Stock Transactions — RIVERNORTH FLEXIBLE MUNI INC

Total Bought
432,762
25 transactions
Total Sold
235,323
15 transactions
Net
+197,439
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Rockefeller Capital Management L.P.619,442742,283+122,8410.030.03+0.00buy
WELLS FARGO & COMPANY/MN346,546409,126+62,5800.000.00+0.00buy
STIFEL FINANCIAL CORP758,942799,532+40,5900.010.01+0.00buy
PFG Investments, LLC025,295+25,2950.000.03+0.03buy
ENVESTNET ASSET MANAGEMENT INC129,101151,938+22,8370.000.00+0.00buy
Modern Wealth Management, LLC022,000+22,0000.000.02+0.02buy
Thomas J. Herzfeld Advisors, Inc.226,335247,119+20,7841.121.23+0.10buy
B. Riley Wealth Advisors, Inc.27,44445,554+18,1100.010.02+0.01buy
UBS Group AG635,713650,251+14,5380.000.00-0.00buy
WMG Financial Advisors, LLC013,950+13,9500.000.10+0.10buy
NewEdge Advisors, LLC012,200+12,2000.000.00+0.00buy
SteelPeak Wealth, LLC011,500+11,5000.000.01+0.01buy
U.S. Capital Wealth Advisors, LLC33,60044,625+11,0250.020.02+0.01buy
Catalina Capital Group, LLC010,911+10,9110.000.06+0.06buy
ROYAL BANK OF CANADA293,003300,809+7,8060.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC2004,256+4,0560.000.00+0.00buy
EverSource Wealth Advisors, LLC03,500+3,5000.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC92,00095,034+3,0340.020.02+0.00buy
Mathes Company, Inc.32,00034,000+2,0000.170.17+0.01buy
CHOREO, LLC31,16632,592+1,4260.010.01-0.00buy
&PARTNERS10,10611,106+1,0000.020.01-0.01buy
OPPENHEIMER & CO INC48,70049,200+5000.010.01-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC12,06312,211+1480.000.00-0.00buy
Janney Montgomery Scott LLC16,00116,067+660.000.00+0.00buy
Private Advisor Group, LLC40,45940,524+650.000.00-0.00buy
Hilltop Holdings Inc.10,60010,60000.020.02+0.00hold
PRIVATE TRUST CO NA88688600.000.00+0.00hold
Carnegie Investment Counsel30,00030,00000.010.01+0.00hold
Wellspring Financial Advisors, LLC10,00010,00000.020.02-0.00hold
Concurrent Investment Advisors, LLC25,51025,51000.010.01-0.00hold
MOSAIC FINANCIAL GROUP, LLC10,00010,00000.110.10-0.01hold
COMERICA BANK14,39914,161-2380.000.00-0.00sell
WEDBUSH SECURITIES INC123,913123,511-4020.060.06-0.00sell
Corient Private Wealth LLC147,758146,793-9650.000.00-0.00sell
Hayek Kallen Investment Management12,50011,250-1,2500.070.06-0.01sell
Moors & Cabot, Inc.14,50013,000-1,5000.010.01-0.00sell
Karpus Management, Inc.596,859593,606-3,2530.240.24-0.01sell
Quarry LP26,87420,943-5,9310.150.12-0.03sell
OSAIC HOLDINGS, INC.29,50222,163-7,3390.000.00-0.00sell
ABSOLUTE INVESTMENT ADVISERS, LLC66,57451,884-14,6900.130.11-0.02sell
COHEN & STEERS, INC.45,00030,066-14,9340.000.00-0.00sell
WHITTIER TRUST CO15,0000-15,0000.000.00-0.00sell
AQR Arbitrage LLC17,2490-17,2490.010.00-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.48,15814,145-34,0130.060.02-0.04sell
Avior Wealth Management, LLC38,1150-38,1150.020.00-0.02sell
MORGAN STANLEY343,749263,305-80,4440.000.00-0.00sell
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