Stock Transactions — RIVERNORTH FLEXIBLE MUNI INC

Total Bought
1,054,292
22 transactions
Total Sold
671,667
20 transactions
Net
+382,625
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ROBINSON CAPITAL MANAGEMENT, LLC443,415643,727+200,3122.353.75+1.40buy
Pathstone Holdings, LLC346,620546,079+199,4590.020.03+0.01buy
Gateway Wealth Partners, LLC159,865351,058+191,1930.230.17-0.05buy
GUGGENHEIM CAPITAL LLC0114,512+114,5120.000.01+0.01buy
MORGAN STANLEY583,430697,544+114,1140.000.00+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC19,92366,008+46,0850.010.04+0.03buy
NewEdge Advisors, LLC75,434101,029+25,5950.000.00+0.00buy
Arlington Capital Management, Inc.022,069+22,0690.000.16+0.16buy
Atlas Wealth LLC314,990336,953+21,9631.210.93-0.28buy
Concurrent Investment Advisors, LLC22,95044,475+21,5250.000.01+0.00buy
Rockefeller Capital Management L.P.793,031811,452+18,4210.020.02+0.00buy
ROYAL BANK OF CANADA337,482355,042+17,5600.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC209,211225,057+15,8460.050.07+0.02buy
FIFTH THIRD BANCORP014,898+14,8980.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC41,45254,272+12,8200.000.00+0.00buy
OPPENHEIMER & CO INC175,246186,957+11,7110.030.03-0.00buy
WELLS FARGO & COMPANY/MN388,454390,558+2,1040.000.00+0.00buy
OSAIC HOLDINGS, INC.11,48713,393+1,9060.000.00+0.00buy
Waverly Advisors, LLC19,18420,506+1,3220.000.00-0.00buy
Pinnacle Wealth Planning Services, Inc.356963+6070.000.00+0.00buy
WPG Advisers, LLC97266+1690.000.00+0.00buy
Private Advisor Group, LLC43,62543,726+1010.000.00-0.00buy
PRIVATE TRUST CO NA88688600.000.00+0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC87987900.000.00-0.00hold
Mathes Company, Inc.34,00034,00000.150.16+0.00hold
Carnegie Investment Counsel30,00030,00000.010.01+0.00hold
Logan Stone Capital, LLC67,25567,25500.210.24+0.03hold
Matisse Capital49,19049,19000.280.27-0.01hold
EverSource Wealth Advisors, LLC6,0006,00000.000.00-0.00hold
XML Financial, LLC13,00013,00000.010.01-0.00hold
Wellspring Financial Advisors, LLC10,00010,00000.010.01-0.00hold
River Street Advisors LLC28,56628,56600.140.12-0.01hold
HIGHLINE WEALTH PARTNERS LLC70070000.000.00-0.00hold
CALIBER WEALTH MANAGEMENT, LLC / KS12,00012,00000.020.02+0.00hold
US BANCORP \DE\4,0634,06300.000.00+0.00hold
TRUIST FINANCIAL CORP16,14616,14600.000.00+0.00hold
Karpus Management, Inc.263,585263,185-4000.090.10+0.01sell
WOLVERINE ASSET MANAGEMENT LLC8600-8600.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,2503,204-1,0460.000.00-0.00sell
&PARTNERS14,10611,106-3,0000.000.00-0.00sell
CHOREO, LLC31,49626,897-4,5990.010.00-0.00sell
HighTower Advisors, LLC22,76415,409-7,3550.000.00-0.00sell
WEDBUSH SECURITIES INC86,94378,646-8,2970.030.03-0.00sell
CITADEL ADVISORS LLC42,42933,807-8,6220.000.00-0.00sell
PFG Investments, LLC22,21612,724-9,4920.010.01-0.01sell
Janney Montgomery Scott LLC10,3500-10,3500.000.00-0.00sell
B. Riley Wealth Advisors, Inc.11,7190-11,7190.010.00-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.12,0630-12,0630.010.00-0.01sell
UBS Group AG620,778603,549-17,2290.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP27,2190-27,2190.020.00-0.02sell
STIFEL FINANCIAL CORP263,515233,606-29,9090.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC207,219174,297-32,9220.000.00-0.00sell
IFC Advisors LLC66,26930,000-36,2690.120.05-0.07sell
U.S. Capital Wealth Advisors, LLC55,55612,471-43,0850.020.00-0.01sell
Thomas J. Herzfeld Advisors, Inc.319,486229,634-89,8521.370.99-0.38sell
Saba Capital Management, L.P.605,495288,116-317,3790.260.12-0.14sell
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