142,143+53,7870.190.28+0.08buy
PFG Investments, LLC050,728+50,7280.000.04+0.04buy
Advisors Asset Management, Inc.293,419339,332+45,9130.080.09+0.01buy
ELEVATION POINT WEALTH PARTNERS, LLC041,000+41,0000.000.04+0.04buy
OneAscent Family Office, LLC025,000+25,0000.000.30+0.30buy
Cambridge Investment Research Advisors, Inc.184,590209,557+24,9670.010.01+0.00buy
FIRST TRUST ADVISORS LP98,136120,755+22,6190.000.00+0.00buy
Prosperity Consulting Group, LLC016,906+16,9060.000.01+0.01buy
Shaker Financial Services, LLC015,500+15,5000.000.08+0.08buy
Lido Advisors, LLC013,446+13,4460.000.00+0.00buy
CHOREO, LLC012,132+12,1320.000.00+0.00buy
Mariner, LLC011,353+11,3530.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC62,67673,877+11,2010.000.00+0.00buy
Creative Planning011,183+11,1830.000.00+0.00buy
B. Riley Wealth Advisors, Inc.010,199+10,1990.000.01+0.01buy
Cetera Investment Advisers58,58867,613+9,0250.000.00-0.00buy
SeaCrest Wealth Management, LLC10,96117,990+7,0290.020.03+0.01buy
CAPTRUST FINANCIAL ADVISORS18,85325,361+6,5080.000.00+0.00buy
Integrated Wealth Concepts LLC93,27997,941+4,6620.010.01-0.00buy
BROWN BROTHERS HARRIMAN & CO1,0005,500+4,5000.000.00+0.00buy
Quantinno Capital Management LP28,26832,023+3,7550.000.00-0.00buy
WEDBUSH SECURITIES INC12,53616,236+3,7000.010.01+0.00buy
CoreCap Advisors, LLC23,00026,646+3,6460.010.01+0.00buy
Parallel Advisors, LLC03,200+3,2000.000.00+0.00buy
HighTower Advisors, LLC12,83015,698+2,8680.000.00+0.00buy
McIlrath & Eck, LLC2802,999+2,7190.000.00+0.00buy
AMERIPRISE FINANCIAL INC114,181116,406+2,2250.000.00-0.00buy
INSIGNEO ADVISORY SERVICES, LLC15,36917,369+2,0000.020.02-0.00buy
Keener Financial Planning LLC02,000+2,0000.000.01+0.01buy
TD Capital Management LLC30,30832,007+1,6990.040.04-0.00buy
Amplius Wealth Advisors, LLC30,57632,177+1,6010.040.04-0.00buy
Joseph P. Lucia & Associates, LLC33,06634,579+1,5130.200.19-0.01buy
Perennial Investment Advisors, LLC53,65654,867+1,2110.080.07-0.01buy
N.E.W. Advisory Services LLC01,200+1,2000.000.00+0.00buy
AdvisorNet Financial, Inc1,9472,995+1,0480.000.00+0.00buy
WINEBRENNER CAPITAL MANAGEMENT LLC45,00046,000+1,0000.550.49-0.06buy
Steward Partners Investment Advisory, LLC6,7337,621+8880.000.00-0.00buy
NewEdge Advisors, LLC15,37616,100+7240.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC0500+5000.000.00+0.00buy
Private Advisor Group, LLC10,60211,086+4840.000.00-0.00buy
WPG Advisers, LLC8671,329+4620.010.02+0.00buy
&PARTNERS15,88616,119+2330.000.00-0.00buy
Advisory Services Network, LLC11,41211,638+2260.000.00-0.00buy
COMERICA BANK10,91411,005+910.000.00-0.00buy
Global Retirement Partners, LLC420444+240.000.00-0.00buy
Thomas J. Herzfeld Advisors, Inc.425435+100.000.00-0.00buy
Allworth Financial LP2425+10.000.00-0.00buy
PRIVATE TRUST CO NA3,5003,50000.010.00-0.00hold
ASSETMARK, INC5,2865,28600.000.00-0.00hold
Mathes Company, Inc.105,500105,50000.590.56-0.03hold
CARY STREET PARTNERS FINANCIAL LLC12,29912,29900.010.00-0.00hold
Cerity Partners LLC41,83241,83200.000.00-0.00hold
Camelot Portfolios, LLC19,50019,50000.180.17-0.01hold
Anfield Capital Management, LLC3,6743,67400.020.02-0.00hold
Patriot Financial Group Insurance Agency, LLC16,65016,65000.030.03+0.00hold
Founders Capital Management90090000.010.01-0.00hold
GABLES CAPITAL MANAGEMENT INC.87687600.010.01-0.00hold
Keebeck Wealth Management363,870363,87000.720.64-0.09hold
Walkner Condon Financial Advisors LLC16,21316,21300.050.04-0.01hold
HUB Investment Partners, LLC10,00010,00000.010.01+0.00hold
JOURNEY STRATEGIC WEALTH LLC10,00010,00000.000.00-0.00hold
EAGLE ROCK INVESTMENT COMPANY, LLC17,90217,90200.040.04-0.00hold
Corient Private Wealth LLC28,05928,05900.000.00+0.00hold
ROGCO, LP74874800.000.00-0.00hold
Reyes Financial Architecture, Inc.33733700.000.00-0.00hold
Boreal Capital Management LLC15,69515,69500.200.19-0.01hold
THRIVENT FINANCIAL FOR LUTHERANS75,00075,00000.000.00-0.00hold
Clearstead Advisors, LLC84,42384,42300.020.02+0.00hold
CWM, LLC70,47970,296-1830.000.00-0.00sell
Newbridge Financial Services Group, Inc.6420-6420.000.00-0.00sell
ATTICUS WEALTH MANAGEMENT, LLC7800-7800.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC1,795995-8000.000.00-0.00sell
Bison Wealth, LLC43,10241,532-1,5700.050.06+0.00sell
CALTON & ASSOCIATES, INC.20,03918,363-1,6760.050.04-0.01sell
NBC SECURITIES, INC.3,0931,122-1,9710.000.00-0.00sell
TRUIST FINANCIAL CORP23,63221,625-2,0070.000.00-0.00sell
Geneos Wealth Management Inc.2,0450-2,0450.000.00-0.00sell
Red Tortoise LLC2,2000-2,2000.020.00-0.02sell
Baird Financial Group, Inc.79,45176,720-2,7310.000.00-0.00sell
KINGSWOOD WEALTH ADVISORS, LLC26,40123,084-3,3170.030.02-0.01sell
Consolidated Portfolio Review Corp18,47012,690-5,7800.040.02-0.02sell
Hilltop Holdings Inc.11,1000-11,1000.010.00-0.01sell
OPPENHEIMER & CO INC59,38647,043-12,3430.010.01-0.00sell
D. E. Shaw & Co., Inc.14,1460-14,1460.000.00-0.00sell
Calydon Capital15,6600-15,6600.020.00-0.02sell
Kovitz Investment Group Partners, LLC18,1920-18,1920.000.00-0.00sell
BlackRock, Inc.29,0559,048-20,0070.000.00-0.00sell
OSAIC HOLDINGS, INC.119,85794,856-25,0010.000.00-0.00sell
Rockefeller Capital Management L.P.489,888462,840-27,0480.020.01-0.00sell
STIFEL FINANCIAL CORP543,309514,945-28,3640.010.01-0.00sell
BANK OF AMERICA CORP /DE/1,424,0141,392,986-31,0280.000.00-0.00sell
Ballast, Inc.33,0660-33,0660.090.00-0.09sell
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