Stock Transactions — FIRST TR HIGH YIELD OPPRT 20

Total Bought
1,270,624
41 transactions
Total Sold
703,657
30 transactions
Net
+566,967
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC75,958817,958+742,0000.030.27+0.24buy
Arete Wealth Advisors, LLC457,077516,227+59,1500.590.54-0.05buy
LPL Financial LLC163,950215,628+51,6780.000.00+0.00buy
Shaker Financial Services, LLC14,50049,387+34,8870.080.27+0.19buy
CreativeOne Wealth, LLC031,950+31,9500.000.01+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC666,994698,285+31,2910.020.01-0.00buy
Aurora Private Wealth, Inc.90,074117,591+27,5171.071.28+0.21buy
PVG ASSET MANAGEMENT CORP026,770+26,7700.001.83+1.83buy
ROYAL BANK OF CANADA725,487749,959+24,4720.000.00-0.00buy
Balboa Wealth Partners024,211+24,2110.000.08+0.08buy
UBS Group AG73,52096,912+23,3920.000.00+0.00buy
Penserra Capital Management LLC322,642345,945+23,3030.110.09-0.01buy
NewEdge Advisors, LLC312,612333,397+20,7850.030.03-0.00buy
Cambridge Investment Research Advisors, Inc.131,017149,983+18,9660.010.01+0.00buy
OSAIC HOLDINGS, INC.193,197209,456+16,2590.010.01+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC015,297+15,2970.000.00+0.00buy
D.A. DAVIDSON & CO.424,283439,481+15,1980.050.05-0.00buy
Stratos Wealth Partners, LTD.014,795+14,7950.000.00+0.00buy
STIFEL FINANCIAL CORP349,156361,359+12,2030.010.01-0.00buy
Apollon Wealth Management, LLC17,34125,708+8,3670.010.01+0.00buy
Magnus Financial Group LLC25,62233,407+7,7850.040.05+0.01buy
Elequin Capital, LP07,288+7,2880.000.01+0.01buy
Kestra Advisory Services, LLC154,311161,017+6,7060.010.01-0.00buy
BlueChip Wealth Advisors LLC48,97254,903+5,9310.390.44+0.05buy
BLACK POINT WEALTH MANAGEMENT57,03962,707+5,6681.001.05+0.05buy
Invesco Ltd.23,83628,725+4,8890.000.00+0.00buy
WEDBUSH SECURITIES INC100,631103,279+2,6480.060.05-0.00buy
Oder Investment Management, LLC147,790149,923+2,1331.921.81-0.11buy
PRIVATE TRUST CO NA01,500+1,5000.000.00+0.00buy
Financial Perspectives, Inc01,360+1,3600.000.01+0.01buy
Blue Trust, Inc.0605+6050.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC10,08510,482+3970.000.00+0.00buy
Consolidated Portfolio Review Corp19,28119,560+2790.070.04-0.02buy
Insight Advisors, LLC/ PA37,49837,775+2770.100.09-0.00buy
Sunbelt Securities, Inc.3,2533,515+2620.000.00-0.00buy
Cresset Asset Management, LLC10,87511,088+2130.000.00+0.00buy
Allworth Financial LP4,7144,798+840.000.00-0.00buy
NCP Inc.3,1143,167+530.030.02-0.00buy
Rise Advisors, LLC1,2581,291+330.010.01-0.00buy
Glass Jacobson Investment Advisors llc393405+120.000.00-0.00buy
EverSource Wealth Advisors, LLC405415+100.000.00-0.00buy
FULTON BREAKEFIELD BROENNIMAN LLC10,57010,57000.010.01-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,0732,07300.000.00-0.00hold
ASSETMARK, INC414100.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC707000.000.00-0.00hold
Asset Dedication, LLC10710700.000.00+0.00hold
CWM, LLC14,92814,92800.000.00-0.00hold
Perigon Wealth Management, LLC14,38014,38000.010.01-0.00hold
Future Financial Wealth Managment LLC9,4009,40000.100.10-0.00hold
Fortitude Advisory Group L.L.C.16,72916,72900.160.15-0.01hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.5,9005,90000.010.00-0.00hold
COMERICA BANK14,76814,76800.000.00-0.00hold
Private Advisory Group LLC145,622145,532-900.280.24-0.04sell
ENVESTNET ASSET MANAGEMENT INC14,61014,380-2300.000.00-0.00sell
CoreCap Advisors, LLC45,74845,438-3100.030.03-0.00sell
Beaird Harris Wealth Management, LLC3150-3150.000.00-0.00sell
NovaPoint Capital, LLC15,37514,775-6000.070.07-0.01sell
Prime Capital Investment Advisors, LLC11,04210,062-9800.000.00-0.00sell
NBC SECURITIES, INC.1,1811-1,1800.000.00+0.00sell
TFB Advisors LLC109,073107,813-1,2600.490.45-0.04sell
Camelot Portfolios, LLC29,29027,969-1,3210.440.44+0.00sell
Atria Wealth Solutions, Inc.21,94020,414-1,5260.000.00-0.00sell
Integrated Wealth Concepts LLC132,831130,023-2,8080.020.02-0.00sell
Advisory Services Network, LLC39,47536,554-2,9210.010.01-0.00sell
Janney Montgomery Scott LLC21,36817,975-3,3930.000.00-0.00sell
OPPENHEIMER & CO INC81,96076,826-5,1340.020.02-0.00sell
WORLD EQUITY GROUP, INC.127,763122,195-5,5680.700.38-0.32sell
Venture Visionary Partners LLC10,0880-10,0880.010.00-0.01sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD358,621346,477-12,1440.470.50+0.03sell
Stablepoint Partners, LLC26,54012,890-13,6500.070.03-0.04sell
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.580,521565,754-14,7670.490.45-0.04sell
Kovitz Investment Group Partners, LLC117,45699,247-18,2090.010.01-0.01sell
THOROUGHBRED FINANCIAL SERVICES, LLC51,50031,500-20,0000.050.03-0.02sell
Kovack Advisors, Inc.21,1000-21,1000.030.00-0.03sell
KESTRA PRIVATE WEALTH SERVICES, LLC73,15349,244-23,9090.020.01-0.01sell
MORGAN STANLEY2,970,9012,946,541-24,3600.000.00-0.00sell
KENNEDY INVESTMENT GROUP1,196,0691,169,971-26,0988.327.67-0.65sell
1607 Capital Partners, LLC96,09558,182-37,9130.130.07-0.07sell
Cetera Investment Advisers53,20413,104-40,1000.000.00-0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC1,010,260918,567-91,6930.740.64-0.10sell
Bullseye Investment Management, LLC170,72873,587-97,1411.460.70-0.76sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC240,95116,102-224,8490.040.02-0.02sell
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