COMPASS PATHWAYS PLC
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| Deep Track Capital, LP | 7,334,323 | 12,161,496 | +4,827,173 | 1.15 | 1.39 | +0.23 | buy |
| BIT Capital GmbH | 288,814 | 3,491,234 | +3,202,420 | 0.09 | 1.08 | +0.99 | buy |
| RTW INVESTMENTS, LP | 8,757,390 | 10,632,390 | +1,875,000 | 0.61 | 0.59 | -0.02 | buy |
| DAFNA Capital Management LLC | 811,046 | 2,418,882 | +1,607,836 | 1.30 | 3.04 | +1.74 | buy |
| ARK Investment Management LLC | 2,156,012 | 3,301,050 | +1,145,038 | 0.10 | 0.14 | +0.04 | buy |
| Affinity Asset Advisors, LLC | 200,000 | 1,108,483 | +908,483 | 0.10 | 0.36 | +0.26 | buy |
| PFM Health Sciences, LP | 779,618 | 1,367,099 | +587,481 | 0.54 | 0.80 | +0.25 | buy |
| Eagle Health Investments LP | 1,519,388 | 2,060,427 | +541,039 | 2.30 | 2.39 | +0.09 | buy |
| Parkman Healthcare Partners LLC | 99,472 | 554,411 | +454,939 | 0.07 | 0.32 | +0.25 | buy |
| Ikarian Capital, LLC | 400,000 | 675,000 | +275,000 | 0.36 | 0.53 | +0.18 | buy |
| GMT CAPITAL CORP | 2,844,618 | 3,078,536 | +233,918 | 1.02 | 0.78 | -0.25 | buy |
| Aisling Capital Management LP | 1,198,418 | 1,432,336 | +233,918 | 1.73 | 1.66 | -0.06 | buy |
| Nikko Asset Management Americas, Inc. | 247,337 | 368,828 | +121,491 | 0.02 | 0.03 | +0.01 | buy |
| Hennion & Walsh Asset Management, Inc. | 424,800 | 487,674 | +62,874 | 0.10 | 0.09 | -0.01 | buy |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd | 85,136 | 147,590 | +62,454 | 0.04 | 0.06 | +0.02 | buy |
| Lion Point Capital, LP | 58,000 | 80,000 | +22,000 | 2.07 | 2.64 | +0.57 | buy |
| AdvisorShares Investments LLC | 230,910 | 246,739 | +15,829 | 0.27 | 0.25 | -0.02 | buy |
| Persistent Asset Partners Ltd | 5,483 | 8,060 | +2,577 | 0.02 | 0.02 | -0.00 | buy |
| China Universal Asset Management Co., Ltd. | 15,353 | 16,735 | +1,382 | 0.01 | 0.01 | -0.00 | buy |
| Virtus Investment Advisers, LLC | 39,471 | 40,457 | +986 | 0.07 | 0.06 | -0.01 | buy |
| STABLEFORD CAPITAL II LLC | 160,625 | 161,139 | +514 | 0.40 | 0.33 | -0.07 | buy |
| GF FUND MANAGEMENT CO. LTD. | 1,851 | 2,104 | +253 | 0.00 | 0.00 | -0.00 | buy |
| New England Capital Financial Advisors LLC | 404 | 300 | -104 | 0.00 | 0.00 | -0.00 | sell |
| Scientech Research LLC | 15,982 | 13,037 | -2,945 | 0.07 | 0.06 | -0.01 | sell |
| FOX RUN MANAGEMENT, L.L.C. | 60,823 | 13,058 | -47,765 | 0.06 | 0.01 | -0.05 | sell |
| Propel Bio Management, LLC | 861,778 | 742,049 | -119,729 | 5.08 | 2.60 | -2.48 | sell |
| Simplify Asset Management Inc. | 290,000 | 159,052 | -130,948 | 0.03 | 0.01 | -0.02 | sell |
| HighVista Strategies LLC | 498,933 | 364,360 | -134,573 | 0.89 | 0.56 | -0.33 | sell |
| CenterBook Partners LP | 578,828 | 409,237 | -169,591 | 0.20 | 0.12 | -0.07 | sell |