| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| KEYWISE CAPITAL MANAGEMENT (HK) Ltd | 5,209,650 | 9,201,950 | +3,992,300 | 9.11 | 18.20 | +9.08 | buy |
| HCEP Management Ltd | 0 | 1,700,000 | +1,700,000 | 0.00 | 32.48 | +32.48 | buy |
| Candriam S.C.A. | 0 | 418,000 | +418,000 | 0.00 | 0.06 | +0.06 | buy |
| M&G Plc | 3,611,656 | 3,998,257 | +386,601 | 0.23 | 0.59 | +0.36 | buy |
| UBS Group AG | 1,754,441 | 2,086,191 | +331,750 | 0.01 | 0.01 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 158,213 | +158,213 | 0.00 | 0.00 | +0.00 | buy |
| MY.Alpha Management HK Advisors Ltd | 403,600 | 554,964 | +151,364 | 2.53 | 5.83 | +3.30 | buy |
| Tairen Capital Ltd | 70,000 | 218,170 | +148,170 | 0.05 | 0.77 | +0.72 | buy |
| Taikang Asset Management (Hong Kong) Co Ltd | 0 | 110,000 | +110,000 | 0.00 | 0.39 | +0.39 | buy |
| MORGAN STANLEY | 2,586,488 | 2,674,871 | +88,383 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 222,936 | 310,338 | +87,402 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 100,955 | 180,410 | +79,455 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 139,509 | 215,206 | +75,697 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 309,630 | 383,834 | +74,204 | 0.01 | 0.01 | +0.00 | buy |
| AI-Squared Management Ltd | 0 | 63,617 | +63,617 | 0.00 | 1.55 | +1.55 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 63,363 | +63,363 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 45,400 | +45,400 | 0.00 | 0.01 | +0.01 | buy |
| NORDEA INVESTMENT MANAGEMENT AB | 290,578 | 333,729 | +43,151 | 0.01 | 0.01 | +0.00 | buy |
| Erste Asset Management GmbH | 40,000 | 80,000 | +40,000 | 0.01 | 0.02 | +0.02 | buy |
| Penserra Capital Management LLC | 0 | 34,692 | +34,692 | 0.00 | 0.02 | +0.02 | buy |
| Caption Management, LLC | 0 | 21,585 | +21,585 | 0.00 | 0.02 | +0.02 | buy |
| Walleye Trading LLC | 0 | 19,845 | +19,845 | 0.00 | 0.01 | +0.01 | buy |
| BlackRock, Inc. | 350,877 | 369,510 | +18,633 | 0.00 | 0.00 | +0.00 | buy |
| IvyRock Asset Management (HK) Ltd | 0 | 16,000 | +16,000 | 0.00 | 0.17 | +0.17 | buy |
| FOX RUN MANAGEMENT, L.L.C. | 0 | 15,403 | +15,403 | 0.00 | 0.07 | +0.07 | buy |
| Vise Technologies, Inc. | 0 | 15,332 | +15,332 | 0.00 | 0.03 | +0.03 | buy |
| Creative Planning | 0 | 13,596 | +13,596 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 0 | 9,900 | +9,900 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 9,654 | +9,654 | 0.00 | 0.00 | +0.00 | buy |
| Qtron Investments LLC | 0 | 9,360 | +9,360 | 0.00 | 0.03 | +0.03 | buy |
| US BANCORP \DE\ | 2,668 | 11,864 | +9,196 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 9,144 | +9,144 | 0.00 | 0.00 | +0.00 | buy |
| Orion Porfolio Solutions, LLC | 0 | 8,460 | +8,460 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 0 | 6,839 | +6,839 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 16,036 | 21,559 | +5,523 | 0.01 | 0.01 | +0.00 | buy |
| Quantinno Capital Management LP | 10,895 | 16,067 | +5,172 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 1,077,704 | 1,082,419 | +4,715 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 19,974 | 23,145 | +3,171 | 0.03 | 0.04 | +0.01 | buy |
| Parallel Advisors, LLC | 0 | 1,518 | +1,518 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 1,511 | +1,511 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 23,448 | 24,232 | +784 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 766 | +766 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 884 | 1,618 | +734 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 640 | +640 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 0 | 610 | +610 | 0.00 | 0.00 | +0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 33 | 426 | +393 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 0 | 341 | +341 | 0.00 | 0.00 | +0.00 | buy |
| Brooklyn Investment Group | 0 | 243 | +243 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 14,407 | 14,632 | +225 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 84 | 271 | +187 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 129 | +129 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 4,137 | 4,236 | +99 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 132,377 | 132,469 | +92 | 0.00 | 0.00 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 0 | 62 | +62 | 0.00 | 0.00 | +0.00 | buy |
