| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 200,000 | 1,000,000 | +800,000 | 0.06 | 0.16 | +0.10 | buy |
| Affinity Asset Advisors, LLC | 300,512 | 850,512 | +550,000 | 0.29 | 0.50 | +0.21 | buy |
| Brown University | 72,700 | 214,200 | +141,500 | 0.19 | 0.35 | +0.16 | buy |
| Hennion & Walsh Asset Management, Inc. | 148,134 | 174,921 | +26,787 | 0.04 | 0.03 | -0.01 | buy |
| EntryPoint Capital, LLC | 42,208 | 65,519 | +23,311 | 0.15 | 0.10 | -0.05 | buy |
| AdvisorShares Investments LLC | 43,882 | 66,602 | +22,720 | 0.05 | 0.05 | -0.00 | buy |
| Green Alpha Advisors, LLC | 15,781 | 37,614 | +21,833 | 0.08 | 0.11 | +0.04 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 27,679 | 33,976 | +6,297 | 0.00 | 0.00 | -0.00 | buy |
| Conservest Capital Advisors, Inc. | 10,363 | 13,363 | +3,000 | 0.01 | 0.01 | -0.00 | buy |
| ALPS ADVISORS INC | 52,405 | 55,332 | +2,927 | 0.00 | 0.00 | -0.00 | buy |
| VIRTUS ADVISERS, LLC | 13,281 | 16,121 | +2,840 | 0.04 | 0.02 | -0.01 | buy |
| Colonial Trust Advisors | 1,500 | 2,000 | +500 | 0.00 | 0.00 | -0.00 | buy |
| Ikarian Capital, LLC | 202,908 | 202,894 | -14 | 0.40 | 0.22 | -0.18 | sell |
| Nikko Asset Management Americas, Inc. | 269,369 | 253,345 | -16,024 | 0.02 | 0.01 | -0.01 | sell |
| Woodline Partners LP | 514,418 | 461,929 | -52,489 | 0.03 | 0.01 | -0.02 | sell |
| Propel Bio Management, LLC | 80,000 | 25,209 | -54,791 | 0.29 | 0.09 | -0.20 | sell |
| Rosalind Advisors, Inc. | 781,423 | 707,625 | -73,798 | 3.15 | 1.37 | -1.78 | sell |
| Shay Capital LLC | 248,076 | 171,172 | -76,904 | 0.22 | 0.10 | -0.12 | sell |
| ARK Investment Management LLC | 2,005,125 | 1,736,202 | -268,923 | 0.12 | 0.05 | -0.06 | sell |