Stock Transactions — FIRST TR HIGH YIELD OPPRT 20

Total Bought
946,204
37 transactions
Total Sold
1,519,991
36 transactions
Net
-573,787
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Atlas Wealth LLC0363,661+363,6610.000.80+0.80buy
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.485,710607,187+121,4770.400.51+0.11buy
STIFEL FINANCIAL CORP25,807120,296+94,4890.000.00+0.00buy
NewEdge Advisors, LLC047,299+47,2990.000.00+0.00buy
OSAIC HOLDINGS, INC.163,775206,555+42,7800.010.01+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC649,178688,465+39,2870.020.02-0.00buy
MORGAN STANLEY2,926,1862,957,841+31,6550.000.00-0.00buy
WEDBUSH SECURITIES INC75,755100,081+24,3260.040.05+0.01buy
Aurora Private Wealth, Inc.48,14971,818+23,6690.600.90+0.30buy
D.A. DAVIDSON & CO.471,752492,088+20,3360.060.06+0.00buy
Advisory Services Network, LLC20,97339,475+18,5020.010.01+0.00buy
Walleye Capital LLC015,839+15,8390.000.00+0.00buy
KENNEDY INVESTMENT GROUP1,190,8871,206,637+15,7509.248.75-0.49buy
Perigon Wealth Management, LLC013,637+13,6370.000.01+0.01buy
Camelot Portfolios, LLC40,69551,479+10,7840.580.42-0.16buy
FULTON BREAKEFIELD BROENNIMAN LLC010,570+10,5700.000.01+0.01buy
UBS Group AG15,00025,111+10,1110.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC010,075+10,0750.000.00+0.00buy
Cetera Investment Advisers47,09455,932+8,8380.000.00+0.00buy
Shaker Financial Services, LLC46,21153,169+6,9580.260.31+0.05buy
Consolidated Portfolio Review Corp15,20819,090+3,8820.060.06+0.01buy
Oder Investment Management, LLC137,686141,458+3,7721.871.83-0.03buy
OPPENHEIMER & CO INC76,99679,371+2,3750.020.02-0.00buy
ENVESTNET ASSET MANAGEMENT INC12,79715,167+2,3700.000.00+0.00buy
THOROUGHBRED FINANCIAL SERVICES, LLC50,00051,500+1,5000.070.05-0.02buy
Asset Dedication, LLC0609+6090.000.00+0.00buy
Atria Wealth Solutions, Inc.21,02421,478+4540.000.00-0.00buy
Beaird Harris Wealth Management, LLC315550+2350.000.00+0.00buy
Insight Advisors, LLC/ PA37,03237,259+2270.100.10-0.01buy
Cresset Asset Management, LLC10,45210,665+2130.000.00-0.00buy
Invesco Ltd.21,36621,534+1680.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC15,36415,525+1610.020.02-0.00buy
NCP Inc.3,0313,114+830.030.03-0.00buy
EverSource Wealth Advisors, LLC1,8701,921+510.000.00-0.00buy
Rise Advisors, LLC1,1921,225+330.010.01+0.00buy
Sunbelt Securities, Inc.3,2073,230+230.010.00-0.00buy
Glass Jacobson Investment Advisors llc380385+50.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,0732,07300.000.00-0.00hold
ASSETMARK, INC414100.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC707000.000.00-0.00hold
CWM, LLC14,92214,92200.000.00-0.00hold
Prime Capital Investment Advisors, LLC12,03312,03300.000.00+0.00hold
NovaPoint Capital, LLC15,37515,37500.080.07-0.00hold
CoreCap Advisors, LLC46,01246,01200.040.07+0.03hold
Fortitude Advisory Group L.L.C.16,72916,72900.140.14+0.01hold
Register Financial Advisors LLC6,5516,55100.050.05-0.00hold
RIVERNORTH CAPITAL MANAGEMENT, LLC1,246,8931,246,875-180.880.84-0.03sell
NBC SECURITIES, INC.1,8251,540-2850.000.00-0.00sell
CONCOURSE FINANCIAL GROUP SECURITIES, INC.6,3005,900-4000.010.01-0.00sell
Private Advisory Group LLC146,673146,222-4510.300.28-0.03sell
Apollon Wealth Management, LLC17,87617,341-5350.010.01-0.00sell
Janney Montgomery Scott LLC22,19520,769-1,4260.000.00-0.00sell
Rareview Capital LLC32,29530,662-1,6330.460.42-0.04sell
Future Financial Wealth Managment LLC11,80010,100-1,7000.130.13-0.00sell
Stablepoint Partners, LLC29,59926,815-2,7840.090.08-0.01sell
Allworth Financial LP6,5643,612-2,9520.000.00-0.00sell
LPL Financial LLC166,411162,869-3,5420.000.00-0.00sell
KESTRA PRIVATE WEALTH SERVICES, LLC88,19883,363-4,8350.030.02-0.01sell
WORLD EQUITY GROUP, INC.135,744129,970-5,7740.410.56+0.15sell
Cambridge Investment Research Advisors, Inc.82,42275,273-7,1490.000.00-0.00sell
WHITTIER TRUST CO7,5000-7,5000.000.00-0.00sell
TFB Advisors LLC119,733112,233-7,5000.610.52-0.09sell
Integrated Wealth Concepts LLC151,412141,549-9,8630.030.03-0.00sell
BOOTHBAY FUND MANAGEMENT, LLC33,36323,400-9,9630.010.01-0.00sell
COMERICA BANK18,5878,584-10,0030.000.00-0.00sell
METEORA CAPITAL, LLC47,78637,753-10,0330.120.10-0.02sell
TRUIST FINANCIAL CORP10,3000-10,3000.000.00-0.00sell
Kestra Advisory Services, LLC198,416187,031-11,3850.020.01-0.00sell
SIT INVESTMENT ASSOCIATES INC63,43651,937-11,4990.020.02-0.00sell
CARY STREET PARTNERS INVESTMENT ADVISORY LLC12,0000-12,0000.010.00-0.01sell
MILLENNIUM MANAGEMENT LLC14,9610-14,9610.000.00-0.00sell
PFG Investments, LLC15,2080-15,2080.010.00-0.01sell
BlueChip Wealth Advisors LLC87,23746,237-41,0000.820.39-0.43sell
1607 Capital Partners, LLC228,915185,427-43,4880.270.24-0.03sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.57,95911,295-46,6640.070.01-0.06sell
Arete Wealth Advisors, LLC513,155462,611-50,5440.690.54-0.15sell
Bulldog Investors, LLP60,7420-60,7420.290.00-0.29sell
Bullseye Investment Management, LLC205,103133,601-71,5021.731.29-0.45sell
ROYAL BANK OF CANADA826,092736,619-89,4730.000.00-0.00sell
AQR Arbitrage LLC105,1960-105,1960.050.00-0.05sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD969,002562,128-406,8741.160.69-0.47sell
JPMORGAN CHASE & CO440,8090-440,8090.000.00-0.00sell
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