Stock Transactions — NUVATION BIO INC

Total Bought
20,686,103
120 transactions
Total Sold
25,677,964
68 transactions
Net
-4,991,861
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Nuveen, LLC1,485,3344,566,701+3,081,3670.000.00+0.00buy
JANE STREET GROUP, LLC02,322,233+2,322,2330.000.01+0.01buy
ARMISTICE CAPITAL, LLC500,0002,296,000+1,796,0000.040.27+0.23buy
Pale Fire Capital SE95,6421,444,647+1,349,0050.020.59+0.57buy
TWO SIGMA INVESTMENTS, LP1,214,7332,377,570+1,162,8370.000.01+0.01buy
Woodline Partners LP0955,414+955,4140.000.02+0.02buy
AQR CAPITAL MANAGEMENT LLC1,137,2922,034,211+896,9190.000.00+0.00buy
HRT FINANCIAL LP0631,154+631,1540.000.01+0.01buy
JPMORGAN CHASE & CO117,944675,600+557,6560.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP2,769,7413,321,249+551,5080.000.00+0.00buy
STATE STREET CORP5,558,9846,089,185+530,2010.000.00+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP0463,996+463,9960.000.00+0.00buy
UBS Group AG473,939908,101+434,1620.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP395,539818,779+423,2400.000.00+0.00buy
Aisling Capital Management LP2,541,0092,960,659+419,6501.382.40+1.02buy
BANK OF AMERICA CORP /DE/209,641629,162+419,5210.000.00+0.00buy
TWO SIGMA ADVISERS, LP454,900871,500+416,6000.000.01+0.00buy
Squarepoint Ops LLC0302,863+302,8630.000.00+0.00buy
TANG CAPITAL MANAGEMENT LLC3,900,0004,200,000+300,0000.380.60+0.21buy
Palo Alto Investors LP772,6521,020,547+247,8950.320.70+0.38buy
CAXTON ASSOCIATES LLP0192,285+192,2850.000.02+0.02buy
Quarry LP0188,300+188,3000.000.17+0.17buy
IEQ CAPITAL, LLC117,182298,367+181,1850.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.199,638339,271+139,6330.020.05+0.03buy
WELLINGTON MANAGEMENT GROUP LLP733,542868,530+134,9880.000.00+0.00buy
Quadrature Capital Ltd0124,437+124,4370.000.01+0.01buy
NEOS Investment Management LLC139,648252,522+112,8740.000.01+0.00buy
TEMA ETFS LLC139,648252,522+112,8740.070.08+0.01buy
MORGAN STANLEY1,209,8031,319,495+109,6920.000.00+0.00buy
Graham Capital Management, L.P.0105,812+105,8120.000.01+0.01buy
Invesco Ltd.393,414497,546+104,1320.000.00+0.00buy
OMERS ADMINISTRATION Corp0101,700+101,7000.000.00+0.00buy
Connective Capital Management, LLC099,623+99,6230.000.34+0.34buy
Catalyst Funds Management Pty Ltd094,800+94,8000.000.05+0.05buy
STATE OF WISCONSIN INVESTMENT BOARD94,835183,516+88,6810.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC547,929633,708+85,7790.000.00+0.00buy
SIMPLEX TRADING, LLC37,654115,559+77,9050.000.01+0.01buy
LPL Financial LLC076,971+76,9710.000.00+0.00buy
CWM, LLC37,963102,328+64,3650.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC064,096+64,0960.000.00+0.00buy
Bank of New York Mellon Corp668,814727,894+59,0800.000.00+0.00buy
Engineers Gate Manager LP057,080+57,0800.000.00+0.00buy
Man Group plc38,61389,357+50,7440.000.00+0.00buy
Cerity Partners LLC49,81897,883+48,0650.000.00+0.00buy
Mariner, LLC12,94458,410+45,4660.000.00+0.00buy
SG Americas Securities, LLC12,66856,396+43,7280.000.00+0.00buy
Arax Advisory Partners039,311+39,3110.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC036,158+36,1580.000.00+0.00buy
Caitong International Asset Management Co., Ltd4,38239,950+35,5680.010.10+0.10buy
