Stock Transactions — FIRST TR HIGH YIELD OPPRT 20

Total Bought
1,020,771
33 transactions
Total Sold
520,589
38 transactions
Net
+500,182
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Narwhal Capital Management0209,151+209,1510.000.25+0.25buy
MORGAN STANLEY2,953,0473,156,348+203,3010.000.00+0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD364,498493,598+129,1000.560.68+0.12buy
1607 Capital Partners, LLC58,182152,682+94,5000.070.18+0.12buy
SIT INVESTMENT ASSOCIATES INC1,307,4271,401,635+94,2080.440.44+0.00buy
Concurrent Investment Advisors, LLC26,560107,885+81,3250.010.03+0.02buy
Aurora Private Wealth, Inc.128,801164,262+35,4611.461.81+0.35buy
Huntleigh Advisors, Inc.578,754605,827+27,0731.621.74+0.12buy
LPL Financial LLC239,057264,027+24,9700.000.00-0.00buy
TRANSCEND CAPITAL ADVISORS, LLC65,11785,293+20,1760.070.10+0.03buy
RIVERNORTH CAPITAL MANAGEMENT, LLC1,085,9151,105,468+19,5530.830.91+0.08buy
DAYMARK WEALTH PARTNERS, LLC010,796+10,7960.000.01+0.01buy
Penserra Capital Management LLC352,213362,914+10,7010.090.08-0.02buy
Cambridge Investment Research Advisors, Inc.154,777164,432+9,6550.010.01-0.00buy
Ameritas Advisory Services, LLC07,392+7,3920.000.01+0.01buy
WELLS FARGO & COMPANY/MN05,501+5,5010.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,0736,073+5,0000.000.00+0.00buy
Oder Investment Management, LLC151,804156,767+4,9631.861.76-0.10buy
Stratos Wealth Partners, LTD.15,51919,779+4,2600.000.00+0.00buy
WEDBUSH SECURITIES INC123,045126,984+3,9390.070.07+0.00buy
Cetera Investment Advisers16,56020,440+3,8800.000.00+0.00buy
Insight Advisors, LLC/ PA59,24862,825+3,5770.150.15+0.00buy
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.555,898558,705+2,8070.530.51-0.02buy
KENNEDY INVESTMENT GROUP1,152,9461,155,633+2,6877.737.29-0.44buy
Perigon Wealth Management, LLC13,96515,965+2,0000.010.01+0.00buy
WINEBRENNER CAPITAL MANAGEMENT LLC339,530341,141+1,6114.434.09-0.34buy
RAYMOND JAMES FINANCIAL INC42,81944,044+1,2250.000.00-0.00buy
Colonial Trust Advisors0750+7500.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC16,27216,849+5770.020.02-0.00buy
Apollon Wealth Management, LLC23,70824,249+5410.010.01-0.00buy
Invesco Ltd.50,06750,122+550.000.00-0.00buy
Rise Advisors, LLC1,3241,359+350.010.01-0.00buy
EverSource Wealth Advisors, LLC4849+10.000.00-0.00buy
FULTON BREAKEFIELD BROENNIMAN LLC10,57010,57000.010.01-0.00hold
PRIVATE TRUST CO NA1,5001,50000.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC707000.000.00-0.00hold
Asset Dedication, LLC10710700.000.00-0.00hold
CWM, LLC14,92814,92800.000.00-0.00hold
Arax Advisory Partners55355300.000.00-0.00hold
Steward Partners Investment Advisory, LLC2,7502,75000.000.00-0.00hold
Future Financial Wealth Managment LLC9,4009,40000.100.10-0.00hold
NovaPoint Capital, LLC13,77513,77500.060.06+0.00hold
Bullseye Investment Management, LLC72,04172,04100.630.630.00hold
Fortitude Advisory Group L.L.C.21,34121,34100.210.18-0.03hold
Balboa Wealth Partners24,21124,21100.080.07-0.01hold
Glass Jacobson Investment Advisors llc40540500.000.00+0.00hold
Financial Perspectives, Inc1,3601,36000.010.01-0.00hold
First Financial Group Corp28,75528,75500.470.42-0.05hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
NBC SECURITIES, INC.1,1811,18100.000.00-0.00hold
PVG ASSET MANAGEMENT CORP27,51527,51501.731.39-0.34hold
Geneos Wealth Management Inc.544537-70.000.00-0.00sell
TFB Advisors LLC110,644110,636-80.460.43-0.03sell
Sunbelt Securities, Inc.3,5273,515-120.000.00-0.00sell
ASSETMARK, INC4118-230.000.00-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC260-260.000.00-0.00sell
WPG Advisers, LLC12091-290.000.00-0.00sell
OPPENHEIMER & CO INC79,67679,592-840.020.02-0.00sell
Atria Wealth Solutions, Inc.20,95320,609-3440.000.01+0.00sell
Consolidated Portfolio Review Corp19,79919,454-3450.050.04-0.01sell
Allworth Financial LP2,2581,778-4800.000.00-0.00sell
Private Advisory Group LLC145,532145,007-5250.240.20-0.04sell
COMERICA BANK14,77213,820-9520.000.00-0.00sell
Stablepoint Partners, LLC12,89011,751-1,1390.030.03-0.00sell
CoreCap Advisors, LLC44,05842,700-1,3580.030.03-0.00sell
Magnus Financial Group LLC53,53551,824-1,7110.070.07-0.01sell
ENVESTNET ASSET MANAGEMENT INC14,94513,128-1,8170.000.00-0.00sell
CreativeOne Wealth, LLC24,04522,093-1,9520.010.01-0.00sell
Janney Montgomery Scott LLC18,35516,355-2,0000.000.00-0.00sell
Camelot Portfolios, LLC40,39038,045-2,3450.360.34-0.02sell
UBS Group AG76,94674,318-2,6280.000.00-0.00sell
BlueChip Wealth Advisors LLC52,19549,195-3,0000.370.33-0.05sell
NCP Inc.3,2490-3,2490.060.00-0.06sell
Integrated Wealth Concepts LLC114,569109,946-4,6230.020.02-0.00sell
Kestra Advisory Services, LLC145,345140,119-5,2260.010.01-0.00sell
Advisory Services Network, LLC34,57227,775-6,7970.010.01-0.00sell
OSAIC HOLDINGS, INC.223,770216,902-6,8680.010.01-0.00sell
KESTRA PRIVATE WEALTH SERVICES, LLC61,35253,782-7,5700.010.01-0.00sell
STIFEL FINANCIAL CORP94,75382,322-12,4310.000.00-0.00sell
ROYAL BANK OF CANADA741,415728,726-12,6890.000.00-0.00sell
Kovitz Investment Group Partners, LLC85,52671,971-13,5550.010.00-0.00sell
N.E.W. Advisory Services LLC16,5820-16,5820.020.00-0.02sell
COMMONWEALTH EQUITY SERVICES, LLC668,024651,388-16,6360.010.01-0.00sell
Shaker Financial Services, LLC119,80893,043-26,7650.670.50-0.17sell
THOROUGHBRED FINANCIAL SERVICES, LLC31,5000-31,5000.030.00-0.03sell
D.A. DAVIDSON & CO.451,466413,536-37,9300.050.04-0.01sell
WORLD EQUITY GROUP, INC.90,59347,983-42,6100.370.19-0.18sell
NewEdge Advisors, LLC337,379260,955-76,4240.030.02-0.01sell
Arete Wealth Advisors, LLC518,451340,102-178,3490.570.36-0.21sell
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