| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 691,753 | 930,659 | +238,906 | 0.81 | 1.06 | +0.25 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 109,264 | +109,264 | 0.00 | 0.14 | +0.14 | buy |
| AQR Arbitrage LLC | 114,741 | 221,415 | +106,674 | 0.07 | 0.12 | +0.06 | buy |
| KENNEDY INVESTMENT GROUP | 1,071,872 | 1,128,587 | +56,715 | 8.59 | 8.78 | +0.20 | buy |
| D.A. DAVIDSON & CO. | 380,565 | 435,036 | +54,471 | 0.06 | 0.06 | +0.00 | buy |
| Shaker Financial Services, LLC | 55,407 | 89,144 | +33,737 | 0.34 | 0.51 | +0.17 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 32,469 | +32,469 | 0.00 | 0.01 | +0.01 | buy |
| Oder Investment Management, LLC | 105,810 | 134,947 | +29,137 | 1.53 | 1.86 | +0.33 | buy |
| ROYAL BANK OF CANADA | 371,488 | 398,724 | +27,236 | 0.00 | 0.00 | -0.00 | buy |
| 1607 Capital Partners, LLC | 197,900 | 222,900 | +25,000 | 0.20 | 0.22 | +0.02 | buy |
| WEDBUSH SECURITIES INC | 55,651 | 80,641 | +24,990 | 0.04 | 0.05 | +0.01 | buy |
| Camelot Portfolios, LLC | 41,430 | 64,969 | +23,539 | 0.53 | 0.54 | +0.01 | buy |
| Penserra Capital Management LLC | 273,809 | 294,166 | +20,357 | 0.07 | 0.08 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 613,336 | 630,493 | +17,157 | 0.02 | 0.02 | -0.00 | buy |
| Bulldog Investors, LLP | 58,168 | 71,825 | +13,657 | 0.27 | 0.33 | +0.06 | buy |
| CWM, LLC | 0 | 12,960 | +12,960 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 12,774 | +12,774 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 35,601 | 46,511 | +10,910 | 0.00 | 0.01 | +0.00 | buy |
| Virtu Financial LLC | 0 | 10,397 | +10,397 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 73,965 | 83,448 | +9,483 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 2,597 | 11,020 | +8,423 | 0.01 | 0.05 | +0.04 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 8,000 | +8,000 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 20,615 | 23,026 | +2,411 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| NovaPoint Capital, LLC | 14,281 | 15,375 | +1,094 | 0.08 | 0.08 | +0.00 | buy |
| JPMORGAN CHASE & CO | 19,195 | 19,834 | +639 | 0.00 | 0.00 | -0.00 | buy |
| Insight Advisors, LLC/ PA | 32,361 | 32,957 | +596 | 0.10 | 0.10 | -0.00 | buy |
| Gradient Investments LLC | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| Beaird Harris Wealth Management, LLC | 0 | 315 | +315 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 16,132 | 16,301 | +169 | 0.03 | 0.03 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 70 | +70 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 1,751 | 1,803 | +52 | 0.00 | 0.00 | -0.00 | buy |
| Rise Advisors, LLC | 1,127 | 1,160 | +33 | 0.01 | 0.01 | -0.00 | buy |
| AMERICAN NATIONAL BANK & TRUST | 0 | 27 | +27 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 21,256 | 21,258 | +2 | 0.01 | 0.01 | -0.00 | buy |
| THOROUGHBRED FINANCIAL SERVICES, LLC | 51,500 | 51,500 | 0 | 0.07 | 0.06 | -0.01 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,073 | 2,073 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,389,499 | 1,389,499 | 0 | 0.96 | 0.93 | -0.03 | hold |
| Matisse Capital | 26,877 | 26,877 | 0 | 0.25 | 0.20 | -0.05 | hold |
| Kovack Advisors, Inc. | 11,200 | 11,200 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Geneos Wealth Management Inc. | 2,778 | 2,778 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Fortitude Advisory Group L.L.C. | 16,729 | 16,729 | 0 | 0.15 | 0.14 | -0.01 | hold |
