| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Almitas Capital LLC | 448,869 | 526,474 | +77,605 | 2.85 | 3.36 | +0.50 | buy |
| 1607 Capital Partners, LLC | 879,824 | 923,424 | +43,600 | 1.10 | 1.27 | +0.16 | buy |
| AHL INVESTMENT MANAGEMENT, INC. | 264,063 | 301,707 | +37,644 | 3.12 | 3.39 | +0.28 | buy |
| Catalina Capital Group, LLC | 10,249 | 26,537 | +16,288 | 0.07 | 0.15 | +0.09 | buy |
| METEORA CAPITAL, LLC | 72,500 | 86,984 | +14,484 | 0.19 | 0.25 | +0.06 | buy |
| Apollon Financial, LLC | 78,913 | 91,121 | +12,208 | 0.42 | 0.45 | +0.03 | buy |
| Shaker Financial Services, LLC | 252,359 | 256,343 | +3,984 | 1.50 | 1.59 | +0.09 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 70,790 | 74,038 | +3,248 | 0.10 | 0.10 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 64,554 | 66,740 | +2,186 | 0.01 | 0.01 | +0.00 | buy |
| Rareview Capital LLC | 52,647 | 52,888 | +241 | 0.80 | 0.78 | -0.02 | buy |
| Modera Wealth Management, LLC | 10,877 | 11,002 | +125 | 0.00 | 0.00 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 716,430 | 716,508 | +78 | 0.53 | 0.52 | -0.01 | buy |
| Aviance Capital Partners, LLC | 67,181 | 64,600 | -2,581 | 0.15 | 0.14 | -0.01 | sell |
| Bulldog Investors, LLP | 37,482 | 20,310 | -17,172 | 0.19 | 0.12 | -0.07 | sell |
| Consolidated Portfolio Review Corp | 155,982 | 137,434 | -18,548 | 0.63 | 0.49 | -0.14 | sell |
| AQR Arbitrage LLC | 125,055 | 93,156 | -31,899 | 0.07 | 0.04 | -0.03 | sell |
| SIT INVESTMENT ASSOCIATES INC | 214,181 | 150,283 | -63,898 | 0.08 | 0.05 | -0.02 | sell |
| PFG Investments, LLC | 155,550 | 10,200 | -145,350 | 0.14 | 0.01 | -0.13 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 982,302 | 653,682 | -328,620 | 1.24 | 0.86 | -0.39 | sell |