| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 10,259,217 | 13,623,622 | +3,364,405 | 4.73 | 5.01 | +0.28 | buy |
| SIT INVESTMENT ASSOCIATES INC | 23,773 | 319,323 | +295,550 | 0.01 | 0.12 | +0.11 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 124,570 | +124,570 | 0.00 | 0.17 | +0.17 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 119,919 | +119,919 | 0.00 | 0.03 | +0.03 | buy |
| UBS Group AG | 1,426,529 | 1,543,167 | +116,638 | 0.01 | 0.01 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 375,164 | 488,792 | +113,628 | 0.01 | 0.01 | +0.00 | buy |
| Advisor Resource Council | 0 | 104,590 | +104,590 | 0.00 | 0.18 | +0.18 | buy |
| Alpine Global Management, LLC | 74,854 | 135,000 | +60,146 | 0.25 | 0.55 | +0.30 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 50,172 | +50,172 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 876,152 | 925,937 | +49,785 | 0.00 | 0.00 | +0.00 | buy |
| Marathon Trading Investment Management LLC | 0 | 30,000 | +30,000 | 0.00 | 0.09 | +0.09 | buy |
| CALTON & ASSOCIATES, INC. | 0 | 26,167 | +26,167 | 0.00 | 0.16 | +0.16 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,000 | 28,065 | +22,065 | 0.02 | 0.10 | +0.08 | buy |
| Qube Research & Technologies Ltd | 62,590 | 84,178 | +21,588 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 21,039 | +21,039 | 0.00 | 0.02 | +0.02 | buy |
| Integrated Wealth Concepts LLC | 0 | 20,550 | +20,550 | 0.00 | 0.01 | +0.01 | buy |
| JANE STREET GROUP, LLC | 0 | 18,298 | +18,298 | 0.00 | 0.00 | +0.00 | buy |
| Fountainhead AM, LLC | 32,883 | 46,649 | +13,766 | 0.17 | 0.19 | +0.02 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 212,207 | 225,689 | +13,482 | 0.01 | 0.01 | -0.00 | buy |
| Invesco Ltd. | 62,109 | 75,371 | +13,262 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 161,247 | 173,528 | +12,281 | 0.05 | 0.05 | +0.00 | buy |
| Private Advisor Group, LLC | 0 | 11,851 | +11,851 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 499,160 | 510,358 | +11,198 | 0.03 | 0.03 | -0.00 | buy |
| LPL Financial LLC | 81,449 | 92,277 | +10,828 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 53,884 | 62,039 | +8,155 | 0.01 | 0.01 | +0.00 | buy |
| Prospera Financial Services Inc | 13,882 | 21,572 | +7,690 | 0.01 | 0.01 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 490,658 | 495,095 | +4,437 | 0.00 | 0.00 | -0.00 | buy |
| Karpus Management, Inc. | 22,250 | 26,600 | +4,350 | 0.01 | 0.01 | +0.00 | buy |
| CWM, LLC | 0 | 4,155 | +4,155 | 0.00 | 0.00 | +0.00 | buy |
| TRANSCEND CAPITAL ADVISORS, LLC | 51,482 | 55,372 | +3,890 | 0.07 | 0.07 | +0.00 | buy |
| OPPENHEIMER & CO INC | 21,223 | 24,594 | +3,371 | 0.01 | 0.01 | +0.00 | buy |
| BFSG, LLC | 0 | 2,741 | +2,741 | 0.00 | 0.01 | +0.01 | buy |
| Covestor Ltd | 0 | 2,651 | +2,651 | 0.00 | 0.03 | +0.03 | buy |
| Consolidated Portfolio Review Corp | 87,605 | 89,622 | +2,017 | 0.31 | 0.31 | -0.00 | buy |
| Claro Advisors LLC | 16,133 | 17,736 | +1,603 | 0.06 | 0.06 | -0.00 | buy |
| Baird Financial Group, Inc. | 36,891 | 38,467 | +1,576 | 0.00 | 0.00 | -0.00 | buy |
| Camelot Portfolios, LLC | 23,500 | 24,500 | +1,000 | 0.33 | 0.22 | -0.11 | buy |
| D.A. DAVIDSON & CO. | 10,825 | 11,125 | +300 | 0.00 | 0.00 | -0.00 | buy |
| NBC SECURITIES, INC. | 5,252 | 5,289 | +37 | 0.01 | 0.01 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 403,031 | 403,031 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hilltop Holdings Inc. | 12,667 | 12,667 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BROWN BROTHERS HARRIMAN & CO | 23,650 | 23,650 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cerity Partners LLC | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 14,233 | 14,233 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Ironsides Asset Advisors, LLC | 25,527 | 25,527 | 0 | 0.17 | 0.17 | -0.00 | hold |
