Stock Transactions — BLACKROCK CAPITAL ALLOCATION

Total Bought
1,108,142
43 transactions
Total Sold
3,997,267
38 transactions
Net
-2,889,125
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
COHEN & STEERS, INC.725,751943,751+218,0000.020.03+0.01buy
BANK OF AMERICA CORP /DE/1,085,3081,183,518+98,2100.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP083,493+83,4930.000.05+0.05buy
WOLVERINE ASSET MANAGEMENT LLC082,454+82,4540.000.02+0.02buy
Penserra Capital Management LLC966,6541,036,473+69,8190.340.29-0.06buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP048,609+48,6090.000.00+0.00buy
Invesco Ltd.1,267,8571,311,945+44,0880.000.00-0.00buy
KINGSWOOD WEALTH ADVISORS, LLC039,218+39,2180.000.04+0.04buy
Perennial Investment Advisors, LLC036,429+36,4290.000.07+0.07buy
JANE STREET GROUP, LLC18,28050,496+32,2160.000.00+0.00buy
STIFEL FINANCIAL CORP504,414534,778+30,3640.010.01-0.00buy
Rockefeller Capital Management L.P.453,369483,195+29,8260.020.02-0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.027,610+27,6100.000.04+0.04buy
LPL Financial LLC92,033119,635+27,6020.000.00+0.00buy
Shaker Financial Services, LLC025,517+25,5170.000.15+0.15buy
Integrated Wealth Concepts LLC025,050+25,0500.000.00+0.00buy
CreativeOne Wealth, LLC022,611+22,6110.000.01+0.01buy
Joseph P. Lucia & Associates, LLC016,845+16,8450.000.11+0.11buy
Cambridge Investment Research Advisors, Inc.137,984153,798+15,8140.010.01+0.00buy
CITADEL ADVISORS LLC014,611+14,6110.000.00+0.00buy
Mathes Company, Inc.96,500109,800+13,3000.560.61+0.05buy
BECK MACK & OLIVER LLC012,500+12,5000.000.00+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS24,17735,995+11,8180.000.00+0.00buy
Elequin Capital, LP010,713+10,7130.000.02+0.02buy
Private Advisor Group, LLC010,452+10,4520.000.00+0.00buy
Cutter & CO Brokerage, Inc.010,411+10,4110.000.04+0.04buy
OSAIC HOLDINGS, INC.85,42295,009+9,5870.000.00+0.00buy
MassMutual Private Wealth & Trust, FSB07,382+7,3820.000.00+0.00buy
Advisors Asset Management, Inc.186,302192,327+6,0250.060.05-0.00buy
FIRST TRUST ADVISORS LP108,319113,619+5,3000.000.00-0.00buy
&PARTNERS11,12215,422+4,3000.000.00-0.00buy
Cetera Investment Advisers35,13939,302+4,1630.000.00-0.00buy
Anfield Capital Management, LLC03,674+3,6740.000.02+0.02buy
CIBC Private Wealth Group LLC02,331+2,3310.000.00+0.00buy
COMERICA BANK7,96910,126+2,1570.000.00+0.00buy
Janney Montgomery Scott LLC15,15017,150+2,0000.000.00+0.00buy
Clearstead Advisors, LLC80,96182,460+1,4990.020.02-0.00buy
AMERIPRISE FINANCIAL INC43,68444,528+8440.000.00-0.00buy
Baird Financial Group, Inc.44,94745,497+5500.000.00-0.00buy
CALTON & ASSOCIATES, INC.25,34425,710+3660.160.17+0.01buy
Keebeck Wealth Management366,797367,036+2390.870.80-0.07buy
OPPENHEIMER & CO INC57,24857,378+1300.010.01-0.00buy
Allworth Financial LP015+150.000.00+0.00buy
ASSETMARK, INC28628600.000.00-0.00hold
CAPTRUST FINANCIAL ADVISORS19,70019,70000.000.00-0.00hold
CWM, LLC77977900.000.00-0.00hold
