Stock Transactions — FIRST TR HIGH YIELD OPPRT 20

Total Bought
1,280,672
33 transactions
Total Sold
761,309
46 transactions
Net
+519,363
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MORGAN STANLEY2,926,0923,301,107+375,0150.000.00+0.00buy
SIT INVESTMENT ASSOCIATES INC2,419,9712,782,412+362,4410.670.76+0.09buy
Almitas Capital LLC55,326166,264+110,9380.170.51+0.34buy
Penserra Capital Management LLC485,964575,493+89,5290.080.09+0.01buy
COHEN & STEERS, INC.065,000+65,0000.000.00+0.00buy
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.827,076886,745+59,6690.680.69+0.01buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD427,084480,847+53,7630.450.47+0.02buy
Narwhal Capital Management154,983196,865+41,8820.160.20+0.04buy
ROYAL BANK OF CANADA680,567707,693+27,1260.000.00+0.00buy
Logan Stone Capital, LLC230,788248,792+18,0040.800.93+0.13buy
Kestra Advisory Services, LLC124,466139,739+15,2730.010.01-0.00buy
LPL Financial LLC313,792328,304+14,5120.000.00-0.00buy
HRT FINANCIAL LP012,972+12,9720.000.00+0.00buy
CSS LLC/IL44,18153,630+9,4490.040.04+0.01buy
FIFTH THIRD BANCORP06,672+6,6720.000.00+0.00buy
UBS Group AG69,51373,843+4,3300.000.00-0.00buy
DAYMARK WEALTH PARTNERS, LLC10,88214,866+3,9840.000.01+0.00buy
Golden State Equity Partners02,386+2,3860.000.00+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC1,017,9051,019,633+1,7280.680.69+0.01buy
TrueMark Investments, LLC32,20633,934+1,7280.090.09+0.00buy
OPPENHEIMER & CO INC72,62673,941+1,3150.010.01-0.00buy
1607 Capital Partners, LLC175,292176,198+9060.170.17+0.00buy
Janney Montgomery Scott LLC17,97518,725+7500.000.00+0.00buy
HARBOUR INVESTMENTS, INC.0718+7180.000.00+0.00buy
STIFEL FINANCIAL CORP74,02374,238+2150.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC16,26116,444+1830.020.02-0.00buy
N.E.W. Advisory Services LLC8,2918,367+760.010.01-0.00buy
WHITTIER TRUST CO OF NEVADA INC052+520.000.00+0.00buy
CX Institutional1,9962,016+200.000.00-0.00buy
Sunbelt Securities, Inc.3,5643,578+140.000.00-0.00buy
Rockefeller Capital Management L.P.012+120.000.00+0.00buy
Stratos Wealth Partners, LTD.21,77321,781+80.000.00-0.00buy
EverSource Wealth Advisors, LLC5153+20.000.00-0.00buy
FULTON BREAKEFIELD BROENNIMAN LLC10,57010,57000.010.01-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,0731,07300.000.00-0.00hold
PRIVATE TRUST CO NA1,5001,50000.000.00-0.00hold
CWM, LLC14,92214,92200.000.00-0.00hold
Allworth Financial LP1,0001,00000.000.00-0.00hold
Colonial Trust Advisors1,5001,50000.000.00-0.00hold
Perigon Wealth Management, LLC11,12411,12400.000.00-0.00hold
Arax Advisory Partners55355300.000.00-0.00hold
Lido Advisors, LLC12,43012,43000.000.00-0.00hold
Apollon Wealth Management, LLC17,87617,87600.000.00-0.00hold
TRANSCEND CAPITAL ADVISORS, LLC95,17795,17700.100.10-0.00hold
Aurora Private Wealth, Inc.196,255196,25501.811.97+0.15hold
Fortitude Advisory Group L.L.C.21,34121,34100.130.13+0.00hold
Balboa Wealth Partners23,56323,56300.050.05-0.00hold