| Patriot Financial Group Insurance Agency, LLC | 16,650 | 16,650 | 0 | 0.05 | 0.05 | -0.00 | hold |
| McIlrath & Eck, LLC | 280 | 280 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Founders Capital Management | 900 | 900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Versant Capital Management, Inc | 5,000 | 5,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Advisory Resource Group | 34,734 | 34,734 | 0 | 0.14 | 0.13 | -0.01 | hold |
| CAROLINAS WEALTH CONSULTING LLC | 5,885 | 5,885 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CHILDRESS CAPITAL ADVISORS, LLC | 13,100 | 13,100 | 0 | 0.06 | 0.06 | -0.00 | hold |
| JOURNEY STRATEGIC WEALTH LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| INSIGNEO ADVISORY SERVICES, LLC | 16,804 | 16,804 | 0 | 0.06 | 0.04 | -0.02 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| ROGCO, LP | 750 | 748 | -2 | 0.01 | 0.00 | -0.00 | sell |
| FIRST MANHATTAN CO. LLC. | 1,393 | 1,387 | -6 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 128,956 | 128,846 | -110 | 0.01 | 0.01 | -0.00 | sell |
| Quarry LP | 34,900 | 34,500 | -400 | 0.33 | 0.26 | -0.07 | sell |
| Janney Montgomery Scott LLC | 20,734 | 20,311 | -423 | 0.00 | 0.00 | -0.00 | sell |
| Amplius Wealth Advisors, LLC | 36,821 | 35,824 | -997 | 0.07 | 0.06 | -0.01 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 10,571 | 8,772 | -1,799 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 49,358 | 47,223 | -2,135 | 0.00 | 0.00 | -0.00 | sell |
| Anchor Investment Management, LLC | 2,500 | 0 | -2,500 | 0.00 | 0.00 | -0.00 | sell |
| PRIVATE MANAGEMENT GROUP INC | 153,516 | 150,655 | -2,861 | 0.09 | 0.09 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 22,721 | 19,700 | -3,021 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 12,942 | 7,563 | -5,379 | 0.00 | 0.00 | -0.00 | sell |
| Mathes Company, Inc. | 101,750 | 95,750 | -6,000 | 0.68 | 0.59 | -0.09 | sell |
| FIRST TRUST ADVISORS LP | 85,375 | 79,314 | -6,061 | 0.00 | 0.00 | -0.00 | sell |
| Carmel Capital Partners, LLC | 7,500 | 0 | -7,500 | 0.05 | 0.00 | -0.05 | sell |
| OSAIC HOLDINGS, INC. | 101,155 | 91,920 | -9,235 | 0.00 | 0.00 | +0.00 | sell |
| COHEN & STEERS, INC. | 807,567 | 797,567 | -10,000 | 0.03 | 0.02 | -0.00 | sell |
| Elequin Capital, LP | 17,913 | 5,229 | -12,684 | 0.05 | 0.02 | -0.03 | sell |
| MILLENNIUM MANAGEMENT LLC | 21,870 | 0 | -21,870 | 0.00 | 0.00 | -0.00 | sell |
| SkyView Investment Advisors, LLC | 22,368 | 0 | -22,368 | 0.13 | 0.00 | -0.13 | sell |
| Virtue Capital Management, LLC | 25,000 | 0 | -25,000 | 0.07 | 0.00 | -0.07 | sell |
| 1607 Capital Partners, LLC | 214,200 | 187,328 | -26,872 | 0.23 | 0.20 | -0.04 | sell |
| ROYAL BANK OF CANADA | 135,520 | 98,985 | -36,535 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 49,190 | 0 | -49,190 | 0.00 | 0.00 | -0.00 | sell |
| Woodline Partners LP | 95,820 | 0 | -95,820 | 0.02 | 0.00 | -0.02 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,027,848 | 4,930,667 | -97,181 | 3.78 | 3.53 | -0.25 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 131,719 | 1,700 | -130,019 | 0.74 | 0.01 | -0.73 | sell |
| CLOUGH CAPITAL PARTNERS L P | 264,930 | 64,480 | -200,450 | 0.41 | 0.11 | -0.31 | sell |
| Atlas Wealth LLC | 542,642 | 0 | -542,642 | 1.47 | 0.00 | -1.47 | sell |
| MORGAN STANLEY | 9,759,218 | 7,566,500 | -2,192,718 | 0.01 | 0.01 | -0.00 | sell |