Stock Transactions — RIVERNORTH FLEXIBLE MUNI INC

Total Bought
689,528
26 transactions
Total Sold
332,290
17 transactions
Net
+357,238
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ROBINSON CAPITAL MANAGEMENT, LLC116,002278,179+162,1770.631.47+0.84buy
Pathstone Holdings, LLC217,128333,975+116,8470.010.02+0.00buy
Atlas Wealth LLC143,343241,097+97,7540.751.12+0.37buy
Matisse Capital049,190+49,1900.000.29+0.29buy
IFC Advisors LLC044,480+44,4800.000.11+0.11buy
ABSOLUTE INVESTMENT ADVISERS, LLC295,952336,452+40,5000.580.53-0.06buy
UBS Group AG757,510787,480+29,9700.000.00-0.00buy
River Street Advisors LLC028,566+28,5660.000.16+0.16buy
Rockefeller Capital Management L.P.818,059840,728+22,6690.030.02-0.00buy
WOLVERINE ASSET MANAGEMENT LLC3,67624,565+20,8890.000.01+0.00buy
HRT FINANCIAL LP015,441+15,4410.000.00+0.00buy
OPPENHEIMER & CO INC153,159167,634+14,4750.030.03-0.00buy
Quarry LP115,149129,549+14,4000.390.38-0.01buy
Waverly Advisors, LLC011,089+11,0890.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC107,228111,321+4,0930.020.02-0.00buy
Concurrent Investment Advisors, LLC38,52042,220+3,7000.010.01-0.00buy
LPL Financial LLC16,18219,132+2,9500.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC16,96319,561+2,5980.000.00-0.00buy
SteelPeak Wealth, LLC20,50022,200+1,7000.010.01-0.00buy
PFG Investments, LLC22,79524,295+1,5000.020.02-0.00buy
Hilltop Holdings Inc.11,30012,300+1,0000.010.01+0.00buy
Newbridge Financial Services Group, Inc.01,000+1,0000.000.00+0.00buy
Karpus Management, Inc.277,395278,326+9310.120.11-0.01buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0750+7500.000.00+0.00buy
EverSource Wealth Advisors, LLC4,4005,000+6000.000.00-0.00buy
Thomas J. Herzfeld Advisors, Inc.302,810303,069+2591.381.37-0.02buy
PRIVATE TRUST CO NA88688600.000.00-0.00hold
Mathes Company, Inc.34,00034,00000.190.16-0.03hold
Carnegie Investment Counsel30,00030,00000.010.01-0.00hold
Plancorp, LLC16,81216,81200.010.01-0.00hold
Wellspring Financial Advisors, LLC10,00010,00000.010.01-0.00hold
CALIBER WEALTH MANAGEMENT, LLC / KS12,00012,00000.020.02-0.01hold
US BANCORP \DE\4,0634,06300.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.2,5002,50000.000.00+0.00hold
COMERICA BANK13,88613,88600.000.00-0.00hold
TRUIST FINANCIAL CORP30,86630,86600.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC1,100879-2210.000.00-0.00sell
HighTower Advisors, LLC21,48620,782-7040.000.00-0.00sell
Corient Private Wealth LLC36,39935,589-8100.000.00-0.00sell
&PARTNERS17,10616,106-1,0000.000.00-0.00sell
MORGAN STANLEY233,166228,801-4,3650.000.00-0.00sell
Private Advisor Group, LLC53,74948,696-5,0530.000.00-0.00sell
OSAIC HOLDINGS, INC.25,08417,154-7,9300.000.00-0.00sell
U.S. Capital Wealth Advisors, LLC65,61056,593-9,0170.030.02-0.01sell
MOSAIC FINANCIAL GROUP, LLC10,0000-10,0000.110.00-0.11sell
Janney Montgomery Scott LLC11,6090-11,6090.000.00-0.00sell
ROYAL BANK OF CANADA296,332284,101-12,2310.000.00-0.00sell
CHOREO, LLC51,82528,664-23,1610.010.01-0.01sell
WEDBUSH SECURITIES INC112,69488,337-24,3570.060.04-0.02sell
WELLS FARGO & COMPANY/MN421,024386,316-34,7080.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC205,214168,709-36,5050.000.00-0.00sell
B. Riley Wealth Advisors, Inc.56,47211,483-44,9890.020.01-0.02sell
STIFEL FINANCIAL CORP822,764717,134-105,6300.010.01-0.00sell
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