Cerity Partners LLC40,00040,00000.000.00-0.00hold
Patriot Financial Group Insurance Agency, LLC16,65016,65000.040.03-0.00hold
McIlrath & Eck, LLC28028000.000.00-0.00hold
Founders Capital Management90090000.010.01-0.00hold
GABLES CAPITAL MANAGEMENT INC.87687600.010.01-0.00hold
ATTICUS WEALTH MANAGEMENT, LLC78078000.000.00-0.00hold
HUB Investment Partners, LLC10,00010,00000.010.01-0.00hold
EAGLE ROCK INVESTMENT COMPANY, LLC17,90217,90200.050.05-0.00hold
Consolidated Portfolio Review Corp35,34735,34700.130.08-0.04hold
ROGCO, LP74874800.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
Steward Partners Investment Advisory, LLC10,88910,790-990.000.00-0.00sell
Fountainhead AM, LLC53,57053,211-3590.180.15-0.04sell
TRUIST FINANCIAL CORP21,65021,150-5000.000.00-0.00sell
Castleview Partners, LLC5370-5370.000.00-0.00sell
BlackRock, Inc.5,8415,000-8410.000.00-0.00sell
Amplius Wealth Advisors, LLC28,66527,513-1,1520.050.04-0.01sell
Walleye Capital LLC14,23712,484-1,7530.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.213,860212,086-1,7741.171.03-0.14sell
Covestor Ltd2,1730-2,1730.020.00-0.02sell
NBC SECURITIES, INC.3,1792-3,1770.000.00-0.00sell
CoreCap Advisors, LLC12,6009,000-3,6000.010.01-0.00sell
Corient Private Wealth LLC18,41814,339-4,0790.000.00-0.00sell
D. E. Shaw & Co., Inc.18,23814,146-4,0920.000.00-0.00sell
Avior Wealth Management, LLC17,35712,757-4,6000.010.01-0.00sell
Camelot Portfolios, LLC23,50018,500-5,0000.380.30-0.08sell
PNC FINANCIAL SERVICES GROUP, INC.6,8140-6,8140.000.00-0.00sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC114,558106,854-7,7040.570.47-0.11sell
ASHTON THOMAS SECURITIES, LLC9,5000-9,5000.030.00-0.03sell
JOURNEY STRATEGIC WEALTH LLC21,00011,000-10,0000.010.01-0.01sell
Advisory Services Network, LLC10,2030-10,2030.000.00-0.00sell
Claro Advisors LLC10,2050-10,2050.020.00-0.02sell
B. Riley Wealth Advisors, Inc.14,4850-14,4850.010.00-0.01sell
MILLENNIUM MANAGEMENT LLC19,3890-19,3890.000.00-0.00sell
ROYAL BANK OF CANADA105,95085,431-20,5190.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC203,088179,733-23,3550.010.00-0.00sell
Prospera Financial Services Inc23,6930-23,6930.010.00-0.01sell
Kovack Advisors, Inc.25,6050-25,6050.040.00-0.04sell
Virtu Financial LLC25,9410-25,9410.020.00-0.02sell
TRANSCEND CAPITAL ADVISORS, LLC65,29335,954-29,3390.070.04-0.03sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC42,38612,301-30,0850.130.04-0.10sell
WELLS FARGO & COMPANY/MN543,541509,035-34,5060.000.00-0.00sell
MORGAN STANLEY4,370,6584,304,305-66,3530.010.00-0.00sell
UBS Group AG1,629,1681,541,071-88,0970.010.01-0.00sell
Pathstone Holdings, LLC823,596734,842-88,7540.060.05-0.01sell
Karpus Management, Inc.145,1620-145,1620.070.00-0.07sell
RIVERNORTH CAPITAL MANAGEMENT, LLC3,500,4843,174,158-326,3262.782.31-0.47sell
Alpine Global Management, LLC450,0000-450,0001.790.00-1.79sell
Saba Capital Management, L.P.16,114,77313,617,277-2,497,4965.825.19-0.64sell
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