| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| UBS Group AG | 0 | 865,991 | +865,991 | 0.00 | 0.00 | +0.00 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 795,777 | 1,422,882 | +627,105 | 0.01 | 0.01 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 2,622,861 | 3,204,619 | +581,758 | 0.00 | 0.00 | -0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 164,499 | 423,099 | +258,600 | 0.00 | 0.00 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 1,220,825 | 1,374,273 | +153,448 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 1,528,619 | 1,630,940 | +102,321 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 95,160 | 149,097 | +53,937 | 0.00 | 0.00 | -0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 36,000 | 76,072 | +40,072 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 606,671 | 640,205 | +33,534 | 0.00 | 0.00 | -0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 20,217 | +20,217 | 0.00 | 0.00 | +0.00 | buy |
| NINE MASTS CAPITAL Ltd | 0 | 15,475 | +15,475 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 13,702 | +13,702 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 111,928 | 124,228 | +12,300 | 0.00 | 0.00 | -0.00 | buy |
| Callan Family Office, LLC | 19,778 | 28,308 | +8,530 | 0.00 | 0.00 | -0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 88,165 | 92,654 | +4,489 | 0.01 | 0.01 | -0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 3,553 | +3,553 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 447,692 | 450,430 | +2,738 | 0.00 | 0.00 | -0.00 | buy |
| HC Advisors, LLC | 21,850 | 23,900 | +2,050 | 0.03 | 0.02 | -0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 352,335 | 353,696 | +1,361 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 530,828 | 531,845 | +1,017 | 0.00 | 0.00 | -0.00 | buy |
| GROUP ONE TRADING LLC | 0 | 518 | +518 | 0.00 | 0.00 | +0.00 | buy |
| MONETA GROUP INVESTMENT ADVISORS LLC | 15,196 | 15,196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 480 | 480 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DekaBank Deutsche Girozentrale | 41,000 | 41,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Almitas Capital LLC | 2,536,891 | 2,536,891 | 0 | 1.06 | 0.63 | -0.43 | hold |
| Lido Advisors, LLC | 13,220 | 13,220 | 0 | 0.00 | 0.00 | -0.00 | hold |
| venBio Partners LLC | 9,699,925 | 9,699,925 | 0 | 10.06 | 5.07 | -4.99 | hold |
| IEQ CAPITAL, LLC | 92,233 | 92,233 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NAN FUNG TRINITY (HK) Ltd | 41,950 | 41,950 | 0 | 0.01 | 0.00 | -0.00 | hold |
| JSF Financial, LLC | 17,500 | 17,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Bradley & Co. Private Wealth Management, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Abel Hall, LLC | 12,598 | 12,598 | 0 | 0.01 | 0.00 | -0.01 | hold |
| FMR LLC | 12,986 | 12,986 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF MONTREAL /CAN/ | 474,781 | 474,781 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 1,106 | 1,106 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF NOVA SCOTIA | 105,858 | 105,858 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Optiver Holding B.V. | 28 | 27 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 2 | 0 | -2 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 422 | 412 | -10 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 10,567 | 10,515 | -52 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 38,073 | 37,992 | -81 | 0.00 | 0.00 | -0.00 | sell |
| EverSource Wealth Advisors, LLC | 499 | 0 | -499 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 3,838 | 3,142 | -696 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 10,817 | 10,105 | -712 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 2,278 | 0 | -2,278 | 0.00 | 0.00 | -0.00 | sell |
| FEDERATED HERMES, INC. | 2,374 | 0 | -2,374 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 20,572 | 15,102 | -5,470 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 719,800 | 710,400 | -9,400 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 10,793 | 0 | -10,793 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 39,583 | 26,376 | -13,207 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 16,946 | 0 | -16,946 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 22,535 | 0 | -22,535 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 26,621 | 0 | -26,621 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 61,899 | 0 | -61,899 | 0.00 | 0.00 | -0.00 | sell |
| Redmile Group, LLC | 3,332,983 | 3,264,718 | -68,265 | 0.59 | 0.27 | -0.32 | sell |
| JANE STREET GROUP, LLC | 180,416 | 0 | -180,416 | 0.00 | 0.00 | -0.00 | sell |
| Privium Fund Management B.V. | 509,059 | 0 | -509,059 | 0.17 | 0.00 | -0.17 | sell |
| AMERIPRISE FINANCIAL INC | 652,897 | 0 | -652,897 | 0.00 | 0.00 | -0.00 | sell |