| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 2,017,823 | 1,962,923 | -54,900 | 2.75 | 2.47 | -0.28 | sell |
| MORGAN STANLEY | 1,538,770 | 1,481,003 | -57,767 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 1,525,789 | 1,213,971 | -311,818 | 0.10 | 0.08 | -0.02 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 739,278 | 739,278 | 0 | 0.69 | 0.70 | +0.02 | hold |
| Kovitz Investment Group Partners, LLC | 791,103 | 728,757 | -62,346 | 0.06 | 0.05 | -0.01 | sell |
| SIT INVESTMENT ASSOCIATES INC | 706,787 | 706,787 | 0 | 0.25 | 0.24 | -0.01 | hold |
| Allspring Global Investments Holdings, LLC | 634,128 | 614,386 | -19,742 | 0.02 | 0.02 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 597,605 | 610,575 | +12,970 | 0.00 | 0.00 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 541,732 | 534,399 | -7,333 | 0.85 | 0.66 | -0.19 | sell |
| UBS Group AG | 502,661 | 492,324 | -10,337 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 308,177 | 345,570 | +37,393 | 0.09 | 0.10 | +0.01 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 173,562 | 321,346 | +147,784 | 1.04 | 1.84 | +0.80 | buy |
| Invesco Ltd. | 344,136 | 316,058 | -28,078 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 252,450 | 262,450 | +10,000 | 0.01 | 0.01 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 224,271 | 241,875 | +17,604 | 0.00 | 0.00 | -0.00 | buy |
| SEVEN MILE ADVISORY | 0 | 209,460 | +209,460 | 0.00 | 0.57 | +0.57 | buy |
| LPL Financial LLC | 112,722 | 200,430 | +87,708 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 185,883 | 195,279 | +9,396 | 0.00 | 0.00 | +0.00 | buy |
| Shaker Financial Services, LLC | 158,365 | 189,467 | +31,102 | 0.97 | 1.09 | +0.12 | buy |
| HAZLETT, BURT & WATSON, INC. | 148,518 | 162,504 | +13,986 | 1.02 | 0.96 | -0.06 | buy |
| ROYAL BANK OF CANADA | 114,429 | 123,139 | +8,710 | 0.00 | 0.00 | -0.00 | buy |
| AHL INVESTMENT MANAGEMENT, INC. | 287,301 | 120,618 | -166,683 | 3.23 | 1.38 | -1.85 | sell |
| Apollon Financial, LLC | 104,146 | 104,678 | +532 | 0.37 | 0.29 | -0.08 | buy |
| Secure Asset Management, LLC | 82,581 | 85,665 | +3,084 | 0.26 | 0.24 | -0.02 | buy |
| RIVERBRIDGE PARTNERS LLC | 78,388 | 80,185 | +1,797 | 0.02 | 0.02 | +0.00 | buy |
| Aviance Capital Partners, LLC | 68,621 | 70,757 | +2,136 | 0.15 | 0.14 | -0.01 | buy |
| OPPENHEIMER & CO INC | 56,517 | 57,017 | +500 | 0.01 | 0.01 | -0.00 | buy |
| Rareview Capital LLC | 45,750 | 51,876 | +6,126 | 0.49 | 0.53 | +0.05 | buy |
| RFG Advisory, LLC | 51,583 | 48,170 | -3,413 | 0.02 | 0.02 | -0.00 | sell |
| CHOREO, LLC | 25,437 | 43,004 | +17,567 | 0.01 | 0.01 | +0.00 | buy |
| Almitas Capital LLC | 178,271 | 39,115 | -139,156 | 0.76 | 0.15 | -0.61 | sell |
| Rockefeller Capital Management L.P. | 32,758 | 36,219 | +3,461 | 0.00 | 0.00 | -0.00 | buy |
| Catalina Capital Group, LLC | 25,306 | 25,306 | 0 | 0.29 | 0.26 | -0.03 | hold |
| Steward Partners Investment Advisory, LLC | 23,567 | 24,067 | +500 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 20,967 | 24,029 | +3,062 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 21,974 | +21,974 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 21,372 | 21,469 | +97 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 25,383 | 20,286 | -5,097 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 20,106 | 19,782 | -324 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 18,231 | 19,201 | +970 | 0.00 | 0.00 | -0.00 | buy |
| Advisory Services Network, LLC | 19,112 | 19,112 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Cetera Investment Advisers | 11,002 | 12,668 | +1,666 | 0.00 | 0.00 | -0.00 | buy |
| Consolidated Portfolio Review Corp | 11,553 | 10,776 | -777 | 0.03 | 0.02 | -0.00 | sell |
| COMERICA BANK | 1,248 | 1,242 | -6 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 308,177 | 841 | -307,336 | 0.09 | 0.00 | -0.09 | sell |
| Migdal Insurance & Financial Holdings Ltd. | 196 | 196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WPG Advisers, LLC | 191 | 195 | +4 | 0.00 | 0.00 | -0.00 | buy |
| Modera Wealth Management, LLC | 13,624 | 0 | -13,624 | 0.00 | 0.00 | -0.00 | sell |
| Geneos Wealth Management Inc. | 1,492 | 0 | -1,492 | 0.00 | 0.00 | -0.00 | sell |
| TWIN PEAKS WEALTH ADVISORS, LLC | 8,609 | 0 | -8,609 | 0.05 | 0.00 | -0.05 | sell |