| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ARK Investment Management LLC | 14,448,217 | 15,519,322 | +1,071,105 | 0.18 | 0.18 | +0.00 | buy |
| GENERAL AMERICAN INVESTORS CO INC | 119,250 | 294,350 | +175,100 | 0.02 | 0.05 | +0.03 | buy |
| CITADEL ADVISORS LLC | 0 | 125,130 | +125,130 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 47,938 | 169,608 | +121,670 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 2,021,594 | 2,123,452 | +101,858 | 0.00 | 0.00 | +0.00 | buy |
| Green Alpha Advisors, LLC | 42,622 | 131,785 | +89,163 | 0.05 | 0.19 | +0.14 | buy |
| TIG Advisors, LLC | 0 | 82,577 | +82,577 | 0.00 | 0.02 | +0.02 | buy |
| Tower Research Capital LLC (TRC) | 25,867 | 87,441 | +61,574 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 5,165,196 | 5,218,222 | +53,026 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 60,225 | 111,189 | +50,964 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 356,700 | 406,700 | +50,000 | 0.01 | 0.02 | +0.00 | buy |
| COOKSON PEIRCE & CO INC | 0 | 50,000 | +50,000 | 0.00 | 0.01 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 142,481 | 189,822 | +47,341 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 45,313 | +45,313 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 0 | 17,515 | +17,515 | 0.00 | 0.00 | +0.00 | buy |
| GTS SECURITIES LLC | 0 | 17,476 | +17,476 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 16,774 | 33,710 | +16,936 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 2,193,418 | 2,209,837 | +16,419 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 1,628 | 15,176 | +13,548 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 0 | 10,399 | +10,399 | 0.00 | 0.00 | +0.00 | buy |
| Shay Capital LLC | 19,537 | 29,338 | +9,801 | 0.01 | 0.02 | +0.01 | buy |
| Invesco Ltd. | 179,194 | 187,934 | +8,740 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 42,276 | 48,458 | +6,182 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 19,400 | 23,400 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 41,741 | 44,607 | +2,866 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 30,605 | 33,355 | +2,750 | 0.00 | 0.00 | +0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 10,840 | 13,384 | +2,544 | 0.00 | 0.00 | +0.00 | buy |
| Wealth Management Associates, Inc. | 17,900 | 20,100 | +2,200 | 0.02 | 0.02 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 52,045 | 53,782 | +1,737 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 822,762 | 824,387 | +1,625 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 13,871 | 15,195 | +1,324 | 0.00 | 0.00 | +0.00 | buy |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 333,333 | 333,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 9,906 | 9,906 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 55,200 | 55,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Fosun International Ltd | 743,935 | 743,935 | 0 | 0.20 | 0.30 | +0.11 | hold |
| Sumitomo Mitsui Trust Group, Inc. | 8,532,917 | 8,532,917 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Nikko Asset Management Americas, Inc. | 8,532,917 | 8,532,917 | 0 | 0.17 | 0.16 | -0.01 | hold |
| MetLife Investment Management, LLC | 53,683 | 53,683 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CWM, LLC | 407 | 407 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 836 | 836 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Stratos Wealth Advisors, LLC | 11,810 | 11,810 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Neumann Advisory Hong Kong Ltd | 166,198 | 166,198 | 0 | 0.11 | 0.13 | +0.02 | hold |
| Guidance Point Advisors, LLC | 25,742 | 25,742 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Archer Investment Corp | 1,399 | 1,399 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Procyon Advisors, LLC | 13,671 | 13,671 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Flagship Private Wealth, LLC | 14,158 | 14,158 | 0 | 0.02 | 0.02 | +0.00 | hold |
| TriaGen Wealth Management LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Red Wave Investments LLC | 37,000 | 37,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Eagle Bay Advisors LLC | 277 | 277 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Level Financial Advisors | 2,500 | 2,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Knollwood Investment Advisory, LLC | 300,000 | 300,000 | 0 | 0.23 | 0.13 | -0.11 | hold |
| TD Waterhouse Canada Inc. | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 50 | 50 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legal & General Group Plc | 9,294 | 9,294 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STRS OHIO | 21,300 | 21,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMERICA BANK | 513 | 513 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 44 | 38 | -6 | 0.00 | 0.00 | -0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 20 | 0 | -20 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 28,482 | 28,447 | -35 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 26,272 | 26,087 | -185 | 0.00 | 0.00 | +0.00 | sell |
| AMERICAN INTERNATIONAL GROUP, INC. | 50,777 | 50,573 | -204 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 311 | 0 | -311 | 0.00 | 0.00 | -0.00 | sell |
| Daiwa Securities Group Inc. | 343 | 0 | -343 | 0.00 | 0.00 | -0.00 | sell |
| FIRST MANHATTAN CO. LLC. | 600 | 0 | -600 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 800 | 0 | -800 | 0.00 | 0.00 | -0.00 | sell |
| AMALGAMATED BANK | 9,450 | 8,507 | -943 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 6,747 | 5,288 | -1,459 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 142,840 | 140,771 | -2,069 | 0.00 | 0.00 | +0.00 | sell |
| China Universal Asset Management Co., Ltd. | 3,127 | 0 | -3,127 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 46,726 | 42,874 | -3,852 | 0.00 | 0.00 | +0.00 | sell |
| METROPOLITAN LIFE INSURANCE CO/NY | 5,570 | 1,628 | -3,942 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 17,742 | 13,742 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 21,179 | 16,840 | -4,339 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL FINANCIAL GROUP INC | 47,760 | 43,301 | -4,459 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 346,956 | 342,382 | -4,574 | 0.00 | 0.00 | +0.00 | sell |
| DEUTSCHE BANK AG\ | 47,699 | 42,865 | -4,834 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 22,450 | 16,747 | -5,703 | 0.00 | 0.00 | -0.00 | sell |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 35,636 | 29,040 | -6,596 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 82,791 | 75,891 | -6,900 | 0.00 | 0.00 | -0.00 | sell |
| Round Rock Advisors, LLC | 21,885 | 13,935 | -7,950 | 0.01 | 0.01 | -0.01 | sell |
| AMERIPRISE FINANCIAL INC | 23,744 | 14,300 | -9,444 | 0.00 | 0.00 | -0.00 | sell |
| FSA Wealth Management LLC | 11,150 | 100 | -11,050 | 0.01 | 0.00 | -0.01 | sell |
| Mariner, LLC | 11,263 | 0 | -11,263 | 0.00 | 0.00 | -0.00 | sell |
| Neuberger Berman Group LLC | 11,330 | 0 | -11,330 | 0.00 | 0.00 | -0.00 | sell |
| PITCAIRN CO | 11,792 | 0 | -11,792 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 120,296 | 106,445 | -13,851 | 0.00 | 0.00 | +0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 276,955 | 260,595 | -16,360 | 0.00 | 0.00 | +0.00 | sell |
| Westchester Capital Management, LLC | 85,364 | 65,618 | -19,746 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 92,060 | 69,049 | -23,011 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 27,785 | 0 | -27,785 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 28,169 | 0 | -28,169 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 46,566 | 17,341 | -29,225 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 35,358 | 0 | -35,358 | 0.01 | 0.00 | -0.01 | sell |
| WINTON GROUP Ltd | 62,058 | 0 | -62,058 | 0.01 | 0.00 | -0.01 | sell |
| GOLDMAN SACHS GROUP INC | 169,314 | 106,078 | -63,236 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 419,366 | 289,473 | -129,893 | 0.01 | 0.00 | -0.00 | sell |