| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Jefferies Financial Group Inc. | 0 | 1,376,905 | +1,376,905 | 0.00 | 0.07 | +0.07 | buy |
| AMERIPRISE FINANCIAL INC | 0 | 1,208,784 | +1,208,784 | 0.00 | 0.00 | +0.00 | buy |
| GMT CAPITAL CORP | 1,781,718 | 2,844,618 | +1,062,900 | 0.21 | 0.74 | +0.53 | buy |
| MORGAN STANLEY | 0 | 1,030,305 | +1,030,305 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 1,741,782 | 2,715,872 | +974,090 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 114,592 | 1,075,277 | +960,685 | 0.00 | 0.01 | +0.01 | buy |
| Eagle Health Investments LP | 0 | 935,450 | +935,450 | 0.00 | 1.41 | +1.41 | buy |
| TANG CAPITAL MANAGEMENT LLC | 1,300,000 | 2,200,000 | +900,000 | 0.18 | 0.49 | +0.30 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 212,800 | 951,200 | +738,400 | 0.00 | 0.01 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 0 | 678,792 | +678,792 | 0.00 | 0.00 | +0.00 | buy |
| CenterBook Partners LP | 0 | 636,155 | +636,155 | 0.00 | 0.18 | +0.18 | buy |
| TWO SIGMA ADVISERS, LP | 0 | 548,500 | +548,500 | 0.00 | 0.01 | +0.01 | buy |
| Propel Bio Management, LLC | 0 | 510,000 | +510,000 | 0.00 | 2.93 | +2.93 | buy |
| TORONTO DOMINION BANK | 500,000 | 1,000,000 | +500,000 | 0.00 | 0.01 | +0.01 | buy |
| RTW INVESTMENTS, LP | 8,221,929 | 8,707,390 | +485,461 | 0.33 | 0.61 | +0.29 | buy |
| ARK Investment Management LLC | 1,649,221 | 2,121,118 | +471,897 | 0.03 | 0.07 | +0.04 | buy |
| UBS Group AG | 1,678,608 | 2,144,410 | +465,802 | 0.00 | 0.00 | +0.00 | buy |
| Blue Owl Capital Holdings LP | 229,914 | 604,914 | +375,000 | 0.21 | 1.08 | +0.87 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 320,085 | +320,085 | 0.00 | 0.00 | +0.00 | buy |
| Simplify Asset Management Inc. | 0 | 290,000 | +290,000 | 0.00 | 0.03 | +0.03 | buy |
| STEMPOINT CAPITAL LP | 0 | 275,620 | +275,620 | 0.00 | 0.32 | +0.32 | buy |
| EcoR1 Capital, LLC | 0 | 265,137 | +265,137 | 0.00 | 0.07 | +0.07 | buy |
| Affinity Asset Advisors, LLC | 0 | 200,000 | +200,000 | 0.00 | 0.11 | +0.11 | buy |
| Jump Financial, LLC | 0 | 190,000 | +190,000 | 0.00 | 0.02 | +0.02 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 187,309 | +187,309 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 1,075,485 | 1,255,084 | +179,599 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 0 | 176,316 | +176,316 | 0.00 | 0.01 | +0.01 | buy |
| JANE STREET GROUP, LLC | 157,677 | 304,321 | +146,644 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 10,500 | 150,000 | +139,500 | 0.00 | 0.11 | +0.11 | buy |
| Parkman Healthcare Partners LLC | 0 | 100,000 | +100,000 | 0.00 | 0.06 | +0.06 | buy |
| Quadrature Capital Ltd | 0 | 87,724 | +87,724 | 0.00 | 0.01 | +0.01 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 67,879 | +67,879 | 0.00 | 0.03 | +0.03 | buy |
| Nikko Asset Management Americas, Inc. | 216,511 | 276,991 | +60,480 | 0.01 | 0.02 | +0.01 | buy |
| AdvisorShares Investments LLC | 173,541 | 232,345 | +58,804 | 0.09 | 0.22 | +0.13 | buy |
| Lion Point Capital, LP | 0 | 58,000 | +58,000 | 0.00 | 1.89 | +1.89 | buy |
| Sumitomo Mitsui Trust Group, Inc. | 219,651 | 276,991 | +57,340 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 24,111 | 80,036 | +55,925 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 55,728 | +55,728 | 0.00 | 0.02 | +0.02 | buy |
| BlackRock, Inc. | 377,060 | 422,818 | +45,758 | 0.00 | 0.00 | +0.00 | buy |
| Intellectus Partners, LLC | 10,100 | 50,000 | +39,900 | 0.01 | 0.06 | +0.05 | buy |
| Corient Private Wealth LLC | 0 | 37,238 | +37,238 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 27,622 | 62,962 | +35,340 | 0.00 | 0.00 | +0.00 | buy |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd | 23,842 | 57,597 | +33,755 | 0.01 | 0.02 | +0.02 | buy |
| Federation des caisses Desjardins du Quebec | 175 | 26,493 | +26,318 | 0.00 | 0.00 | +0.00 | buy |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 544,721 | 570,462 | +25,741 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 24,800 | +24,800 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 16,511 | 38,801 | +22,290 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 20,669 | +20,669 | 0.00 | 0.00 | +0.00 | buy |