Glass Jacobson Investment Advisors llc42542500.000.00-0.00hold
FLAGSHIP HARBOR ADVISORS, LLC770-770.000.00-0.00sell
WPG Advisers, LLC860-860.000.00-0.00sell
Private Advisory Group LLC140,817140,478-3390.160.13-0.02sell
Stablepoint Partners, LLC11,60911,239-3700.030.02-0.00sell
Pinnacle Wealth Planning Services, Inc.1,5381,057-4810.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC62070-5500.000.00-0.00sell
CreativeOne Wealth, LLC19,60019,000-6000.010.01-0.00sell
Cetera Investment Advisers34,67434,071-6030.000.00-0.00sell
First Financial Group Corp27,75527,125-6300.330.30-0.03sell
Invesco Ltd.42,37941,616-7630.000.00-0.00sell
KESTRA PRIVATE WEALTH SERVICES, LLC49,67648,906-7700.010.01-0.00sell
Advisory Services Network, LLC27,02126,076-9450.010.00-0.00sell
ASSETMARK, INC1,698714-9840.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC26,33025,280-1,0500.000.00-0.00sell
Plante Moran Financial Advisors, LLC1,0600-1,0600.000.00-0.00sell
Focus Partners Wealth28,69526,571-2,1240.000.00-0.00sell
Huntleigh Advisors, Inc.33,83030,803-3,0270.080.07-0.01sell
CoreCap Advisors, LLC35,54432,334-3,2100.020.01-0.00sell
Orion Porfolio Solutions, LLC21,07817,512-3,5660.000.00-0.00sell
Oder Investment Management, LLC154,861149,955-4,9061.581.56-0.02sell
TFB Advisors LLC99,88194,539-5,3420.390.67+0.28sell
WORLD EQUITY GROUP, INC.38,95732,342-6,6150.150.11-0.04sell
KENNEDY INVESTMENT GROUP1,179,5851,172,638-6,9476.266.21-0.05sell
Camelot Portfolios, LLC7,0000-7,0000.060.00-0.06sell
Insight Advisors, LLC/ PA55,36048,266-7,0940.120.12+0.01sell
PVG ASSET MANAGEMENT CORP26,59115,891-10,7000.800.13-0.67sell
XTX Topco Ltd23,32410,840-12,4840.010.00-0.01sell
WEDBUSH SECURITIES INC128,421114,510-13,9110.050.05-0.01sell
NOMURA HOLDINGS INC13,9370-13,9370.000.00-0.00sell
Magnus Financial Group LLC83,37569,389-13,9860.090.08-0.01sell
Cambridge Investment Research Advisors, Inc.191,498175,859-15,6390.010.01-0.00sell
Merit Financial Group, LLC15,6660-15,6660.000.00-0.00sell
Integrated Wealth Concepts LLC94,71978,327-16,3920.020.01-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC629,803611,236-18,5670.010.01-0.00sell
JANE STREET GROUP, LLC22,7700-22,7700.000.00-0.00sell
NewEdge Advisors, LLC317,785291,934-25,8510.020.01-0.00sell
D.A. DAVIDSON & CO.353,516325,719-27,7970.030.03-0.00sell
Arete Wealth Advisors, LLC73,04644,863-28,1830.070.03-0.04sell
READYSTATE ASSET MANAGEMENT LP28,6230-28,6230.020.00-0.02sell
WOLVERINE ASSET MANAGEMENT LLC28,9550-28,9550.010.00-0.01sell
Concurrent Investment Advisors, LLC42,18212,790-29,3920.010.00-0.00sell
BlueChip Wealth Advisors LLC38,8500-38,8500.230.00-0.23sell
WELLS FARGO & COMPANY/MN39,0130-39,0130.000.00-0.00sell
OSAIC HOLDINGS, INC.191,152135,859-55,2930.000.00-0.00sell
WINEBRENNER CAPITAL MANAGEMENT LLC321,309198,483-122,8263.011.72-1.29sell
Shaker Financial Services, LLC137,12813,793-123,3350.610.07-0.55sell
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