| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 480,234 | 716,430 | +236,196 | 0.34 | 0.53 | +0.19 | buy |
| PFG Investments, LLC | 0 | 155,550 | +155,550 | 0.00 | 0.14 | +0.14 | buy |
| WELLS FARGO & COMPANY/MN | 370,338 | 448,139 | +77,801 | 0.00 | 0.00 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 914,513 | 982,302 | +67,789 | 1.12 | 1.24 | +0.12 | buy |
| RIVERBRIDGE PARTNERS LLC | 0 | 64,554 | +64,554 | 0.00 | 0.01 | +0.01 | buy |
| Apollon Financial, LLC | 17,241 | 78,913 | +61,672 | 0.10 | 0.42 | +0.32 | buy |
| Shaker Financial Services, LLC | 195,683 | 252,359 | +56,676 | 1.21 | 1.50 | +0.29 | buy |
| Rareview Capital LLC | 0 | 52,647 | +52,647 | 0.00 | 0.80 | +0.80 | buy |
| Pathstone Holdings, LLC | 1,068,396 | 1,115,445 | +47,049 | 0.09 | 0.08 | -0.01 | buy |
| Invesco Ltd. | 418,414 | 459,420 | +41,006 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 37,482 | +37,482 | 0.00 | 0.19 | +0.19 | buy |
| LPL Financial LLC | 0 | 30,896 | +30,896 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 53,098 | 83,492 | +30,394 | 0.03 | 0.04 | +0.01 | buy |
| CAPTRUST FINANCIAL ADVISORS | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 27,333 | 46,870 | +19,537 | 0.01 | 0.01 | +0.00 | buy |
| Avior Wealth Management, LLC | 239 | 17,210 | +16,971 | 0.00 | 0.01 | +0.01 | buy |
| Cetera Investment Advisers | 0 | 12,896 | +12,896 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 809,099 | 821,071 | +11,972 | 0.02 | 0.02 | -0.00 | buy |
| OPPENHEIMER & CO INC | 24,047 | 34,941 | +10,894 | 0.01 | 0.01 | +0.00 | buy |
| COHEN & STEERS, INC. | 114,450 | 124,450 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 48,217 | 55,100 | +6,883 | 0.00 | 0.00 | -0.00 | buy |
| Consolidated Portfolio Review Corp | 150,095 | 155,982 | +5,887 | 0.51 | 0.63 | +0.11 | buy |
| HighTower Advisors, LLC | 21,575 | 27,269 | +5,694 | 0.00 | 0.00 | +0.00 | buy |
| RFG Advisory, LLC | 33,164 | 38,789 | +5,625 | 0.02 | 0.02 | +0.00 | buy |
| METEORA CAPITAL, LLC | 67,640 | 72,500 | +4,860 | 0.17 | 0.19 | +0.02 | buy |
| ROYAL BANK OF CANADA | 62,372 | 66,620 | +4,248 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 72,724 | 74,434 | +1,710 | 0.02 | 0.02 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 1,354 | +1,354 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 69,687 | 70,790 | +1,103 | 0.09 | 0.10 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 17,637 | 18,662 | +1,025 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 12,113 | 13,106 | +993 | 0.00 | 0.00 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 12,267 | 13,258 | +991 | 0.08 | 0.07 | -0.01 | buy |
| Advisory Services Network, LLC | 12,744 | 13,306 | +562 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 124,512 | 125,055 | +543 | 0.08 | 0.07 | -0.01 | buy |
| Rockefeller Capital Management L.P. | 15,000 | 15,200 | +200 | 0.00 | 0.00 | -0.00 | buy |
| BESSEMER GROUP INC | 553 | 734 | +181 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 372 | 506 | +134 | 0.00 | 0.00 | +0.00 | buy |
| Modera Wealth Management, LLC | 10,754 | 10,877 | +123 | 0.00 | 0.00 | -0.00 | buy |
| ASSETMARK, INC | 0 | 16 | +16 | 0.00 | 0.00 | +0.00 | buy |
| WHITTIER TRUST CO | 350 | 350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Curi Capital, LLC | 50,000 | 50,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 39,087 | 39,087 | 0 | 0.21 | 0.21 | +0.00 | hold |
| Eschler Asset Management LLP | 26,500 | 26,500 | 0 | 0.32 | 0.26 | -0.06 | hold |
| Atria Wealth Solutions, Inc. | 10,500 | 10,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Catalina Capital Group, LLC | 10,249 | 10,249 | 0 | 0.12 | 0.07 | -0.05 | hold |
| CHANNEL WEALTH LLC | 12,375 | 11,396 | -979 | 0.09 | 0.07 | -0.02 | sell |
| GUGGENHEIM CAPITAL LLC | 114,769 | 113,567 | -1,202 | 0.01 | 0.01 | -0.00 | sell |
| Aviance Capital Partners, LLC | 68,637 | 67,181 | -1,456 | 0.22 | 0.15 | -0.07 | sell |
| Advisors Asset Management, Inc. | 94,755 | 93,189 | -1,566 | 0.03 | 0.03 | -0.00 | sell |
| AHL INVESTMENT MANAGEMENT, INC. | 266,707 | 264,063 | -2,644 | 3.28 | 3.12 | -0.16 | sell |
| TRUIST FINANCIAL CORP | 18,605 | 15,872 | -2,733 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 49,998 | 44,478 | -5,520 | 0.00 | 0.00 | +0.00 | sell |
| WEDBUSH SECURITIES INC | 10,748 | 0 | -10,748 | 0.01 | 0.00 | -0.01 | sell |
| Janney Montgomery Scott LLC | 13,327 | 0 | -13,327 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 15,340 | 0 | -15,340 | 0.00 | 0.00 | -0.00 | sell |
| Concurrent Investment Advisors, LLC | 16,861 | 0 | -16,861 | 0.01 | 0.00 | -0.01 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,129 | 0 | -18,129 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 41,868 | 20,339 | -21,529 | 0.00 | 0.00 | -0.00 | sell |
| Accuvest Global Advisors | 24,283 | 0 | -24,283 | 0.39 | 0.00 | -0.39 | sell |
| Almitas Capital LLC | 534,905 | 448,869 | -86,036 | 2.76 | 2.85 | +0.09 | sell |
| Saba Capital Management, L.P. | 90,807 | 0 | -90,807 | 0.03 | 0.00 | -0.03 | sell |
| Logan Stone Capital, LLC | 110,708 | 0 | -110,708 | 0.34 | 0.00 | -0.34 | sell |
| SIT INVESTMENT ASSOCIATES INC | 367,423 | 214,181 | -153,242 | 0.14 | 0.08 | -0.06 | sell |
| MORGAN STANLEY | 2,280,014 | 2,121,217 | -158,797 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 1,521,424 | 879,824 | -641,600 | 1.60 | 1.10 | -0.50 | sell |