| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 910,524 | 1,954,798 | +1,044,274 | 1.39 | 2.53 | +1.14 | buy |
| SIT INVESTMENT ASSOCIATES INC | 383,426 | 654,638 | +271,212 | 0.14 | 0.24 | +0.10 | buy |
| COHEN & STEERS, INC. | 137,645 | 292,450 | +154,805 | 0.00 | 0.01 | +0.00 | buy |
| HAZLETT, BURT & WATSON, INC. | 34,815 | 102,039 | +67,224 | 0.27 | 0.73 | +0.46 | buy |
| Rareview Capital LLC | 103,025 | 113,151 | +10,126 | 1.29 | 1.37 | +0.08 | buy |
| AHL INVESTMENT MANAGEMENT, INC. | 298,996 | 307,233 | +8,237 | 3.45 | 3.47 | +0.02 | buy |
| Shaker Financial Services, LLC | 236,595 | 244,735 | +8,140 | 1.49 | 1.52 | +0.03 | buy |
| Apollon Financial, LLC | 90,852 | 94,783 | +3,931 | 0.45 | 0.38 | -0.07 | buy |
| Secure Asset Management, LLC | 65,464 | 69,156 | +3,692 | 0.18 | 0.17 | -0.02 | buy |
| Aviance Capital Partners, LLC | 57,815 | 59,297 | +1,482 | 0.13 | 0.13 | +0.00 | buy |
| Consolidated Portfolio Review Corp | 136,309 | 137,058 | +749 | 0.51 | 0.35 | -0.16 | buy |
| RIVERBRIDGE PARTNERS LLC | 67,854 | 68,071 | +217 | 0.02 | 0.01 | -0.00 | buy |
| Modera Wealth Management, LLC | 13,139 | 13,296 | +157 | 0.00 | 0.00 | -0.00 | buy |
| Catalina Capital Group, LLC | 27,589 | 27,569 | -20 | 0.16 | 0.15 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 713,308 | 713,262 | -46 | 0.58 | 0.55 | -0.02 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,053 | 1,442 | -1,611 | 0.01 | 0.00 | -0.01 | sell |
| Black Maple Capital Management LP | 13,000 | 11,225 | -1,775 | 0.14 | 0.10 | -0.05 | sell |
| Almitas Capital LLC | 491,022 | 462,098 | -28,924 | 2.90 | 1.63 | -1.27 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 639,387 | 367,508 | -271,879 | 0.93 | 0.59 | -0.34 | sell |