Stock TransactionsBLACKROCK CAP ALLOCATION TER

Total Bought
404,387
9 transactions
Total Sold
487,066
10 transactions
Net
-82,679
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
SIT INVESTMENT ASSOCIATES INC23,773319,323+295,5500.010.12+0.11buy
Alpine Global Management, LLC74,854135,000+60,1460.250.55+0.30buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC6,00028,065+22,0650.020.10+0.08buy
Fountainhead AM, LLC32,88346,649+13,7660.170.19+0.02buy
Karpus Management, Inc.22,25026,600+4,3500.010.01+0.00buy
TRANSCEND CAPITAL ADVISORS, LLC51,48255,372+3,8900.070.07+0.00buy
Consolidated Portfolio Review Corp87,60589,622+2,0170.310.31-0.00buy
Claro Advisors LLC16,13317,736+1,6030.060.06-0.00buy
Camelot Portfolios, LLC23,50024,500+1,0000.330.22-0.11buy
ROGCO, LP750748-20.010.00-0.00sell
Amplius Wealth Advisors, LLC36,82135,824-9970.070.06-0.01sell
PRIVATE MANAGEMENT GROUP INC153,516150,655-2,8610.090.09-0.00sell
Mathes Company, Inc.101,75095,750-6,0000.680.59-0.09sell
COHEN & STEERS, INC.807,567797,567-10,0000.030.02-0.00sell
Elequin Capital, LP17,9135,229-12,6840.050.02-0.03sell
1607 Capital Partners, LLC214,200187,328-26,8720.230.20-0.04sell
RIVERNORTH CAPITAL MANAGEMENT, LLC5,027,8484,930,667-97,1813.783.53-0.25sell
Thomas J. Herzfeld Advisors, Inc.131,7191,700-130,0190.740.01-0.73sell
CLOUGH CAPITAL PARTNERS L P264,93064,480-200,4500.410.11-0.31sell
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