Stock Transactions

FIRST TR HIGH YIELD OPPRT 20

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
Almitas Capital LLC55,326166,264+110,9380.170.51+0.34buy
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.827,076886,745+59,6690.680.69+0.01buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD427,084480,847+53,7630.450.47+0.02buy
Narwhal Capital Management154,983196,865+41,8820.160.20+0.04buy
Logan Stone Capital, LLC230,788248,792+18,0040.800.93+0.13buy
CSS LLC/IL44,18153,630+9,4490.040.04+0.01buy
RIVERNORTH CAPITAL MANAGEMENT, LLC1,017,9051,019,633+1,7280.680.69+0.01buy
1607 Capital Partners, LLC175,292176,198+9060.170.17+0.00buy
N.E.W. Advisory Services LLC8,2918,367+760.010.01-0.00buy
Private Advisory Group LLC140,817140,478-3390.160.13-0.02sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC62070-5500.000.00-0.00sell
First Financial Group Corp27,75527,125-6300.330.30-0.03sell
Huntleigh Advisors, Inc.33,83030,803-3,0270.080.07-0.01sell
Oder Investment Management, LLC154,861149,955-4,9061.581.56-0.02sell
TFB Advisors LLC99,88194,539-5,3420.390.67+0.28sell
Insight Advisors, LLC/ PA55,36048,266-7,0940.120.12+0.01sell
Magnus Financial Group LLC83,37569,389-13,9860.090.08-0.01sell
Arete Wealth Advisors, LLC73,04744,863-28,1840.060.05-0.02sell
Shaker Financial Services, LLC137,12813,793-123,3350.610.07-0.55sell
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