| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 480,234 | 716,430 | +236,196 | 0.34 | 0.53 | +0.19 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 914,513 | 982,302 | +67,789 | 1.12 | 1.24 | +0.12 | buy |
| Apollon Financial, LLC | 17,241 | 78,913 | +61,672 | 0.10 | 0.42 | +0.32 | buy |
| Shaker Financial Services, LLC | 195,683 | 252,359 | +56,676 | 1.21 | 1.50 | +0.29 | buy |
| COHEN & STEERS, INC. | 114,450 | 124,450 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Consolidated Portfolio Review Corp | 150,095 | 155,982 | +5,887 | 0.51 | 0.63 | +0.11 | buy |
| RFG Advisory, LLC | 33,164 | 38,789 | +5,625 | 0.02 | 0.02 | +0.00 | buy |
| METEORA CAPITAL, LLC | 67,640 | 72,500 | +4,860 | 0.17 | 0.19 | +0.02 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 69,687 | 70,790 | +1,103 | 0.09 | 0.10 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 12,267 | 13,258 | +991 | 0.08 | 0.07 | -0.01 | buy |
| AQR Arbitrage LLC | 124,512 | 125,055 | +543 | 0.08 | 0.07 | -0.01 | buy |
| Modera Wealth Management, LLC | 10,754 | 10,877 | +123 | 0.00 | 0.00 | -0.00 | buy |
| CHANNEL WEALTH LLC | 12,375 | 11,396 | -979 | 0.09 | 0.07 | -0.02 | sell |
| Aviance Capital Partners, LLC | 68,637 | 67,181 | -1,456 | 0.22 | 0.15 | -0.07 | sell |
| AHL INVESTMENT MANAGEMENT, INC. | 266,707 | 264,063 | -2,644 | 3.28 | 3.12 | -0.16 | sell |
| Almitas Capital LLC | 534,905 | 448,869 | -86,036 | 2.76 | 2.85 | +0.09 | sell |
| SIT INVESTMENT ASSOCIATES INC | 367,423 | 214,181 | -153,242 | 0.14 | 0.08 | -0.06 | sell |
| 1607 Capital Partners, LLC | 1,521,424 | 879,824 | -641,600 | 1.60 | 1.10 | -0.50 | sell |