| Glass Jacobson Investment Advisors llc | 380 | 380 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Raleigh Capital Management Inc. | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Atria Wealth Solutions, Inc. | 20,104 | 19,963 | -141 | 0.00 | 0.00 | -0.00 | sell |
| NBC SECURITIES, INC. | 2,060 | 1,908 | -152 | 0.00 | 0.00 | -0.00 | sell |
| Focused Wealth Management, Inc | 300 | 0 | -300 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 76,551 | 76,202 | -349 | 0.02 | 0.02 | -0.00 | sell |
| Sunbelt Securities, Inc. | 3,536 | 3,184 | -352 | 0.01 | 0.01 | -0.00 | sell |
| Janney Montgomery Scott LLC | 21,298 | 20,872 | -426 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 750 | 0 | -750 | 0.00 | 0.00 | -0.00 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 11,500 | 10,300 | -1,200 | 0.01 | 0.01 | -0.00 | sell |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 91,974 | 90,437 | -1,537 | 0.04 | 0.03 | -0.01 | sell |
| WORLD EQUITY GROUP, INC. | 144,012 | 142,419 | -1,593 | 0.40 | 0.40 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 697,124 | 695,343 | -1,781 | 0.25 | 0.24 | -0.02 | sell |
| Cresset Asset Management, LLC | 12,033 | 10,245 | -1,788 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 14,534 | 12,741 | -1,793 | 0.00 | 0.00 | -0.00 | sell |
| Prime Capital Investment Advisors, LLC | 18,647 | 16,538 | -2,109 | 0.01 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 15,881 | 13,278 | -2,603 | 0.00 | 0.00 | -0.00 | sell |
| Apollon Wealth Management, LLC | 73,995 | 70,911 | -3,084 | 0.05 | 0.03 | -0.02 | sell |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 15,500 | 12,000 | -3,500 | 0.01 | 0.01 | -0.00 | sell |
| CoreCap Advisors, LLC | 35,730 | 31,893 | -3,837 | 0.03 | 0.03 | -0.01 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 83,511 | 76,402 | -7,109 | 0.04 | 0.04 | +0.00 | sell |
| Invesco Ltd. | 48,220 | 40,095 | -8,125 | 0.00 | 0.00 | -0.00 | sell |
| Bullseye Investment Management, LLC | 219,322 | 211,154 | -8,168 | 2.37 | 1.86 | -0.51 | sell |
| Cambridge Investment Research Advisors, Inc. | 89,465 | 80,673 | -8,792 | 0.01 | 0.00 | -0.00 | sell |
| UBS Group AG | 25,408 | 16,218 | -9,190 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisory Group LLC | 164,852 | 155,405 | -9,447 | 0.43 | 0.38 | -0.06 | sell |
| METEORA CAPITAL, LLC | 110,863 | 101,000 | -9,863 | 0.25 | 0.24 | -0.01 | sell |
| COLUMBIA ADVISORY PARTNERS LLC | 10,839 | 0 | -10,839 | 0.16 | 0.00 | -0.16 | sell |
| OSAIC HOLDINGS, INC. | 137,784 | 121,823 | -15,961 | 0.00 | 0.00 | +0.00 | sell |
| TFB Advisors LLC | 132,799 | 115,313 | -17,486 | 2.15 | 0.82 | -1.33 | sell |
| Arete Wealth Advisors, LLC | 538,955 | 520,703 | -18,252 | 1.24 | 0.55 | -0.69 | sell |
| MILLENNIUM MANAGEMENT LLC | 20,345 | 0 | -20,345 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 3,482,635 | 3,461,686 | -20,949 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 189,719 | 165,100 | -24,619 | 0.02 | 0.02 | -0.01 | sell |
| Pekin Hardy Strauss, Inc. | 26,150 | 0 | -26,150 | 0.06 | 0.00 | -0.06 | sell |
| GTS SECURITIES LLC | 36,147 | 0 | -36,147 | 0.01 | 0.00 | -0.01 | sell |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 891,445 | 852,975 | -38,470 | 0.76 | 0.69 | -0.07 | sell |
| Integrated Wealth Concepts LLC | 227,770 | 189,202 | -38,568 | 0.05 | 0.04 | -0.01 | sell |
| Logan Stone Capital, LLC | 78,102 | 0 | -78,102 | 0.28 | 0.00 | -0.28 | sell |
| Atlas Wealth LLC | 149,983 | 0 | -149,983 | 0.37 | 0.00 | -0.37 | sell |
| ADVENT CAPITAL MANAGEMENT /DE/ | 150,000 | 0 | -150,000 | 0.05 | 0.00 | -0.05 | sell |
| Saba Capital Management, L.P. | 186,020 | 0 | -186,020 | 0.08 | 0.00 | -0.08 | sell |