Stock Transactions — RIVERNORTH FLEXIBLE MUNI INC

Total Bought
527,642
21 transactions
Total Sold
519,446
20 transactions
Net
+8,196
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Corient Private Wealth LLC0147,758+147,7580.000.00+0.00buy
ABSOLUTE INVESTMENT ADVISERS, LLC066,574+66,5740.000.13+0.13buy
WELLS FARGO & COMPANY/MN296,695346,546+49,8510.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.178,336226,335+47,9990.861.12+0.27buy
Avior Wealth Management, LLC038,115+38,1150.000.02+0.02buy
CHOREO, LLC031,166+31,1660.000.01+0.01buy
RIVERBRIDGE PARTNERS LLC68,51892,000+23,4820.010.02+0.00buy
ROYAL BANK OF CANADA271,404293,003+21,5990.000.00+0.00buy
COHEN & STEERS, INC.25,00045,000+20,0000.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC112,106129,101+16,9950.000.00+0.00buy
WHITTIER TRUST CO015,000+15,0000.000.00+0.00buy
STIFEL FINANCIAL CORP747,433758,942+11,5090.010.01-0.00buy
Hilltop Holdings Inc.010,600+10,6000.000.02+0.02buy
Mathes Company, Inc.23,50032,000+8,5000.130.17+0.04buy
U.S. Capital Wealth Advisors, LLC25,70033,600+7,9000.010.02+0.00buy
OPPENHEIMER & CO INC45,30048,700+3,4000.010.01+0.00buy
MORGAN STANLEY341,362343,749+2,3870.000.00-0.00buy
COMERICA BANK12,01914,399+2,3800.000.00+0.00buy
Concurrent Investment Advisors, LLC23,76025,510+1,7500.010.01-0.00buy
OSAIC HOLDINGS, INC.28,85929,502+6430.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC12,02912,063+340.000.00-0.00buy
&PARTNERS10,10610,10600.030.02-0.01hold
PRIVATE TRUST CO NA88688600.000.00-0.00hold
Hayek Kallen Investment Management12,50012,50000.070.07-0.00hold
Carnegie Investment Counsel30,00030,00000.010.01-0.00hold
Wellspring Financial Advisors, LLC10,00010,00000.030.02-0.01hold
Quarry LP26,87426,87400.180.15-0.02hold
AMERICAN NATIONAL BANK & TRUST350-350.000.00-0.00sell
UBS Group AG636,759635,713-1,0460.000.00-0.00sell
Private Advisor Group, LLC43,34540,459-2,8860.000.00-0.00sell
Janney Montgomery Scott LLC22,93816,001-6,9370.000.00-0.00sell
B. Riley Wealth Advisors, Inc.34,53027,444-7,0860.010.01-0.00sell
WEDBUSH SECURITIES INC133,184123,913-9,2710.080.06-0.01sell
Moors & Cabot, Inc.24,50014,500-10,0000.020.01-0.01sell
Marex Group plc12,4000-12,4000.010.00-0.01sell
Arlington Capital Management, Inc.14,9860-14,9860.180.00-0.18sell
Matisse Capital19,0700-19,0700.130.00-0.13sell
AQR Arbitrage LLC36,82117,249-19,5720.020.01-0.01sell
Weiss Asset Management LP20,5470-20,5470.020.00-0.02sell
Elequin Capital, LP21,1490-21,1490.080.00-0.08sell
Virtu Financial LLC21,6590-21,6590.020.00-0.02sell
Karpus Management, Inc.620,531596,859-23,6720.250.24-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.76,97848,158-28,8200.090.06-0.03sell
BlackDiamond Wealth Management, LLC31,0500-31,0500.310.00-0.31sell
CLOUGH CAPITAL PARTNERS L P66,5740-66,5740.100.00-0.10sell
WOLVERINE ASSET MANAGEMENT LLC78,000200-77,8000.020.00-0.02sell
Rockefeller Capital Management L.P.744,328619,442-124,8860.030.03-0.01sell
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