AMERIPRISE FINANCIAL INC034,100+34,1000.000.00+0.00buy
NORTHERN TRUST CORP2,084,1672,117,672+33,5050.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC30,91963,558+32,6390.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV032,118+32,1180.000.00+0.00buy
SAPIENT CAPITAL LLC031,450+31,4500.000.00+0.00buy
WELLS FARGO & COMPANY/MN158,683189,342+30,6590.000.00+0.00buy
Creative Planning39,28869,537+30,2490.000.00+0.00buy
EHP Funds Inc.025,173+25,1730.000.12+0.12buy
BNP PARIBAS FINANCIAL MARKETS28,15251,701+23,5490.000.00+0.00buy
DEUTSCHE BANK AG\112,240135,443+23,2030.000.00+0.00buy
TWO SIGMA SECURITIES, LLC022,565+22,5650.000.01+0.01buy
Meridian Wealth Management, LLC87,115109,365+22,2500.010.02+0.01buy
AXQ CAPITAL, LP95,395117,610+22,2150.060.17+0.11buy
Russell Investments Group, Ltd.10420,775+20,6710.000.00+0.00buy
Palumbo Wealth Management LLC113,666133,861+20,1950.070.16+0.09buy
OneDigital Investment Advisors LLC020,000+20,0000.000.00+0.00buy
Focus Partners Advisor Solutions, LLC017,345+17,3450.000.00+0.00buy
Gotham Asset Management, LLC017,065+17,0650.000.00+0.00buy
SEI INVESTMENTS CO014,864+14,8640.000.00+0.00buy
Merit Financial Group, LLC014,827+14,8270.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey59,47874,004+14,5260.000.00+0.00buy
R Squared Ltd013,737+13,7370.000.02+0.02buy
Focus Partners Wealth013,227+13,2270.000.00+0.00buy
RHUMBLINE ADVISERS297,486310,186+12,7000.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS16,19928,499+12,3000.000.00+0.00buy
Rafferty Asset Management, LLC28,36639,905+11,5390.000.00+0.00buy
BRIGHTON JONES LLC61,66173,163+11,5020.000.01+0.00buy
PROFUND ADVISORS LLC47,59758,990+11,3930.000.01+0.00buy
ALLIANCEBERNSTEIN L.P.197,389208,589+11,2000.000.00+0.00buy
HBK Sorce Advisory LLC011,162+11,1620.000.00+0.00buy
Virtus Investment Advisers, LLC51,95262,866+10,9140.030.07+0.03buy
Northwest Quadrant Wealth Management, LLC010,855+10,8550.000.01+0.01buy
Neuberger Berman Group LLC010,813+10,8130.000.00+0.00buy
TWO SIGMA SECURITIES, LLC010,069+10,0690.000.00+0.00buy
HighTower Advisors, LLC10,45020,450+10,0000.000.00+0.00buy
Sterling Capital Management LLC6,25215,902+9,6500.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/277,320284,444+7,1240.000.00+0.00buy
Ashton Thomas Private Wealth, LLC67,25573,302+6,0470.000.01+0.00buy
Cetera Investment Advisers14,86620,404+5,5380.000.00+0.00buy
FEDERATED HERMES, INC.6,61011,630+5,0200.000.00+0.00buy
Integrated Wealth Concepts LLC20,19124,610+4,4190.000.00+0.00buy
MACKENZIE FINANCIAL CORP11,34615,746+4,4000.000.00+0.00buy
Intellectus Partners, LLC22,39626,396+4,0000.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP04,000+4,0000.000.00+0.00buy
LCM Capital Management Inc12,00015,500+3,5000.010.03+0.02buy
Pallas Capital Advisors LLC42,31945,773+3,4540.000.01+0.00buy
NATIONAL BANK OF CANADA /FI/03,300+3,3000.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC02,853+2,8530.000.00+0.00buy
Parallel Advisors, LLC5,0007,597+2,5970.000.00+0.00buy
Optiver Holding B.V.02,366+2,3660.000.00+0.00buy
Allworth Financial LP7162,791+2,0750.000.00+0.00buy
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