| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 1,950,698 | 2,017,823 | +67,125 | 2.59 | 2.75 | +0.16 | buy |
| MORGAN STANLEY | 1,622,354 | 1,538,770 | -83,584 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 1,814,282 | 1,525,789 | -288,493 | 0.13 | 0.10 | -0.03 | sell |
| Kovitz Investment Group Partners, LLC | 715,661 | 791,103 | +75,442 | 0.06 | 0.06 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 649,178 | 739,278 | +90,100 | 0.57 | 0.69 | +0.12 | buy |
| SIT INVESTMENT ASSOCIATES INC | 699,125 | 706,787 | +7,662 | 0.27 | 0.25 | -0.02 | buy |
| Allspring Global Investments Holdings, LLC | 634,128 | 634,128 | 0 | 0.02 | 0.02 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 621,580 | 597,605 | -23,975 | 0.00 | 0.00 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 398,732 | 541,732 | +143,000 | 0.70 | 0.85 | +0.14 | buy |
| UBS Group AG | 460,002 | 502,661 | +42,659 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 327,575 | 344,136 | +16,561 | 0.00 | 0.00 | -0.00 | buy |
| Advisors Asset Management, Inc. | 245,819 | 308,177 | +62,358 | 0.08 | 0.09 | +0.02 | buy |
| AHL INVESTMENT MANAGEMENT, INC. | 303,749 | 287,301 | -16,448 | 3.45 | 3.23 | -0.22 | sell |
| COHEN & STEERS, INC. | 292,450 | 252,450 | -40,000 | 0.01 | 0.01 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 219,400 | 224,271 | +4,871 | 0.00 | 0.00 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 176,180 | 185,883 | +9,703 | 0.00 | 0.00 | -0.00 | buy |
| Almitas Capital LLC | 196,468 | 178,271 | -18,197 | 1.07 | 0.76 | -0.32 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 164,585 | 173,562 | +8,977 | 0.92 | 1.04 | +0.12 | buy |
| Shaker Financial Services, LLC | 117,697 | 158,365 | +40,668 | 0.75 | 0.97 | +0.21 | buy |
| HAZLETT, BURT & WATSON, INC. | 133,851 | 148,518 | +14,667 | 0.99 | 1.02 | +0.03 | buy |
| ROYAL BANK OF CANADA | 111,919 | 114,429 | +2,510 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 98,876 | 112,722 | +13,846 | 0.00 | 0.00 | -0.00 | buy |
| Apollon Financial, LLC | 102,914 | 104,146 | +1,232 | 0.40 | 0.37 | -0.03 | buy |
| Secure Asset Management, LLC | 82,531 | 82,581 | +50 | 0.27 | 0.26 | -0.02 | buy |
| RIVERBRIDGE PARTNERS LLC | 75,567 | 78,388 | +2,821 | 0.02 | 0.02 | +0.00 | buy |
| Aviance Capital Partners, LLC | 66,572 | 68,621 | +2,049 | 0.15 | 0.15 | -0.00 | buy |
| OPPENHEIMER & CO INC | 56,110 | 56,517 | +407 | 0.01 | 0.01 | -0.00 | buy |
| RFG Advisory, LLC | 44,963 | 51,583 | +6,620 | 0.02 | 0.02 | +0.00 | buy |
| Rareview Capital LLC | 117,373 | 45,750 | -71,623 | 1.23 | 0.49 | -0.74 | sell |
| Rockefeller Capital Management L.P. | 32,546 | 32,758 | +212 | 0.00 | 0.00 | -0.00 | buy |
| CHOREO, LLC | 40,340 | 25,437 | -14,903 | 0.01 | 0.01 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 24,983 | 25,383 | +400 | 0.00 | 0.00 | -0.00 | buy |
| Catalina Capital Group, LLC | 27,456 | 25,306 | -2,150 | 0.30 | 0.29 | -0.01 | sell |
| Steward Partners Investment Advisory, LLC | 29,140 | 23,567 | -5,573 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 19,386 | 21,372 | +1,986 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 18,242 | 20,967 | +2,725 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 20,103 | 20,106 | +3 | 0.00 | 0.00 | -0.00 | buy |
| Advisory Services Network, LLC | 23,963 | 19,112 | -4,851 | 0.01 | 0.01 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 17,276 | 18,231 | +955 | 0.00 | 0.00 | -0.00 | buy |
| Modera Wealth Management, LLC | 13,458 | 13,624 | +166 | 0.00 | 0.00 | -0.00 | buy |
| Consolidated Portfolio Review Corp | 127,932 | 11,553 | -116,379 | 0.34 | 0.03 | -0.31 | sell |
| Cetera Investment Advisers | 0 | 11,002 | +11,002 | 0.00 | 0.00 | +0.00 | buy |
| TWIN PEAKS WEALTH ADVISORS, LLC | 0 | 8,609 | +8,609 | 0.00 | 0.05 | +0.05 | buy |
| Geneos Wealth Management Inc. | 1,521 | 1,492 | -29 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 2,448 | 1,248 | -1,200 | 0.00 | 0.00 | -0.00 | sell |
| Migdal Insurance & Financial Holdings Ltd. | 196 | 196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WPG Advisers, LLC | 264 | 191 | -73 | 0.00 | 0.00 | -0.00 | sell |
| COLDSTREAM CAPITAL MANAGEMENT INC | 90 | 0 | -90 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 360 | 0 | -360 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 143 | 0 | -143 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 26,131 | 0 | -26,131 | 0.02 | 0.00 | -0.02 | sell |
| CoreCap Advisors, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| NOVEM GROUP | 17,423 | 0 | -17,423 | 0.04 | 0.00 | -0.04 | sell |
| US BANCORP \DE\ | 729 | 0 | -729 | 0.00 | 0.00 | -0.00 | sell |
| Wilmington Savings Fund Society, FSB | 611 | 0 | -611 | 0.00 | 0.00 | -0.00 | sell |