Stock Transactions — FIRST TR HIGH YIELD OPPRT 20

Total Bought
609,640
35 transactions
Total Sold
769,604
33 transactions
Net
-159,964
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY3,156,3483,319,589+163,2410.000.00-0.00buy
Penserra Capital Management LLC362,914441,008+78,0940.080.08+0.00buy
NewEdge Advisors, LLC260,955332,836+71,8810.020.02+0.00buy
SIT INVESTMENT ASSOCIATES INC1,401,6351,458,269+56,6340.440.43-0.02buy
WELLS FARGO & COMPANY/MN5,50140,186+34,6850.000.00+0.00buy
LPL Financial LLC264,027298,032+34,0050.000.00-0.00buy
TrueMark Investments, LLC031,414+31,4140.000.08+0.08buy
Magnus Financial Group LLC51,82473,497+21,6730.070.08+0.02buy
Shaker Financial Services, LLC93,043111,350+18,3070.500.55+0.05buy
Cetera Investment Advisers20,44036,316+15,8760.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP015,166+15,1660.000.01+0.01buy
Narwhal Capital Management209,151222,614+13,4630.250.24-0.01buy
KENNEDY INVESTMENT GROUP1,155,6331,168,085+12,4527.296.73-0.56buy
Lido Advisors, LLC012,430+12,4300.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.164,432175,926+11,4940.010.01-0.00buy
Oder Investment Management, LLC156,767161,175+4,4081.761.68-0.08buy
Stratos Wealth Partners, LTD.19,77922,698+2,9190.000.00-0.00buy
Colonial Trust Advisors7503,000+2,2500.000.00+0.00buy
TFB Advisors LLC110,636112,682+2,0460.430.46+0.03buy
Rockefeller Capital Management L.P.02,000+2,0000.000.00+0.00buy
CX Institutional01,966+1,9660.000.00+0.00buy
UBS Group AG74,31875,691+1,3730.000.00-0.00buy
ASSETMARK, INC18906+8880.000.00+0.00buy
Apollon Wealth Management, LLC24,24924,589+3400.010.01-0.00buy
OPPENHEIMER & CO INC79,59279,819+2270.020.01-0.00buy
Insight Advisors, LLC/ PA62,82562,957+1320.150.14-0.01buy
DAYMARK WEALTH PARTNERS, LLC10,79610,882+860.010.01-0.00buy
Advisory Services Network, LLC27,77527,823+480.010.01-0.00buy
Sunbelt Securities, Inc.3,5153,551+360.000.00-0.00buy
Rise Advisors, LLC1,3591,394+350.010.01-0.00buy
Ameritas Advisory Services, LLC7,3927,424+320.010.01+0.00buy
Allworth Financial LP1,7781,798+200.000.00-0.00buy
Glass Jacobson Investment Advisors llc405417+120.000.00-0.00buy
WPG Advisers, LLC9197+60.000.00-0.00buy
EverSource Wealth Advisors, LLC4950+10.000.00-0.00buy
FULTON BREAKEFIELD BROENNIMAN LLC10,57010,57000.010.01-0.00hold
PRIVATE TRUST CO NA1,5001,50000.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC707000.000.00-0.00hold
1607 Capital Partners, LLC152,682152,68200.180.17-0.02hold
Asset Dedication, LLC10710700.000.00-0.00hold
Arax Advisory Partners55355300.000.00-0.00hold
Steward Partners Investment Advisory, LLC2,7502,75000.000.00-0.00hold
TRANSCEND CAPITAL ADVISORS, LLC85,29385,29300.100.09-0.01hold
Future Financial Wealth Managment LLC9,4009,40000.100.09-0.01hold
NovaPoint Capital, LLC13,77513,77500.060.05-0.01hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC16,84916,84900.020.02-0.00hold
Bullseye Investment Management, LLC72,04172,04100.630.630.00hold
Fortitude Advisory Group L.L.C.21,34121,34100.180.17-0.01hold
Balboa Wealth Partners24,21124,21100.070.06-0.01hold
Consolidated Portfolio Review Corp19,45419,45400.040.04-0.00hold
Financial Perspectives, Inc1,3601,36000.010.01-0.00hold
Stablepoint Partners, LLC11,75111,75100.030.03-0.00hold
First Financial Group Corp28,75528,75500.420.36-0.06hold
PVG ASSET MANAGEMENT CORP27,51527,51501.391.47+0.08hold
CWM, LLC14,92814,922-60.000.00-0.00sell
Private Advisory Group LLC145,007145,001-60.200.18-0.02sell
COMERICA BANK13,82013,814-60.000.00-0.00sell
Janney Montgomery Scott LLC16,35515,975-3800.000.00-0.00sell
Geneos Wealth Management Inc.5370-5370.000.00-0.00sell
CoreCap Advisors, LLC42,70042,041-6590.030.02-0.00sell
Perigon Wealth Management, LLC15,96514,973-9920.010.00-0.00sell
NBC SECURITIES, INC.1,1810-1,1810.000.00-0.00sell
Invesco Ltd.50,12248,929-1,1930.000.00-0.00sell
WEDBUSH SECURITIES INC126,984125,452-1,5320.070.06-0.01sell
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.558,705556,742-1,9630.510.47-0.04sell
WINEBRENNER CAPITAL MANAGEMENT LLC341,141338,207-2,9344.093.52-0.56sell
CreativeOne Wealth, LLC22,09318,300-3,7930.010.01-0.00sell
WORLD EQUITY GROUP, INC.47,98344,088-3,8950.190.15-0.05sell
Integrated Wealth Concepts LLC109,946105,410-4,5360.020.01-0.00sell
KESTRA PRIVATE WEALTH SERVICES, LLC53,78249,215-4,5670.010.01-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO6,0731,073-5,0000.000.00-0.00sell
STIFEL FINANCIAL CORP82,32276,215-6,1070.000.00-0.00sell
Concurrent Investment Advisors, LLC107,885100,586-7,2990.030.03-0.01sell
Arete Wealth Advisors, LLC340,102331,164-8,9380.360.30-0.06sell
RAYMOND JAMES FINANCIAL INC44,04433,927-10,1170.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC13,1280-13,1280.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC651,388637,681-13,7070.010.01-0.00sell
BlueChip Wealth Advisors LLC49,19534,806-14,3890.330.22-0.11sell
Kestra Advisory Services, LLC140,119122,491-17,6280.010.01-0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC1,105,4681,075,686-29,7820.910.89-0.02sell
D.A. DAVIDSON & CO.413,536382,097-31,4390.040.04-0.01sell
ROYAL BANK OF CANADA728,726696,115-32,6110.000.00-0.00sell
Camelot Portfolios, LLC38,0450-38,0450.340.00-0.34sell
OSAIC HOLDINGS, INC.216,902173,325-43,5770.010.00-0.00sell
Kovitz Investment Group Partners, LLC71,9710-71,9710.000.00-0.00sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD493,598419,564-74,0340.680.45-0.23sell
Huntleigh Advisors, Inc.605,827282,175-323,6521.740.70-1.04sell
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