| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 654,638 | 699,125 | +44,487 | 0.24 | 0.27 | +0.03 | buy |
| HAZLETT, BURT & WATSON, INC. | 102,039 | 133,851 | +31,812 | 0.73 | 0.99 | +0.26 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 367,508 | 398,732 | +31,224 | 0.59 | 0.70 | +0.11 | buy |
| Secure Asset Management, LLC | 69,156 | 82,531 | +13,375 | 0.17 | 0.27 | +0.11 | buy |
| Apollon Financial, LLC | 94,783 | 102,914 | +8,131 | 0.38 | 0.40 | +0.02 | buy |
| RIVERBRIDGE PARTNERS LLC | 68,071 | 75,567 | +7,496 | 0.01 | 0.02 | +0.01 | buy |
| Aviance Capital Partners, LLC | 59,297 | 66,572 | +7,275 | 0.13 | 0.15 | +0.02 | buy |
| Rareview Capital LLC | 113,151 | 117,373 | +4,222 | 1.37 | 1.23 | -0.14 | buy |
| Avior Wealth Management, LLC | 23,879 | 26,131 | +2,252 | 0.01 | 0.02 | +0.00 | buy |
| NOVEM GROUP | 16,402 | 17,423 | +1,021 | 0.04 | 0.04 | +0.00 | buy |
| Modera Wealth Management, LLC | 13,296 | 13,458 | +162 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 164,559 | 164,585 | +26 | 0.85 | 0.92 | +0.07 | buy |
| Catalina Capital Group, LLC | 27,569 | 27,456 | -113 | 0.15 | 0.30 | +0.16 | sell |
| AHL INVESTMENT MANAGEMENT, INC. | 307,233 | 303,749 | -3,484 | 3.47 | 3.45 | -0.02 | sell |
| 1607 Capital Partners, LLC | 1,954,798 | 1,950,698 | -4,100 | 2.53 | 2.59 | +0.06 | sell |
| Consolidated Portfolio Review Corp | 137,058 | 127,932 | -9,126 | 0.35 | 0.34 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 713,262 | 649,178 | -64,084 | 0.55 | 0.57 | +0.01 | sell |
| Shaker Financial Services, LLC | 244,735 | 117,697 | -127,038 | 1.52 | 0.75 | -0.77 | sell |
| Almitas Capital LLC | 462,098 | 196,468 | -265,630 | 1.63 | 1.07 | -0.56 | sell |