| Bell Investment Advisors, Inc | 0 | 46 | +46 | 0.00 | 0.00 | +0.00 | buy |
| Physician Wealth Advisors, Inc. | 0 | 42 | +42 | 0.00 | 0.00 | +0.00 | buy |
| Venturi Wealth Management, LLC | 4,461 | 4,494 | +33 | 0.00 | 0.01 | +0.00 | buy |
| Creekmur Asset Management LLC | 0 | 18 | +18 | 0.00 | 0.00 | +0.00 | buy |
| Financial Gravity Companies, Inc. | 0 | 15 | +15 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL SECURITIES, INC. | 7 | 7 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CIBC Private Wealth Group LLC | 407 | 407 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MACQUARIE GROUP LTD | 16,732 | 16,732 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DekaBank Deutsche Girozentrale | 19,573 | 19,573 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 20,100 | 20,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 232,000 | 232,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CWM, LLC | 122 | 122 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sunbelt Securities, Inc. | 2,030 | 2,030 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Russell Investments Group, Ltd. | 27,400 | 27,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| J. Safra Sarasin Holding AG | 11,954 | 11,954 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Byrne Asset Management LLC | 323 | 323 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Strategic Investment Solutions, Inc. /IL | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RHUMBLINE ADVISERS | 5,306 | 5,301 | -5 | 0.00 | 0.00 | +0.00 | sell |
| Point72 Asia (Singapore) Pte. Ltd. | 52 | 0 | -52 | 0.00 | 0.00 | -0.00 | sell |
| Mirae Asset Global Investments Co., Ltd. | 3,697 | 3,562 | -135 | 0.00 | 0.00 | +0.00 | sell |
| LPL Financial LLC | 24,180 | 23,990 | -190 | 0.00 | 0.00 | +0.00 | sell |
| POM Investment Strategies, LLC | 220 | 0 | -220 | 0.00 | 0.00 | -0.00 | sell |
| Avalon Trust Co | 245 | 0 | -245 | 0.00 | 0.00 | -0.00 | sell |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 13,342 | 13,058 | -284 | 0.00 | 0.00 | +0.00 | sell |
| DEUTSCHE BANK AG\ | 363 | 0 | -363 | 0.00 | 0.00 | -0.00 | sell |
| ATLAS CAPITAL ADVISORS INC. | 7,121 | 6,705 | -416 | 0.02 | 0.02 | +0.00 | sell |
| Mariner, LLC | 15,714 | 14,892 | -822 | 0.00 | 0.00 | +0.00 | sell |
| AVIVA PLC | 60,700 | 59,350 | -1,350 | 0.00 | 0.00 | +0.00 | sell |
| Advisors Asset Management, Inc. | 1,805 | 436 | -1,369 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 17,810 | 16,181 | -1,629 | 0.00 | 0.00 | +0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 2,035 | 0 | -2,035 | 0.00 | 0.00 | -0.00 | sell |
| TD Waterhouse Canada Inc. | 2,442 | 0 | -2,442 | 0.00 | 0.00 | -0.00 | sell |
| Ethic Inc. | 12,393 | 9,222 | -3,171 | 0.01 | 0.00 | -0.00 | sell |
| Blue Trust, Inc. | 5,210 | 672 | -4,538 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 18,255 | 12,954 | -5,301 | 0.01 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 45,727 | 39,958 | -5,769 | 0.00 | 0.00 | +0.00 | sell |
| Legal & General Group Plc | 360,536 | 354,205 | -6,331 | 0.00 | 0.00 | +0.00 | sell |
| OSAIC HOLDINGS, INC. | 7,236 | 0 | -7,236 | 0.00 | 0.00 | -0.00 | sell |
| BAROMETER CAPITAL MANAGEMENT INC. | 8,600 | 0 | -8,600 | 0.04 | 0.00 | -0.04 | sell |
| CANADA LIFE ASSURANCE Co | 9,006 | 0 | -9,006 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 10,916 | 0 | -10,916 | 0.00 | 0.00 | -0.00 | sell |
| Patriot Financial Group Insurance Agency, LLC | 11,197 | 0 | -11,197 | 0.03 | 0.00 | -0.03 | sell |
| NOMURA HOLDINGS INC | 11,427 | 0 | -11,427 | 0.00 | 0.00 | -0.00 | sell |
| Y-Intercept (Hong Kong) Ltd | 35,481 | 22,372 | -13,109 | 0.04 | 0.04 | -0.00 | sell |
| HRT FINANCIAL LP | 13,254 | 0 | -13,254 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 30,018 | 16,364 | -13,654 | 0.00 | 0.00 | -0.00 | sell |