| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| UBS Group AG | 36,096 | 460,002 | +423,906 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 126,566 | 245,819 | +119,253 | 0.04 | 0.08 | +0.04 | buy |
| Kovitz Investment Group Partners, LLC | 630,308 | 715,661 | +85,353 | 0.05 | 0.06 | +0.01 | buy |
| Pathstone Holdings, LLC | 1,767,126 | 1,814,282 | +47,156 | 0.13 | 0.13 | +0.00 | buy |
| RFG Advisory, LLC | 0 | 44,963 | +44,963 | 0.00 | 0.02 | +0.02 | buy |
| SIT INVESTMENT ASSOCIATES INC | 654,638 | 699,125 | +44,487 | 0.24 | 0.27 | +0.03 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 134,906 | 176,180 | +41,274 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 586,450 | 621,580 | +35,130 | 0.00 | 0.00 | +0.00 | buy |
| HAZLETT, BURT & WATSON, INC. | 102,039 | 133,851 | +31,812 | 0.73 | 0.99 | +0.26 | buy |
| LPL Financial LLC | 67,499 | 98,876 | +31,377 | 0.00 | 0.00 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 367,508 | 398,732 | +31,224 | 0.59 | 0.70 | +0.11 | buy |
| RAYMOND JAMES FINANCIAL INC | 204,454 | 219,400 | +14,946 | 0.00 | 0.00 | +0.00 | buy |
| Secure Asset Management, LLC | 69,156 | 82,531 | +13,375 | 0.17 | 0.27 | +0.11 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 15,751 | 24,983 | +9,232 | 0.00 | 0.00 | +0.00 | buy |
| Apollon Financial, LLC | 94,783 | 102,914 | +8,131 | 0.38 | 0.40 | +0.02 | buy |
| RIVERBRIDGE PARTNERS LLC | 68,071 | 75,567 | +7,496 | 0.01 | 0.02 | +0.01 | buy |
| Aviance Capital Partners, LLC | 59,297 | 66,572 | +7,275 | 0.13 | 0.15 | +0.02 | buy |
| Rockefeller Capital Management L.P. | 25,885 | 32,546 | +6,661 | 0.00 | 0.00 | +0.00 | buy |
| Rareview Capital LLC | 113,151 | 117,373 | +4,222 | 1.37 | 1.23 | -0.14 | buy |
| OPPENHEIMER & CO INC | 53,618 | 56,110 | +2,492 | 0.01 | 0.01 | +0.00 | buy |
| Avior Wealth Management, LLC | 23,879 | 26,131 | +2,252 | 0.01 | 0.02 | +0.00 | buy |
| COMERICA BANK | 327 | 2,448 | +2,121 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 16,760 | 18,242 | +1,482 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 269 | 1,521 | +1,252 | 0.00 | 0.00 | +0.00 | buy |
| NOVEM GROUP | 16,402 | 17,423 | +1,021 | 0.04 | 0.04 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 729 | +729 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 111,261 | 111,919 | +658 | 0.00 | 0.00 | +0.00 | buy |
| Wilmington Savings Fund Society, FSB | 0 | 611 | +611 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 16,889 | 17,276 | +387 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 360 | +360 | 0.00 | 0.00 | +0.00 | buy |
| Migdal Insurance & Financial Holdings Ltd. | 0 | 196 | +196 | 0.00 | 0.00 | +0.00 | buy |
| Modera Wealth Management, LLC | 13,296 | 13,458 | +162 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 143 | +143 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 23,856 | 23,963 | +107 | 0.01 | 0.01 | +0.00 | buy |
| COLDSTREAM CAPITAL MANAGEMENT INC | 0 | 90 | +90 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 164,559 | 164,585 | +26 | 0.85 | 0.92 | +0.07 | buy |
| COHEN & STEERS, INC. | 292,450 | 292,450 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CWM, LLC | 78 | 0 | -78 | 0.00 | 0.00 | -0.00 | sell |
| WPG Advisers, LLC | 370 | 264 | -106 | 0.01 | 0.00 | -0.00 | sell |
| Catalina Capital Group, LLC | 27,569 | 27,456 | -113 | 0.15 | 0.30 | +0.16 | sell |
| Mariner, LLC | 20,348 | 20,103 | -245 | 0.00 | 0.00 | +0.00 | sell |
| CHOREO, LLC | 40,722 | 40,340 | -382 | 0.01 | 0.01 | +0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,442 | 0 | -1,442 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 31,390 | 29,140 | -2,250 | 0.00 | 0.00 | -0.00 | sell |
| AHL INVESTMENT MANAGEMENT, INC. | 307,233 | 303,749 | -3,484 | 3.47 | 3.45 | -0.02 | sell |
| 1607 Capital Partners, LLC | 1,954,798 | 1,950,698 | -4,100 | 2.53 | 2.59 | +0.06 | sell |
| Consolidated Portfolio Review Corp | 137,058 | 127,932 | -9,126 | 0.35 | 0.34 | -0.01 | sell |
| Black Maple Capital Management LP | 11,225 | 0 | -11,225 | 0.14 | 0.00 | -0.14 | sell |
| OSAIC HOLDINGS, INC. | 33,015 | 19,386 | -13,629 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 14,143 | 0 | -14,143 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 14,438 | 0 | -14,438 | 0.00 | 0.00 | -0.00 | sell |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 15,496 | 0 | -15,496 | 0.04 | 0.00 | -0.04 | sell |
| Jefferies Financial Group Inc. | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 356,298 | 327,575 | -28,723 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 692,116 | 634,128 | -57,988 | 0.02 | 0.02 | +0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 713,262 | 649,178 | -64,084 | 0.55 | 0.57 | +0.01 | sell |
| MORGAN STANLEY | 1,726,004 | 1,622,354 | -103,650 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 244,735 | 117,697 | -127,038 | 1.52 | 0.75 | -0.77 | sell |
| Almitas Capital LLC | 462,098 | 196,468 | -265,630 | 1.64 | 1.07 | -0.56 | sell |