| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 910,524 | 1,954,798 | +1,044,274 | 1.39 | 2.53 | +1.14 | buy |
| SIT INVESTMENT ASSOCIATES INC | 383,426 | 654,638 | +271,212 | 0.14 | 0.24 | +0.10 | buy |
| Pathstone Holdings, LLC | 1,569,418 | 1,767,126 | +197,708 | 0.12 | 0.13 | +0.01 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 164,559 | +164,559 | 0.00 | 0.85 | +0.85 | buy |
| COHEN & STEERS, INC. | 137,645 | 292,450 | +154,805 | 0.00 | 0.01 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 134,906 | +134,906 | 0.00 | 0.00 | +0.00 | buy |
| HAZLETT, BURT & WATSON, INC. | 34,815 | 102,039 | +67,224 | 0.27 | 0.73 | +0.46 | buy |
| CHOREO, LLC | 0 | 40,722 | +40,722 | 0.00 | 0.01 | +0.01 | buy |
| Advisors Asset Management, Inc. | 91,249 | 126,566 | +35,317 | 0.03 | 0.04 | +0.01 | buy |
| Kovitz Investment Group Partners, LLC | 596,350 | 630,308 | +33,958 | 0.07 | 0.05 | -0.02 | buy |
| ROYAL BANK OF CANADA | 87,645 | 111,261 | +23,616 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 46,106 | 67,499 | +21,393 | 0.00 | 0.00 | +0.00 | buy |
| Jefferies Financial Group Inc. | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0 | 15,496 | +15,496 | 0.00 | 0.04 | +0.04 | buy |
| Rareview Capital LLC | 103,025 | 113,151 | +10,126 | 1.29 | 1.37 | +0.08 | buy |
| WELLS FARGO & COMPANY/MN | 576,844 | 586,450 | +9,606 | 0.00 | 0.00 | -0.00 | buy |
| AHL INVESTMENT MANAGEMENT, INC. | 298,996 | 307,233 | +8,237 | 3.45 | 3.47 | +0.02 | buy |
| Shaker Financial Services, LLC | 236,595 | 244,735 | +8,140 | 1.49 | 1.52 | +0.03 | buy |
| Janney Montgomery Scott LLC | 11,561 | 16,760 | +5,199 | 0.00 | 0.00 | +0.00 | buy |
| Apollon Financial, LLC | 90,852 | 94,783 | +3,931 | 0.45 | 0.38 | -0.07 | buy |
| Secure Asset Management, LLC | 65,464 | 69,156 | +3,692 | 0.18 | 0.17 | -0.02 | buy |
| Steward Partners Investment Advisory, LLC | 28,062 | 31,390 | +3,328 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 21,403 | 23,856 | +2,453 | 0.01 | 0.01 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 12,006 | 14,438 | +2,432 | 0.00 | 0.00 | +0.00 | buy |
| Aviance Capital Partners, LLC | 57,815 | 59,297 | +1,482 | 0.13 | 0.13 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 24,420 | 25,885 | +1,465 | 0.00 | 0.00 | -0.00 | buy |
| OPPENHEIMER & CO INC | 52,341 | 53,618 | +1,277 | 0.01 | 0.01 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 15,928 | 16,889 | +961 | 0.00 | 0.00 | +0.00 | buy |
| Consolidated Portfolio Review Corp | 136,309 | 137,058 | +749 | 0.51 | 0.35 | -0.16 | buy |
| Avior Wealth Management, LLC | 23,590 | 23,879 | +289 | 0.02 | 0.01 | -0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 269 | +269 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 67,854 | 68,071 | +217 | 0.02 | 0.01 | -0.00 | buy |
| Modera Wealth Management, LLC | 13,139 | 13,296 | +157 | 0.00 | 0.00 | -0.00 | buy |
| Mariner, LLC | 20,345 | 20,348 | +3 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 78 | 78 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 327 | 327 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUIST FINANCIAL CORP | 14,143 | 14,143 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Catalina Capital Group, LLC | 27,589 | 27,569 | -20 | 0.16 | 0.15 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 713,308 | 713,262 | -46 | 0.58 | 0.55 | -0.02 | sell |
| Migdal Insurance & Financial Holdings Ltd. | 196 | 0 | -196 | 0.00 | 0.00 | -0.00 | sell |
| WHITTIER TRUST CO | 350 | 0 | -350 | 0.00 | 0.00 | -0.00 | sell |
| BESSEMER GROUP INC | 832 | 0 | -832 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 1,383 | 0 | -1,383 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,053 | 1,442 | -1,611 | 0.01 | 0.00 | -0.01 | sell |
| Black Maple Capital Management LP | 13,000 | 11,225 | -1,775 | 0.16 | 0.14 | -0.03 | sell |
| OSAIC HOLDINGS, INC. | 35,090 | 33,015 | -2,075 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 39,708 | 36,096 | -3,612 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 20,168 | 15,751 | -4,417 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 14,785 | 0 | -14,785 | 0.01 | 0.00 | -0.01 | sell |
| Cetera Investment Advisers | 16,938 | 0 | -16,938 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 17,342 | 0 | -17,342 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 18,016 | 0 | -18,016 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,543 | 0 | -18,543 | 0.03 | 0.00 | -0.03 | sell |
| Tidal Investments LLC | 18,716 | 0 | -18,716 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 28,257 | 0 | -28,257 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 491,022 | 462,098 | -28,924 | 2.90 | 1.64 | -1.27 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 39,087 | 0 | -39,087 | 0.22 | 0.00 | -0.22 | sell |
| Invesco Ltd. | 399,351 | 356,298 | -43,053 | 0.00 | 0.00 | -0.00 | sell |
| Matisse Capital | 98,000 | 0 | -98,000 | 0.80 | 0.00 | -0.80 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 639,387 | 367,508 | -271,879 | 0.93 | 0.59 | -0.34 | sell |
| Allspring Global Investments Holdings, LLC | 1,051,369 | 692,116 | -359,253 | 0.03 | 0.02 | -0.01 | sell |
| MORGAN STANLEY | 2,205,484 | 1,726,004 | -479,480 | 0.00 | 0.00 | -0.00 | sell |