| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 398,732 | 541,732 | +143,000 | 0.70 | 0.85 | +0.14 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 649,178 | 739,278 | +90,100 | 0.57 | 0.69 | +0.12 | buy |
| 1607 Capital Partners, LLC | 1,950,698 | 2,017,823 | +67,125 | 2.59 | 2.75 | +0.16 | buy |
| Shaker Financial Services, LLC | 117,697 | 158,365 | +40,668 | 0.75 | 0.97 | +0.21 | buy |
| HAZLETT, BURT & WATSON, INC. | 133,851 | 148,518 | +14,667 | 0.99 | 1.02 | +0.03 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 164,585 | 173,562 | +8,977 | 0.92 | 1.04 | +0.12 | buy |
| SIT INVESTMENT ASSOCIATES INC | 699,125 | 706,787 | +7,662 | 0.27 | 0.25 | -0.02 | buy |
| RFG Advisory, LLC | 44,963 | 51,583 | +6,620 | 0.02 | 0.02 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 75,567 | 78,388 | +2,821 | 0.02 | 0.02 | +0.00 | buy |
| Aviance Capital Partners, LLC | 66,572 | 68,621 | +2,049 | 0.15 | 0.15 | -0.00 | buy |
| Apollon Financial, LLC | 102,914 | 104,146 | +1,232 | 0.40 | 0.37 | -0.03 | buy |
| Modera Wealth Management, LLC | 13,458 | 13,624 | +166 | 0.00 | 0.00 | -0.00 | buy |
| Secure Asset Management, LLC | 82,531 | 82,581 | +50 | 0.27 | 0.26 | -0.02 | buy |
| Catalina Capital Group, LLC | 27,456 | 25,306 | -2,150 | 0.30 | 0.29 | -0.01 | sell |
| AHL INVESTMENT MANAGEMENT, INC. | 303,749 | 287,301 | -16,448 | 3.45 | 3.23 | -0.22 | sell |
| Almitas Capital LLC | 196,468 | 178,271 | -18,197 | 1.07 | 0.76 | -0.32 | sell |
| COHEN & STEERS, INC. | 292,450 | 252,450 | -40,000 | 0.01 | 0.01 | -0.00 | sell |
| Rareview Capital LLC | 117,373 | 45,750 | -71,623 | 1.23 | 0.49 | -0.74 | sell |
| Consolidated Portfolio Review Corp | 127,932 | 11,553 | -116,379 | 0.34 | 0.03 | -0.31 | sell |