| Zhang Financial LLC | 0 | 19,037 | +19,037 | 0.00 | 0.00 | +0.00 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 28,171 | 46,361 | +18,190 | 0.00 | 0.01 | +0.01 | buy |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV | 0 | 15,000 | +15,000 | 0.00 | 0.01 | +0.01 | buy |
| STIFEL FINANCIAL CORP | 22,100 | 36,600 | +14,500 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Trading LLC | 0 | 14,249 | +14,249 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 0 | 13,763 | +13,763 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 18,096 | 31,140 | +13,044 | 0.00 | 0.00 | +0.00 | buy |
| Summit Financial, LLC | 0 | 12,284 | +12,284 | 0.00 | 0.00 | +0.00 | buy |
| BIT Capital GmbH | 0 | 9,428 | +9,428 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 7,164 | +7,164 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 851 | 7,339 | +6,488 | 0.00 | 0.00 | +0.00 | buy |
| Virtus Investment Advisers, LLC | 20,804 | 25,174 | +4,370 | 0.02 | 0.04 | +0.02 | buy |
| CWM, LLC | 13,125 | 15,650 | +2,525 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 5,739 | 7,293 | +1,554 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| STABLEFORD CAPITAL II LLC | 163,941 | 164,662 | +721 | 0.27 | 0.34 | +0.07 | buy |
| GF FUND MANAGEMENT CO. LTD. | 1,261 | 1,973 | +712 | 0.00 | 0.00 | +0.00 | buy |
| OLD NATIONAL BANCORP /IN/ | 15,600 | 16,265 | +665 | 0.00 | 0.00 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 0 | 600 | +600 | 0.00 | 0.00 | +0.00 | buy |
| Cerity Partners LLC | 10,214 | 10,814 | +600 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 595 | +595 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 98 | 587 | +489 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 1,000 | 1,483 | +483 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 11,242 | 11,542 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 196 | +196 | 0.00 | 0.00 | +0.00 | buy |
| Blue Trust, Inc. | 150 | 310 | +160 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 112 | 212 | +100 | 0.00 | 0.00 | +0.00 | buy |
| SJS Investment Consulting Inc. | 0 | 95 | +95 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 59 | +59 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 2,780 | 2,834 | +54 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 3,728 | 3,768 | +40 | 0.00 | 0.00 | +0.00 | buy |
| Grey Fox Wealth Advisors, LLC | 0 | 40 | +40 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 3,514 | 3,546 | +32 | 0.00 | 0.00 | +0.00 | buy |
| Strategic Advocates LLC | 0 | 10 | +10 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 800 | 800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ADIRONDACK TRUST CO | 505 | 505 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BRIDGER MANAGEMENT, LLC | 147,209 | 147,209 | 0 | 0.24 | 0.45 | +0.21 | hold |
| CIBC Private Wealth Group LLC | 23 | 23 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Oasis Management Co Ltd. | 107,911 | 107,911 | 0 | 0.07 | 0.10 | +0.03 | hold |
| North Star Investment Management Corp. | 517 | 517 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DAFNA Capital Management LLC | 811,046 | 811,046 | 0 | 0.63 | 1.15 | +0.52 | hold |
| GHP Investment Advisors, Inc. | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ancora Advisors LLC | 1,330 | 1,330 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 71,877 | 71,877 | 0 | 0.01 | 0.02 | +0.01 | hold |
| SIGNATUREFD, LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Daiwa Securities Group Inc. | 327 | 327 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 151,033 | 151,033 | 0 | 0.01 | 0.03 | +0.02 | hold |
| Westside Investment Management, Inc. | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Colonial Trust Advisors | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Arax Advisory Partners | 240 | 240 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Anfield Capital Management, LLC | 35 | 35 | 0 | 0.00 | 0.00 | +0.00 | hold |