| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Kovitz Investment Group Partners, LLC | 0 | 596,350 | +596,350 | 0.00 | 0.07 | +0.07 | buy |
| Pathstone Holdings, LLC | 1,293,361 | 1,569,418 | +276,057 | 0.09 | 0.12 | +0.03 | buy |
| SIT INVESTMENT ASSOCIATES INC | 150,283 | 383,426 | +233,143 | 0.05 | 0.14 | +0.09 | buy |
| MORGAN STANLEY | 2,112,760 | 2,205,484 | +92,724 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 516,295 | 576,844 | +60,549 | 0.00 | 0.00 | +0.00 | buy |
| Rareview Capital LLC | 52,888 | 103,025 | +50,137 | 0.78 | 1.29 | +0.51 | buy |
| HAZLETT, BURT & WATSON, INC. | 0 | 34,815 | +34,815 | 0.00 | 0.27 | +0.27 | buy |
| Secure Asset Management, LLC | 41,175 | 65,464 | +24,289 | 0.12 | 0.18 | +0.07 | buy |
| ROYAL BANK OF CANADA | 63,696 | 87,645 | +23,949 | 0.00 | 0.00 | +0.00 | buy |
| Tidal Investments LLC | 0 | 18,716 | +18,716 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 124,450 | 137,645 | +13,195 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 0 | 12,006 | +12,006 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 0 | 11,561 | +11,561 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 44,145 | 52,341 | +8,196 | 0.01 | 0.01 | +0.00 | buy |
| Avior Wealth Management, LLC | 19,419 | 23,590 | +4,171 | 0.01 | 0.02 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 3,053 | +3,053 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 43,155 | 46,106 | +2,951 | 0.00 | 0.00 | +0.00 | buy |
| Modera Wealth Management, LLC | 11,002 | 13,139 | +2,137 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 14,001 | 15,928 | +1,927 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 18,801 | 20,168 | +1,367 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 27,119 | 28,257 | +1,138 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 66,740 | 67,854 | +1,114 | 0.01 | 0.02 | +0.00 | buy |
| Catalina Capital Group, LLC | 26,537 | 27,589 | +1,052 | 0.15 | 0.16 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 27,024 | 28,062 | +1,038 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 15,925 | 16,938 | +1,013 | 0.00 | 0.00 | +0.00 | buy |
| Migdal Insurance & Financial Holdings Ltd. | 0 | 196 | +196 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 0 | 78 | +78 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 765 | 832 | +67 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 300 | 327 | +27 | 0.00 | 0.00 | +0.00 | buy |
| WHITTIER TRUST CO | 350 | 350 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Advisory Services Network, LLC | 21,403 | 21,403 | 0 | 0.01 | 0.01 | 0.00 | hold |
| Black Maple Capital Management LP | 13,000 | 13,000 | 0 | 0.15 | 0.16 | +0.02 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 39,087 | 39,087 | 0 | 0.22 | 0.22 | +0.01 | hold |
| IFP Advisors, Inc | 1,383 | 1,383 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 98,000 | 98,000 | 0 | 0.74 | 0.80 | +0.05 | hold |
| Rockefeller Capital Management L.P. | 24,450 | 24,420 | -30 | 0.00 | 0.00 | +0.00 | sell |
| Apollon Financial, LLC | 91,121 | 90,852 | -269 | 0.45 | 0.45 | -0.01 | sell |
| Mariner, LLC | 21,317 | 20,345 | -972 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 92,246 | 91,249 | -997 | 0.03 | 0.03 | +0.00 | sell |
| Consolidated Portfolio Review Corp | 137,434 | 136,309 | -1,125 | 0.49 | 0.51 | +0.02 | sell |
| TRUIST FINANCIAL CORP | 15,872 | 14,143 | -1,729 | 0.00 | 0.00 | +0.00 | sell |
| OSAIC HOLDINGS, INC. | 36,999 | 35,090 | -1,909 | 0.00 | 0.00 | -0.00 | sell |
| AHL INVESTMENT MANAGEMENT, INC. | 301,707 | 298,996 | -2,711 | 3.39 | 3.45 | +0.06 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 716,508 | 713,308 | -3,200 | 0.52 | 0.58 | +0.06 | sell |
| UBS Group AG | 44,957 | 39,708 | -5,249 | 0.00 | 0.00 | -0.00 | sell |
| Aviance Capital Partners, LLC | 64,600 | 57,815 | -6,785 | 0.14 | 0.13 | -0.01 | sell |
| PFG Investments, LLC | 10,200 | 0 | -10,200 | 0.01 | 0.00 | -0.01 | sell |
| Atria Wealth Solutions, Inc. | 10,500 | 0 | -10,500 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,108 | 0 | -12,108 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 923,424 | 910,524 | -12,900 | 1.27 | 1.39 | +0.12 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 653,682 | 639,387 | -14,295 | 0.86 | 0.93 | +0.07 | sell |
| Invesco Ltd. | 414,081 | 399,351 | -14,730 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 256,343 | 236,595 | -19,748 | 1.59 | 1.49 | -0.10 | sell |
| Bulldog Investors, LLP | 20,310 | 0 | -20,310 | 0.12 | 0.00 | -0.12 | sell |
| Logan Stone Capital, LLC | 29,899 | 0 | -29,899 | 0.12 | 0.00 | -0.12 | sell |
| Walleye Capital LLC | 50,577 | 17,342 | -33,235 | 0.01 | 0.00 | -0.01 | sell |
| Saba Capital Management, L.P. | 34,203 | 0 | -34,203 | 0.01 | 0.00 | -0.01 | sell |
| Almitas Capital LLC | 526,474 | 491,022 | -35,452 | 3.36 | 2.90 | -0.45 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 40,176 | 0 | -40,176 | 0.02 | 0.00 | -0.02 | sell |
| GUGGENHEIM CAPITAL LLC | 69,858 | 18,016 | -51,842 | 0.01 | 0.00 | -0.01 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 74,038 | 18,543 | -55,495 | 0.10 | 0.03 | -0.06 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 76,065 | 0 | -76,065 | 0.02 | 0.00 | -0.02 | sell |
| AQR Arbitrage LLC | 93,156 | 14,785 | -78,371 | 0.04 | 0.01 | -0.03 | sell |
| METEORA CAPITAL, LLC | 86,984 | 0 | -86,984 | 0.25 | 0.00 | -0.25 | sell |
| Allspring Global Investments Holdings, LLC | 1,182,369 | 1,051,369 | -131,000 | 0.03 | 0.03 | -0.00 | sell |
| Atlas Wealth LLC | 348,638 | 0 | -348,638 | 0.83 | 0.00 | -0.83 | sell |